MC

Moors & Cabot Portfolio holdings

AUM $2.15B
1-Year Return 27.41%
This Quarter Return
+6.41%
1 Year Return
+27.41%
3 Year Return
+95.79%
5 Year Return
+182.71%
10 Year Return
+346.28%
AUM
$593M
AUM Growth
+$198M
Cap. Flow
+$176M
Cap. Flow %
29.62%
Top 10 Hldgs %
17.91%
Holding
559
New
177
Increased
290
Reduced
48
Closed
24

Top Buys

1
AAPL icon
Apple
AAPL
$8.73M
2
BP icon
BP
BP
$5.89M
3
IOC
Interoil Corporation
IOC
$5.43M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
$4.22M
5
GLD icon
SPDR Gold Trust
GLD
$3.5M

Top Sells

1
SI
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$519K
2
HSP
HOSPIRA INC
HSP
$457K
3
MNDT
Mandiant, Inc. Common Stock
MNDT
$437K
4
WFT
Weatherford International plc
WFT
$400K
5
KMX icon
CarMax
KMX
$386K

Sector Composition

1 Energy 24.69%
2 Healthcare 11.45%
3 Industrials 10.3%
4 Consumer Staples 8.3%
5 Technology 8.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FXEN
526
DELISTED
FX ENERGY INC
FXEN
$45K 0.01%
+12,550
New +$45K
PSHG icon
527
Performance Shipping
PSHG
$23.4M
– –
0
– –
OIIM
528
DELISTED
02Micro International Limited
OIIM
$34K 0.01%
10,000
– –
DRWI
529
DELISTED
DragonWave Inc
DRWI
$26K ﹤0.01%
508
+40
+9% +$2.05K
IRD
530
Opus Genetics, Inc. Common Stock
IRD
$75.5M
$22K ﹤0.01%
52
+29
+126% +$12.3K
ANAD
531
DELISTED
ANADIGICS INC
ANAD
$13K ﹤0.01%
15,250
+5,000
+49% +$4.26K
ERN
532
DELISTED
Erin Energy Corp
ERN
$11K ﹤0.01%
2,435
– –
GCVRZ
533
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$8K ﹤0.01%
+16,000
New +$8K
PAL
534
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$3K ﹤0.01%
+10,000
New +$3K
CASI icon
535
CASI Pharmaceuticals
CASI
$36.4M
– –
-2,531
Closed -$46K
CORN icon
536
Teucrium Corn Fund
CORN
$48.6M
– –
-10,650
Closed -$369K
GEOS icon
537
Geospace Technologies
GEOS
$228M
– –
-3,555
Closed -$235K
GLNG icon
538
Golar LNG
GLNG
$4.49B
– –
-6,800
Closed -$283K
HRI icon
539
Herc Holdings
HRI
$4.59B
– –
-4,400
Closed -$352K
INSG icon
540
Inseego
INSG
$196M
– –
-1,085
Closed -$19K
KMX icon
541
CarMax
KMX
$9.1B
– –
-8,243
Closed -$386K
NTRS icon
542
Northern Trust
NTRS
$24.2B
– –
-4,583
Closed -$300K
SAFE
543
Safehold
SAFE
$1.16B
– –
-2,568
Closed -$185K
GOL
544
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-5,350
Closed -$52K
TWTR
545
DELISTED
Twitter, Inc.
TWTR
– –
-4,300
Closed -$201K
MNDT
546
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-7,100
Closed -$437K
SAFM
547
DELISTED
Sanderson Farms Inc
SAFM
– –
-3,056
Closed -$240K
DEST
548
DELISTED
Destination Maternity Corporation
DEST
– –
-8,400
Closed -$230K
EMCI
549
DELISTED
EMC INS Group Inc
EMCI
– –
0
– –
WFT
550
DELISTED
Weatherford International plc
WFT
– –
-23,050
Closed -$400K
19 20 21
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