We are live on ! Find out more
MC

Moors & Cabot Portfolio holdings

AUM $2.34B
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+30.42%
3 Year Est. Return
+101.7%
5 Year Est. Return
+135.96%
10 Year Est. Return
+427.28%
AUM
$1.59B
AUM Growth
+$166M
Cap. Flow
+$193M
Cap. Flow %
12.16%
Top 10 Hldgs %
23.84%
Holding
933
New
96
Increased
439
Reduced
235
Closed
73

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$24.4M
2
NVDA icon
NVIDIA
NVDA
+$23.2M
3
PG icon
Procter & Gamble
PG
+$20.1M
4
PFE icon
Pfizer
PFE
+$16.6M
5
NSC icon
Norfolk Southern
NSC
+$8.2M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$2.48M
2
SPLK
Splunk Inc
SPLK
+$941K
3
GE icon
GE Aerospace
GE
+$656K
4
T icon
AT&T
T
+$602K
5
RPD icon
Rapid7
RPD
+$538K

Sector Composition

Rank Sector Weight
1 Technology 19.11%
2 Healthcare 12.75%
3 Financials 10.52%
4 Consumer Discretionary 9.2%
5 Industrials 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIV
801
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$96K 0.01%
10,000
– –
TEF
802
DELISTED
Telefonica
TEF
$95K 0.01%
+21,514
New +$95.6K
HGLB
803
Highland Global Allocation Fund
HGLB
$173M
$92K 0.01%
10,000
– –
SMM
804
DELISTED
Salient Midstream & MLP Fund
SMM
$92K 0.01%
14,796
-200
-1% -$1.16K
SWN
805
DELISTED
Southwestern Energy Company
SWN
$89K 0.01%
16,000
– –
AUY
806
DELISTED
Yamana Gold, Inc.
AUY
$88K 0.01%
22,078
– –
ABEV icon
807
Ambev
ABEV
$47.3B
$85K 0.01%
31,750
– –
NGD
808
DELISTED
New Gold Inc
NGD
$82K 0.01%
77,500
-5,250
-6% -$7.22K
SABA
809
Saba Capital Income & Opportunities Fund II
SABA
$220M
$82K 0.01%
7,708
– –
AWP
810
abrdn Global Premier Properties Fund
AWP
$377M
$81K 0.01%
4,429
-335
-7% -$6.61K
ORGN
811
DELISTED
Origin Materials
ORGN
$70K ﹤0.01%
340
-83
-20% -$17.1K
NCNA
812
NuCana
NCNA
$5.37M
$65K ﹤0.01%
+5
New +$58.9K
RIG icon
813
Transocean
RIG
$5.92B
$58K ﹤0.01%
14,950
+1,153
+8% +$4.19K
UAMY icon
814
United States Antimony
UAMY
$766M
$57K ﹤0.01%
62,500
– –
RES icon
815
RPC Inc
RES
$1.24B
$54K ﹤0.01%
11,300
– –
GGN
816
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$51K ﹤0.01%
+13,650
New +$52.9K
MNKD icon
817
MannKind Corp
MNKD
$1.28B
$49K ﹤0.01%
11,000
-500
-4% -$2.25K
LCTX icon
818
Lineage Cell Therapeutics
LCTX
$257M
$47K ﹤0.01%
18,400
-4,960
-21% -$12.7K
CLIR icon
819
ClearSign Technologies
CLIR
$22M
$42K ﹤0.01%
+2,100
New +$70.3K
PBI icon
820
Pitney Bowes
PBI
$2.42B
$36K ﹤0.01%
+5,000
New +$39.1K
BTCY
821
DELISTED
Biotricity, Inc. Common Stock
BTCY
$29K ﹤0.01%
+1,667
New +$31.3K
FNHC
822
DELISTED
FedNat Holding Company Common Stock
FNHC
$25K ﹤0.01%
+10,000
New +$26.4K
RESN
823
DELISTED
Resonant Inc.
RESN
$25K ﹤0.01%
+10,500
New +$29K
TXMD icon
824
TherapeuticsMD
TXMD
$23.8M
$24K ﹤0.01%
650
-79
-11% -$3.51K
WTER
825
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$21K ﹤0.01%
867
+67
+8% +$1.76K
31 32
33
34 35

Similar funds

G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return
ST
Sageworth Trust Lancaster, Pennsylvania $2.33B AUM 20.04% 1-Year Est. Return
MFAM
Motley Fool Asset Management Alexandria, Virginia $2.33B AUM 21.93% 1-Year Est. Return
ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
FBIL
First Beijing Investment Ltd Hong Kong $2.32B AUM 8.06% 1-Year Est. Return

Moors & Cabot's Q3 2021 Portfolio in Review

As of Q3 2021, Moors & Cabot held 933 positions worth $1.59B, up 12% from $1.43B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Moors & Cabot deployed $193M of net new capital in Q3 2021, opening 96 new positions and adding to 439 existing holdings. Its largest new stake was The Greenbrier Companies: 26,375 shares worth $1.13M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Moderna, an estimated $2.48M trimmed.

  • Moors & Cabot's largest Q3 2021 buy was The Greenbrier Companies: 26,375 shares worth $1.13M.
  • Moors & Cabot added most to Nike in Q3 2021, an estimated $24.4M increase.
  • Moors & Cabot's biggest Q3 2021 reduction was Moderna, cutting an estimated $2.48M.
  • Moors & Cabot fully exited Invesco Dorsey Wright Momentum ETF in Q3 2021, selling an estimated $284K.
  • Moors & Cabot's ten largest holdings make up 24% of its $1.59B portfolio in Q3 2021.
  • Moors & Cabot opened 96 new positions and closed 73 in Q3 2021.
  • Moors & Cabot's portfolio value rose 12% quarter-over-quarter to $1.59B.

Based on Moors & Cabot's 13F filing for Q3 2021, filed 5 Nov 2021.