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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSG icon
226
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
$1.05M 0.08%
67,331
+30,980
+85% +$463K
JPS
227
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.05M 0.08%
108,054
+47,473
+78% +$430K
IWF icon
228
iShares Russell 1000 Growth ETF
IWF
$128B
$1.04M 0.08%
38,468
-81,636
-68% -$2.12M
NVS icon
229
Novartis
NVS
$297B
$1.04M 0.08%
15,944
-107
-0.7% -$6.94K
IWP icon
230
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.04M 0.08%
20,682
-1,332
-6% -$64.2K
IUSV icon
231
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.04M 0.08%
21,029
+2,665
+15% +$126K
IWR icon
232
iShares Russell Mid-Cap ETF
IWR
$57.5B
$1.02M 0.08%
22,260
-17,316
-44% -$757K
VMM
233
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$1.02M 0.08%
73,368
+9,988
+16% +$139K
TVRD
234
Tvardi Therapeutics
TVRD
$23.4M
$1.01M 0.08%
1,781
+75
+4% +$24.1K
CPB icon
235
Campbell Soup
CPB
$6.87B
$1.01M 0.08%
15,958
+832
+6% +$46.6K
CELG
236
DELISTED
Celgene Corp
CELG
$1M 0.08%
8,699
-2,652
-23% -$295K
NVG icon
237
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$997K 0.08%
68,258
-1,603
-2% -$23.5K
VOO icon
238
Vanguard S&P 500 ETF
VOO
$1.03T
$993K 0.08%
4,751
+78
+2% +$15.7K
FPE icon
239
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$990K 0.08%
51,301
+38,396
+298% +$737K
FXZ icon
240
First Trust Materials AlphaDEX Fund
FXZ
$386M
$990K 0.08%
+26,231
New +$916K
INCY icon
241
Incyte
INCY
$24.4B
$989K 0.08%
8,176
+464
+6% +$45.3K
EMB icon
242
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$971K 0.08%
8,668
-2,709
-24% -$304K
HYD icon
243
VanEck High Yield Muni ETF
HYD
$4.4B
$969K 0.08%
16,201
-1,111
-6% -$67.5K
USO icon
244
United States Oil Fund
USO
$1.67B
$962K 0.07%
10,444
-268
-3% -$23.7K
SYG
245
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
$945K 0.07%
14,389
+2,898
+25% +$181K
IGSB icon
246
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$943K 0.07%
17,952
-10,086
-36% -$530K
IYZ icon
247
iShares US Telecommunications ETF
IYZ
$1.23B
$943K 0.07%
+27,545
New +$887K
DGRO icon
248
iShares Core Dividend Growth ETF
DGRO
$43.6B
$929K 0.07%
+31,746
New +$892K
MMP
249
DELISTED
Magellan Midstream Partners, L.P.
MMP
$929K 0.07%
11,615
-421
-3% -$29.5K
HDGE icon
250
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$919K 0.07%
10,085
+1,050
+12% +$99.9K
8 9
10
11 12

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MIM
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.