National Planning Corporation’s VanEck Morningstar Wide Moat ETF MOAT Stock Holding History

National Planning Corporation’s Portfolio MOAT Stock Details MOAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-98,174	Closed	-$3.96M	–	391
2017 Q3	$3.96M	Sell	98,174 -38,378	-28%	-$1.52M	0.33%	61
2017 Q2	$5.43M	Buy	136,552 +8,856	+7%	+$340K	0.41%	51
2017 Q1	$4.78M	Sell	127,696 -445	-0.3%	-$16.4K	0.36%	58
2016 Q4	$4.61M	Buy	128,141 +22,250	+21%	+$766K	0.36%	54
2016 Q3	$3.55M	Buy	105,891 +7,801	+8%	+$266K	0.28%	80
2016 Q2	$3.35M	Buy	+98,090	New	+$3.16M	0.26%	87
2016 Q1	–	Sell	-105,064	Closed	-$2.91M	–	710
2015 Q4	$2.91M	Sell	105,064 -65,649	-38%	-$1.95M	0.24%	96
2015 Q3	$5.2M	Buy	170,713 +9,908	+6%	+$297K	0.48%	44
2015 Q2	$4.95M	Buy	160,805 +21,158	+15%	+$661K	0.45%	48
2015 Q1	$4.39M	Buy	139,647 +51,751	+59%	+$1.56M	0.39%	54
2014 Q4	$2.63M	Buy	87,896 +35,595	+68%	+$1.11M	0.19%	100
2014 Q3	$1.63M	Buy	52,301 +13,001	+33%	+$405K	0.12%	162
2014 Q2	$1.21M	Buy	39,300 +21,657	+123%	+$647K	0.09%	210
2014 Q1	$521K	Buy	17,643 +9,437	+115%	+$271K	0.04%	360
2013 Q4	$237K	Buy	+8,206	New	+$228K	0.02%	588

Other funds holding MOAT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TTP Investments San Jose, California $247M AUM 74.49% 1-Year Est. Return

SWA

SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JFA

JNBA Financial Advisors Bloomington, Minnesota $1.32B AUM 24.95% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

National Planning Corporation's MOAT Position: Q4 2017 in Review

National Planning Corporation sold out of VanEck Morningstar Wide Moat ETF (MOAT) in Q4 2017, closing a stake of 98,174 shares — an estimated $3.96M sold.

National Planning Corporation first reported a position in MOAT in Q4 2013 and held it in 15 quarters. The position peaked at $5.43M in Q2 2017. 113 funds tracked by Wall St. Rank hold MOAT as of Q4 2017.

National Planning Corporation reported no remaining VanEck Morningstar Wide Moat ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 98,174 VanEck Morningstar Wide Moat ETF shares in Q4 2017, an estimated $3.96M.
National Planning Corporation first reported a position in VanEck Morningstar Wide Moat ETF in Q4 2013 and held it in 15 quarters.
National Planning Corporation's VanEck Morningstar Wide Moat ETF position peaked at $5.43M in Q2 2017.
113 funds tracked by Wall St. Rank held VanEck Morningstar Wide Moat ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.