Morgan Stanley Portfolio holdings
Morgan Stanley, founded in 1935 by Henry Sturgis Morgan and Harold Stanley as a spin-off from J.P. Morgan & Co., is a leading global financial services firm headquartered in New York City. Initially focused on investment banking, it has evolved into a diversified powerhouse offering wealth management, institutional securities, and asset management services, catering to corporations, governments, institutions, and high-net-worth individuals. With a strong presence in mergers and acquisitions, underwriting, and trading, Morgan Stanley manages billions in assets and is known for its sophisticated financial advisory services. The firm has adapted to modern markets by expanding its digital offerings and wealth management division, notably through its 2020 acquisition of E*TRADE, solidifying its position as a Wall Street titan.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$623M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$615M |
| 3 |
IBM
IBM
|
+$448M |
| 4 |
Bristol-Myers Squibb
BMY
|
+$368M |
| 5 |
Wells Fargo
WFC
|
+$361M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$791M |
| 2 |
EMC CORPORATION
EMC
|
+$736M |
| 3 |
VanEck Gold Miners ETF
GDX
|
+$501M |
| 4 |
Mondelez International
MDLZ
|
+$492M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$391M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 30.13% |
| 2 | Technology | 9.71% |
| 3 | Financials | 8.96% |
| 4 | Healthcare | 8.95% |
| 5 | Communication Services | 7.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
5826
NYLIM FTSE International Equity Currency Neutral ETF
HFXI
$2.29B
| $16K | ﹤0.01% |
898
-651
| -42% | -$11.7K |
2015 Q4
3 quarters
|
|
5827
Investcorp Credit Management BDC
ICMB
$9.89M
| $16K | ﹤0.01% |
1,818
-908
| -33% | -$8.55K |
2016 Q2
1 quarter
|
|
5828
US Global Jets ETF
JETS
$781M
| $16K | ﹤0.01% |
700
+660
| +1,650% | +$14.9K |
2016 Q2
1 quarter
|
|
5829
Optical Cable Corp
OCC
$124M
| $16K | ﹤0.01% |
6,300
| – | – |
2013 Q2
13 quarters
|
|
5830
TAT Technologies
TATT
$415M
| $16K | ﹤0.01% |
2,000
| – | – |
2013 Q4
11 quarters
|
|
5831
Niagen Bioscience
NAGE
$203M
| $16K | ﹤0.01% |
5,233
+653
| +14% | +$2.4K |
2016 Q2
1 quarter
|
|
5832
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
| $16K | ﹤0.01% |
14
+1
| +8% | +$1.08K |
2013 Q4
11 quarters
|
|
|
FGH
5833
DELISTED
FG Group Holdings Inc.
FGH
| $16K | ﹤0.01% |
2,249
| – | – |
2013 Q2
13 quarters
|
|
|
SEAC
5834
DELISTED
Seachange International Inc
SEAC
| $16K | ﹤0.01% |
269
-571
| -68% | -$35.5K |
2013 Q2
13 quarters
|
|
|
RBCN
5835
DELISTED
Rubicon Technology, Inc.
RBCN
| $16K | ﹤0.01% |
2,604
+1,400
| +116% | +$8.93K |
2013 Q2
13 quarters
|
|
|
USAK
5836
DELISTED
USA Truck Inc
USAK
| $16K | ﹤0.01% |
1,604
-812
| -34% | -$11.5K |
2013 Q4
11 quarters
|
|
|
ALJJ
5837
DELISTED
ALJ Regional Holdings Inc
ALJJ
| $16K | ﹤0.01% |
+3,387
| New | +$16.1K |
2016 Q3
0 quarters
|
|
|
GFED
5838
DELISTED
Guaranty Federal Bancshares In
GFED
| $16K | ﹤0.01% |
977
| – | – |
2014 Q1
10 quarters
|
|
|
RESN
5839
DELISTED
Resonant Inc.
RESN
| $16K | ﹤0.01% |
2,889
| – | – |
2014 Q2
9 quarters
|
|
|
CXDC
5840
DELISTED
China XD Plastics Company Limited
CXDC
| $16K | ﹤0.01% |
3,600
| – | – |
2013 Q4
11 quarters
|
|
|
MSBF
5841
DELISTED
MSB Financial Corp.
MSBF
| $16K | ﹤0.01% |
1,200
+61
| +5% | +$816 |
2013 Q4
11 quarters
|
|
|
ARQL
5842
DELISTED
Arqule Inc
ARQL
| $16K | ﹤0.01% |
8,700
| – | – |
2013 Q2
13 quarters
|
|
|
SYUT
5843
DELISTED
Synutra International, Inc.
SYUT
| $16K | ﹤0.01% |
+3,854
| New | +$14.5K |
2016 Q3
0 quarters
|
|
5844
AmeriServ Financial
ASRV
$75.7M
| $15K | ﹤0.01% |
4,303
| – | – |
2013 Q4
11 quarters
|
|
5845
iPath Select MLP ETN
ATMP
$611M
| $15K | ﹤0.01% |
650
-800
| -55% | -$18.2K |
2015 Q4
3 quarters
|
|
5846
Colony Bankcorp
CBAN
$423M
| $15K | ﹤0.01% |
1,555
| – | – |
2013 Q4
11 quarters
|
|
5847
Corvus Pharmaceuticals
CRVS
$843M
| $15K | ﹤0.01% |
+908
| New | +$13.1K |
2016 Q3
0 quarters
|
|
5848
Bio Green Med Solution Inc
BGMS
$5.69M
| – | – |
0
| – | – |
2013 Q2
13 quarters
|
|
5849
ProShares UltraShort FTSE Europe
EPV
$10.4M
| $15K | ﹤0.01% |
60
| – | – |
2015 Q4
3 quarters
|
|
5850
Fluent
FLNT
$83.1M
| $15K | ﹤0.01% |
490
-965
| -66% | -$29.6K |
2015 Q3
4 quarters
|
|
Similar funds
Morgan Stanley's Q3 2016 Portfolio in Review
As of Q3 2016, Morgan Stanley held 6,800 positions worth $293B, up 5.8% from $277B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Morgan Stanley's Q3 2016 filing shows 189 new, 3,183 increased, 2,670 reduced and 222 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 2,617,803 shares worth $85.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $791M.
By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 30% a quarter earlier, followed by Technology and Financials.
- Morgan Stanley's largest Q3 2016 buy was State Street Real Estate Select Sector SPDR ETF: 2,617,803 shares worth $85.8M.
- Morgan Stanley added most to State Street Consumer Staples Select Sector SPDR ETF in Q3 2016, an estimated $623M increase.
- Morgan Stanley's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $791M.
- Morgan Stanley fully exited EMC CORPORATION in Q3 2016, selling an estimated $736M.
- Morgan Stanley's ten largest holdings make up 13% of its $293B portfolio in Q3 2016.
- Morgan Stanley opened 189 new positions and closed 222 in Q3 2016.
- Morgan Stanley's portfolio value rose 5.8% quarter-over-quarter to $293B.
Based on Morgan Stanley's 13F filing for Q3 2016, filed 10 Nov 2016.