MC

Moors & Cabot Portfolio holdings

AUM $2.15B
1-Year Return 27.41%
This Quarter Return
+8.28%
1 Year Return
+27.41%
3 Year Return
+95.79%
5 Year Return
+182.71%
10 Year Return
+346.28%
AUM
$996M
AUM Growth
+$92M
Cap. Flow
+$26.6M
Cap. Flow %
2.67%
Top 10 Hldgs %
19.54%
Holding
650
New
51
Increased
278
Reduced
237
Closed
45

Top Buys

1
TPL icon
Texas Pacific Land
TPL
$2.57M
2
UNP icon
Union Pacific
UNP
$2.39M
3
MSFT icon
Microsoft
MSFT
$2.28M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$2.22M
5
IBM icon
IBM
IBM
$2.2M

Top Sells

1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
$2.19M
2
PPL icon
PPL Corp
PPL
$2.03M
3
UNH icon
UnitedHealth
UNH
$2.01M
4
PM icon
Philip Morris
PM
$1.91M
5
CELG
Celgene Corp
CELG
$1.77M

Sector Composition

1 Technology 15.34%
2 Healthcare 13.11%
3 Energy 12.13%
4 Financials 10.99%
5 Industrials 10.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHK
601
DELISTED
Chesapeake Energy Corporation
CHK
$15K ﹤0.01%
90
-58
-39% -$9.67K
VBIV
602
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$14K ﹤0.01%
+333
New +$14K
GCVRZ
603
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$14K ﹤0.01%
16,000
– –
CATX icon
604
Perspective Therapeutics
CATX
$257M
$6K ﹤0.01%
1,000
– –
FLOT icon
605
iShares Floating Rate Bond ETF
FLOT
$9.12B
– –
-8,311
Closed -$424K
GUNR icon
606
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$4.98B
– –
-17,495
Closed -$546K
DISCA
607
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-10,988
Closed -$293K
ACWI icon
608
iShares MSCI ACWI ETF
ACWI
$22.1B
– –
-13,474
Closed -$995K
AGG icon
609
iShares Core US Aggregate Bond ETF
AGG
$131B
– –
-1,806
Closed -$203K
ANGL icon
610
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
– –
-74,617
Closed -$2.19M
ARLP icon
611
Alliance Resource Partners
ARLP
$2.94B
– –
-10,000
Closed -$160K
CBU icon
612
Community Bank
CBU
$3.17B
– –
0
– –
EMHY icon
613
iShares JPMorgan EM High Yield Bond ETF
EMHY
$496M
– –
-100
Closed -$5K
ENSG icon
614
The Ensign Group
ENSG
$10B
– –
-9,266
Closed -$412K
ERX icon
615
Direxion Daily Energy Bull 2X Shares
ERX
$218M
– –
-1,060
Closed -$165K
FCG icon
616
First Trust Natural Gas ETF
FCG
$329M
– –
-11,035
Closed -$124K
GVA icon
617
Granite Construction
GVA
$4.73B
– –
-8,409
Closed -$268K
HPQ icon
618
HP
HPQ
$27.4B
– –
-18,525
Closed -$358K
HYS icon
619
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
– –
-9,117
Closed -$904K
IDV icon
620
iShares International Select Dividend ETF
IDV
$5.74B
– –
-7,989
Closed -$246K
LFEQ icon
621
VanEck Long/Flat Trend ETF
LFEQ
$27.1M
– –
-12,000
Closed -$336K
LPG icon
622
Dorian LPG
LPG
$1.33B
– –
-18,000
Closed -$186K
M icon
623
Macy's
M
$4.64B
– –
-23,250
Closed -$366K
NLY icon
624
Annaly Capital Management
NLY
$14.2B
– –
-2,580
Closed -$90K
OI icon
625
O-I Glass
OI
$1.97B
– –
-10,400
Closed -$108K
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