We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
226
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$912K 0.08%
22,490
+13,826
+160% +$531K
IEF icon
227
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$908K 0.08%
8,552
+6,456
+308% +$686K
CL icon
228
Colgate-Palmolive
CL
$74.3B
$905K 0.08%
13,407
-528
-4% -$34.5K
WTRE icon
229
WisdomTree New Economy Real Estate Fund
WTRE
$15.5M
$905K 0.08%
32,864
+1,643
+5% +$45K
XRT icon
230
State Street SPDR S&P Retail ETF
XRT
$652M
$904K 0.08%
19,486
-590
-3% -$28.1K
ICF icon
231
iShares Select U.S. REIT ETF
ICF
$2.08B
$897K 0.08%
18,278
+8,318
+84% +$387K
PHT
232
DELISTED
Pioneer High Income Fund
PHT
$885K 0.08%
81,686
+946
+1% +$10.3K
CLDX icon
233
Celldex Therapeutics
CLDX
$3.37B
$880K 0.08%
4,490
-13
-0.3% -$3.68K
OIL
234
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$880K 0.08%
+101,465
New +$908K
PHK
235
PIMCO High Income Fund
PHK
$878M
$879K 0.08%
95,708
-1,983
-2% -$18K
DHC
236
Diversified Healthcare Trust
DHC
$2.04B
$872K 0.08%
58,694
-2,504
-4% -$41.4K
GS icon
237
Goldman Sachs
GS
$301B
$865K 0.08%
4,513
+158
+4% +$31K
HON icon
238
Honeywell
HON
$77B
$865K 0.08%
9,313
+240
+3% +$21.8K
NPM
239
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$863K 0.08%
62,140
– –
PCN
240
PIMCO Corporate & Income Strategy Fund
PCN
$889M
$854K 0.08%
61,504
-7,052
-10% -$95.1K
NVO
241
Novo Nordisk
NVO
$211B
$842K 0.08%
31,428
+996
+3% +$28.2K
OXY icon
242
Occidental Petroleum
OXY
$58.6B
$841K 0.08%
11,123
-309
-3% -$21.6K
EFG icon
243
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$839K 0.08%
12,235
-822
-6% -$56K
DBL
244
DoubleLine Opportunistic Credit Fund
DBL
$281M
$838K 0.08%
33,142
+550
+2% +$13.1K
IYH icon
245
iShares US Healthcare ETF
IYH
$3.77B
$838K 0.08%
27,455
-91,505
-77% -$2.85M
VGM icon
246
Invesco Trust Investment Grade Municipals
VGM
$564M
$838K 0.08%
63,500
– –
GM icon
247
General Motors
GM
$77.2B
$831K 0.08%
23,463
+3,397
+17% +$104K
NQU
248
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$830K 0.08%
59,820
– –
SYY icon
249
Sysco
SYY
$40.1B
$821K 0.08%
20,118
-5,994
-23% -$229K
BKCC
250
DELISTED
BlackRock Capital Investment Corporation
BKCC
$818K 0.08%
86,575
+66,075
+322% +$608K
8 9
10
11 12

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.