National Planning Corporation’s Invesco Pharmaceuticals ETF PJP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-8,347	Closed	-$467K	–	719
2016 Q3	$467K	Buy	8,347 +456	+6%	+$29.9K	0.04%	378
2016 Q2	$537K	Sell	7,891 -4,923	-38%	-$310K	0.04%	355
2016 Q1	$762K	Sell	12,814 -15,028	-54%	-$919K	0.07%	279
2015 Q4	$1.66M	Sell	27,842 -4,290	-13%	-$304K	0.14%	173
2015 Q3	$2.33M	Buy	32,132 +6,686	+26%	+$520K	0.21%	103
2015 Q2	$2.04M	Buy	25,446 +4,414	+21%	+$344K	0.18%	120
2015 Q1	$1.58M	Buy	21,032 +5,429	+35%	+$399K	0.14%	147
2014 Q4	$1.05M	Buy	15,603 +3,624	+30%	+$241K	0.07%	234
2014 Q3	$767K	Buy	11,979 +61	+0.5%	+$3.77K	0.06%	300
2014 Q2	$728K	Sell	11,918 -533	-4%	-$30.9K	0.06%	310
2014 Q1	$712K	Sell	12,451 -642	-5%	-$36.5K	0.06%	297
2013 Q4	$698K	Sell	13,093 -876	-6%	-$43.8K	0.06%	296
2013 Q3	$655K	Buy	13,969 +547	+4%	+$25K	0.06%	287
2013 Q2	$566K	Buy	+13,422	New	+$559K	0.07%	256