We are live on ! Find out more
MLM

Mount Lucas Management Portfolio holdings

AUM $271M
1-Year Est. Return 25.49%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+25.49%
3 Year Est. Return
+84.38%
5 Year Est. Return
+112.56%
10 Year Est. Return
+410.08%
AUM
$562M
AUM Growth
-$26.8M
Cap. Flow
-$40M
Cap. Flow %
-7.12%
Top 10 Hldgs %
31.61%
Holding
183
New
39
Increased
34
Reduced
81
Closed
25

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$12.5M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$11.9M
3
WMT icon
Walmart Inc
WMT
+$11.5M
4
AIZ icon
Assurant
AIZ
+$11.5M
5
GLW icon
Corning
GLW
+$11.4M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$65.5M
2
TRV icon
Travelers Companies
TRV
+$16.1M
3
PSX icon
Phillips 66
PSX
+$13.8M
4
F icon
Ford
F
+$12.6M
5
HIG icon
Hartford Financial Services
HIG
+$12.5M

Sector Composition

Rank Sector Weight
1 Financials 18.84%
2 Consumer Discretionary 13.31%
3 Consumer Staples 8.67%
4 Communication Services 4.87%
5 Industrials 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPST icon
151
Tempest Therapeutics
TPST
$13.7M
$34K 0.01%
2
+1
+100% +$18.1K
TOVX icon
152
Theriva Biologics
TOVX
$9.64M
$30K 0.01%
2
+1
+100% +$15K
JONE
153
DELISTED
Jones Energy, Inc.
JONE
$27K ﹤0.01%
+408
New +$25.2K
OCGN icon
154
Ocugen
OCGN
$416M
$26K ﹤0.01%
133
-25
-16% -$3.91K
FNJN
155
DELISTED
Finjan Holdings, Inc.
FNJN
$24K ﹤0.01%
+14,164
New +$24.7K
FCSC
156
DELISTED
Fibrocell Science Inc.
FCSC
$18K ﹤0.01%
1,667
+300
+22% +$4.45K
OGEN icon
157
Oragenics
OGEN
$2.26M
$16K ﹤0.01%
2
– –
ACLS icon
158
Axcelis
ACLS
$4.01B
– –
-4,250
Closed -$183K
ARMP icon
159
Armata Pharmaceuticals
ARMP
$167M
– –
-52
Closed -$11K
AZO icon
160
AutoZone
AZO
$49.2B
– –
-4,607
Closed -$3.66M
COR icon
161
Cencora
COR
$60.6B
– –
-32,225
Closed -$2.56M
CORN icon
162
Teucrium Corn Fund
CORN
$176M
– –
-56,991
Closed -$1.17M
CRK icon
163
Comstock Resources
CRK
$3.89B
– –
-2,900
Closed -$61K
CVS icon
164
CVS Health
CVS
$133B
– –
-33,491
Closed -$3.21M
FAZ
165
DELISTED
Direxion Daily Financial Bear 3x ETF
FAZ
– –
-3
Closed -$38K
MPC icon
166
Marathon Petroleum
MPC
$92.4B
– –
-291,857
Closed -$11.1M
NEON icon
167
Neonode
NEON
$14.1M
– –
-7,686
Closed -$112K
PGR icon
168
Progressive
PGR
$123B
– –
-113,110
Closed -$3.79M
PSX icon
169
Phillips 66
PSX
$84.9B
– –
-173,440
Closed -$13.8M
SPXS icon
170
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
– –
-6
Closed -$42K
STZ icon
171
Constellation Brands
STZ
$22.2B
– –
-26,327
Closed -$4.36M
TOPS icon
172
TOP Ships
TOPS
$3.49M
– –
0
– -$23K
TRV icon
173
Travelers Companies
TRV
$78.1B
– –
-135,669
Closed -$16.1M
TUR icon
174
iShares MSCI Turkey ETF
TUR
$200M
– –
-5,457
Closed -$216K
VLO icon
175
Valero Energy
VLO
$90.1B
– –
-225,206
Closed -$11.5M
4 5 6
7
8

Similar funds

MCM
Moerus Capital Management New York $271M AUM 58.78% 1-Year Est. Return
RP
Ravenswood Partners Mclean, Virginia $271M AUM
PCM
Punch Card Management Winter Park, Florida $271M AUM 11.49% 1-Year Est. Return
MAM
Mullooly Asset Management Wall Township, New Jersey $271M AUM 16.93% 1-Year Est. Return
FCMV
Foresite Capital Management V Larkspur, California $271M AUM 309.87% 1-Year Est. Return
VW
Veridan Wealth West Linn, Oregon $270M AUM
FDS
First Dallas Securities Dallas, Texas $270M AUM 39.24% 1-Year Est. Return
S
Siemens Munich, Germany $272M AUM 183.71% 1-Year Est. Return

Mount Lucas Management's Q3 2016 Portfolio in Review

As of Q3 2016, Mount Lucas Management held 183 positions worth $562M, down 4.5% from $589M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Mount Lucas Management withdrew a net $40M in Q3 2016, closing 25 positions and reducing 81 holdings. Its most notable exit was Travelers Companies, an estimated $16.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Mount Lucas Management opened a new position in Lumen worth $11.8M.

  • Mount Lucas Management's largest Q3 2016 buy was Lumen: 429,621 shares worth $11.8M.
  • Mount Lucas Management added most to Unum in Q3 2016, an estimated $10.6M increase.
  • Mount Lucas Management's biggest Q3 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $65.5M.
  • Mount Lucas Management fully exited Travelers Companies in Q3 2016, selling an estimated $16.1M.
  • Mount Lucas Management's ten largest holdings make up 32% of its $562M portfolio in Q3 2016.
  • Mount Lucas Management opened 39 new positions and closed 25 in Q3 2016.
  • Mount Lucas Management's portfolio value fell 4.5% quarter-over-quarter to $562M.

Based on Mount Lucas Management's 13F filing for Q3 2016, filed 14 Nov 2016.