Moors & Cabot’s Innovator US Equity Power Buffer ETF November PNOV Stock Holding History

Moors & Cabot’s Portfolio PNOV Stock Details PNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-13,585	Closed	-$415K	–	896
2022 Q1	$415K	Sell	13,585 -150	-1%	-$4.53K	0.03%	518
2021 Q4	$426K	Buy	13,735 +250	+2%	+$7.66K	0.03%	509
2021 Q3	$406K	Hold	13,485	–	–	0.03%	504
2021 Q2	$408K	Hold	13,485	–	–	0.03%	485
2021 Q1	$404K	Sell	13,485 -50	-0.4%	-$1.46K	0.03%	437
2020 Q4	$392K	Sell	13,535 -140	-1%	-$3.95K	0.03%	445
2020 Q3	$371K	Buy	13,675 +900	+7%	+$24.1K	0.03%	412
2020 Q2	$331K	Buy	12,775 +500	+4%	+$12.6K	0.04%	424
2020 Q1	$284K	Hold	12,275	–	–	0.04%	389
2019 Q4	$318K	Buy	+12,275	New	+$318K	0.03%	446

Other funds holding PNOV

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $8.75B AUM 16.46% 1-Year Est. Return

Berkshire Money Management Dalton, Massachusetts $976M AUM 13.87% 1-Year Est. Return

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

MAI Capital Management Independence, Ohio $17.6B AUM 18.87% 1-Year Est. Return

InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return