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MLM

Mount Lucas Management Portfolio holdings

AUM $281M
1-Year Est. Return 36.14%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+36.14%
3 Year Est. Return
+109.35%
5 Year Est. Return
+140.26%
10 Year Est. Return
+507.99%
AUM
$562M
AUM Growth
-$26.8M
Cap. Flow
-$39.5M
Cap. Flow %
-7.03%
Top 10 Hldgs %
31.61%
Holding
183
New
39
Increased
34
Reduced
81
Closed
25

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$12.5M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$11.9M
3
WMT icon
Walmart Inc
WMT
+$11.5M
4
AIZ icon
Assurant
AIZ
+$11.5M
5
GLW icon
Corning
GLW
+$11.4M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$65.5M
2
TRV icon
Travelers Companies
TRV
+$16.1M
3
PSX icon
Phillips 66
PSX
+$13.8M
4
F icon
Ford
F
+$12.6M
5
HIG icon
Hartford Financial Services
HIG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.59%
2 Financials 18.84%
3 Consumer Discretionary 13.33%
4 Consumer Staples 8.67%
5 Communication Services 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
126
Texas Roadhouse
TXRH
$10.9B
$184K 0.03%
4,705
-112
-2% -$5.01K
ACH
127
Accendra Health
ACH
$79.2M
$182K 0.03%
5,234
-107
-2% -$3.75K
AGEN
128
Agenus
AGEN
$326M
$172K 0.03%
1,223
-153
-11% -$17.5K
AX icon
129
Axos Financial
AX
$5.19B
$157K 0.03%
7,026
-198
-3% -$3.84K
PGEN icon
130
Precigen
PGEN
$2.82B
$118K 0.02%
4,238
+303
+8% +$8.01K
TIP icon
131
iShares TIPS Bond ETF
TIP
$14.7B
$115K 0.02%
985
+136
+16% +$15.8K
WIP icon
132
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$470M
$115K 0.02%
+2,016
New +$113K
FLOT icon
133
iShares Floating Rate Bond ETF
FLOT
$10.8B
$114K 0.02%
2,248
+331
+17% +$16.8K
IGSB icon
134
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$114K 0.02%
2,154
+318
+17% +$16.8K
LQD icon
135
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$113K 0.02%
921
+108
+13% +$13.3K
MUB icon
136
iShares National Muni Bond ETF
MUB
$44.6B
$113K 0.02%
1,005
+143
+17% +$16.2K
RESN
137
DELISTED
Resonant Inc.
RESN
$109K 0.02%
20,000
-3,000
-13% -$15.4K
AVHI
138
DELISTED
A V Homes, Inc.
AVHI
$108K 0.02%
6,500
-500
-7% -$7.19K
GSL icon
139
Global Ship Lease
GSL
$1.66B
$103K 0.02%
7,750
+1,500
+24% +$19.1K
VUZI icon
140
Vuzix
VUZI
$232M
$93K 0.02%
10,500
+2,500
+31% +$20.1K
JCAP
141
DELISTED
Jernigan Capital, Inc.
JCAP
$86K 0.02%
4,500
-200
-4% -$3.3K
RMGN
142
DELISTED
RMG Networks Holding Corporation
RMGN
$84K 0.01%
23,750
+3,761
+19% +$14.9K
SSNI
143
DELISTED
Silver Spring Networks, Inc.
SSNI
$64K 0.01%
4,500
+700
+18% +$9.24K
LCTX icon
144
Lineage Cell Therapeutics
LCTX
$260M
$43K 0.01%
+12,573
New +$34.7K
PR
145
Permian Resources
PR
$19.4B
$41K 0.01%
+2,600
New +$31.8K
AQMS icon
146
Aqua Metals
AQMS
$8.41M
$40K 0.01%
+23
New +$43.3K
CETX icon
147
Cemtrex
CETX
$3.89M
– –
0
– –
PFX icon
148
PhenixFIN
PFX
$89.2M
$38K 0.01%
+250
New +$37.1K
TCRT icon
149
Alaunos Therapeutics
TCRT
$4.06M
$37K 0.01%
43
+3
+8% +$2.41K
HBP
150
DELISTED
Huttig Building Products, Inc.
HBP
$36K 0.01%
+6,200
New +$37.4K
4 5
6
7 8

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Mount Lucas Management's Q3 2016 Portfolio in Review

As of Q3 2016, Mount Lucas Management held 183 positions worth $562M, down 4.5% from $589M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Mount Lucas Management withdrew a net $39.5M in Q3 2016, closing 25 positions and reducing 81 holdings. Its most notable exit was Travelers Companies, an estimated $16.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, up from 44% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Mount Lucas Management opened a new position in Lumen worth $11.8M.

  • Mount Lucas Management's largest Q3 2016 buy was Lumen: 429,621 shares worth $11.8M.
  • Mount Lucas Management added most to Unum in Q3 2016, an estimated $10.6M increase.
  • Mount Lucas Management's biggest Q3 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $65.5M.
  • Mount Lucas Management fully exited Travelers Companies in Q3 2016, selling an estimated $16.1M.
  • Mount Lucas Management's ten largest holdings make up 32% of its $562M portfolio in Q3 2016.
  • Mount Lucas Management opened 39 new positions and closed 25 in Q3 2016.
  • Mount Lucas Management's portfolio value fell 4.5% quarter-over-quarter to $562M.

Based on Mount Lucas Management's 13F filing for Q3 2016, filed 14 Nov 2016.