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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
276
Virtus Convertible & Income Fund
NCV
$390M
$754K 0.07%
19,512
+9,464
+94% +$363K
IEO icon
277
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
$753K 0.07%
9,140
+1,149
+14% +$93.5K
MTGE
278
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$753K 0.07%
42,924
-86,437
-67% -$1.66M
CWB icon
279
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$751K 0.07%
16,070
+5,941
+59% +$274K
IRY
280
DELISTED
SPDR S&P International Health Care Sector
IRY
$750K 0.07%
17,032
-5,220
-23% -$224K
LVS icon
281
Las Vegas Sands
LVS
$29.6B
$748K 0.07%
9,459
+341
+4% +$24.5K
PIZ icon
282
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$735M
$741K 0.07%
27,902
+17,397
+166% +$443K
VGR
283
DELISTED
Vector Group Ltd.
VGR
$733K 0.07%
84,455
-793
-0.9% -$6.85K
FRI icon
284
First Trust S&P REIT Index Fund
FRI
$204M
$732K 0.07%
41,940
-26,896
-39% -$486K
O icon
285
Realty Income
O
$59.1B
$728K 0.06%
20,088
-671
-3% -$25.8K
GDX icon
286
VanEck Gold Miners ETF
GDX
$27.4B
$726K 0.06%
34,384
+8,196
+31% +$189K
CSX icon
287
CSX Corp
CSX
$93.1B
$723K 0.06%
75,075
+4,968
+7% +$44.5K
CMCSA icon
288
Comcast
CMCSA
$90B
$720K 0.06%
27,664
-464
-2% -$11.2K
MPA icon
289
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$718K 0.06%
56,000
-800
-1% -$10.3K
EWZ icon
290
iShares MSCI Brazil ETF
EWZ
$8.95B
$713K 0.06%
15,989
-1,184
-7% -$56.2K
PFN
291
PIMCO Income Strategy Fund II
PFN
$703M
$713K 0.06%
71,481
-29,185
-29% -$297K
QDF icon
292
FlexShares Quality Dividend Index Fund
QDF
$2.28B
$706K 0.06%
21,173
-691
-3% -$22.3K
DEO icon
293
Diageo
DEO
$53.6B
$703K 0.06%
5,308
+229
+5% +$29.3K
KMR
294
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$702K 0.06%
9,909
+1,473
+17% +$103K
CHI
295
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$699K 0.06%
52,655
-29,858
-36% -$389K
PJP icon
296
Invesco Pharmaceuticals ETF
PJP
$498M
$698K 0.06%
13,093
-876
-6% -$43.8K
AWF
297
AllianceBernstein Global High Income Fund
AWF
$872M
$697K 0.06%
49,003
+3,204
+7% +$47.7K
AMGN icon
298
Amgen
AMGN
$222B
$695K 0.06%
6,091
-190
-3% -$21.6K
JPS
299
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$687K 0.06%
84,609
-31,703
-27% -$256K
SRE icon
300
Sempra
SRE
$54.8B
$674K 0.06%
15,050
-498
-3% -$22.1K
10 11
12
13 14

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.