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MML Investors Services

MML Investors Services Portfolio holdings

AUM $49B
1-Year Est. Return 25.55%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+25.55%
3 Year Est. Return
+74.45%
5 Year Est. Return
+77.86%
10 Year Est. Return
+280.52%
AUM
$6.21B
AUM Growth
-$762M
Cap. Flow
-$812M
Cap. Flow %
-13.08%
Top 10 Hldgs %
17.83%
Holding
1,667
New
79
Increased
347
Reduced
1,034
Closed
201

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.9M
2
MBB icon
iShares MBS ETF
MBB
+$11.5M
3
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$8.32M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$6.54M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.6M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$18.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$17.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M

Sector Composition

Rank Sector Weight
1 Technology 5.23%
2 Financials 4.32%
3 Healthcare 3.64%
4 Consumer Discretionary 3.39%
5 Communication Services 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFG icon
1576
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
– –
-7,960
Closed -$236K
RGLD icon
1577
Royal Gold
RGLD
$19.5B
– –
-2,253
Closed -$231K
RIG icon
1578
Transocean
RIG
$5.82B
– –
-12,878
Closed -$83K
RIGS icon
1579
ALPS Strategic Income Fund
RIGS
$60.8M
– –
-29,418
Closed -$729K
RMT
1580
Royce Micro-Cap Trust
RMT
$761M
– –
-30,363
Closed -$250K
RPD icon
1581
Rapid7
RPD
$773M
– –
-9,223
Closed -$533K
RRC icon
1582
Range Resources
RRC
$8.95B
– –
-10,849
Closed -$76K
RRR icon
1583
Red Rock Resorts
RRR
$3.62B
– –
-11,498
Closed -$247K
RSPS icon
1584
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
– –
-8,350
Closed -$224K
RSPU icon
1585
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
– –
-4,424
Closed -$218K
RWX icon
1586
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
– –
-5,544
Closed -$215K
SAGE
1587
DELISTED
Sage Therapeutics
SAGE
– –
-1,103
Closed -$202K
SAM icon
1588
Boston Beer
SAM
$1.92B
– –
-625
Closed -$236K
SCJ icon
1589
iShares MSCI Japan Small-Cap ETF
SCJ
$263M
– –
-2,962
Closed -$203K
SMLF icon
1590
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
– –
-5,401
Closed -$218K
SPTI icon
1591
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
– –
-312,694
Closed -$9.66M
SRPT icon
1592
Sarepta Therapeutics
SRPT
$1.77B
– –
-2,230
Closed -$339K
STK
1593
Columbia Seligman Premium Technology Growth Fund
STK
$926M
– –
-9,791
Closed -$200K
STOT icon
1594
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
– –
-4,879
Closed -$242K
TEAM icon
1595
Atlassian
TEAM
$37.8B
– –
-1,537
Closed -$201K
THD icon
1596
iShares MSCI Thailand ETF
THD
$372M
– –
-3,138
Closed -$300K
TLRY icon
1597
Tilray
TLRY
$622M
– –
-501
Closed -$233K
TUR icon
1598
iShares MSCI Turkey ETF
TUR
$213M
– –
-16,845
Closed -$401K
TY icon
1599
TRI-Continental Corp
TY
$1.9B
– –
-24,755
Closed -$668K
TYG
1600
Tortoise Energy Infrastructure Corp
TYG
$1.08B
– –
-7,955
Closed -$718K
62 63
64
65 66

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Aristotle Capital Management
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TI
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SCP
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MML Investors Services's Q3 2019 Portfolio in Review

As of Q3 2019, MML Investors Services held 1,667 positions worth $6.21B, down 11% from $6.97B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

MML Investors Services withdrew a net $812M in Q3 2019, closing 201 positions and reducing 1,034 holdings. Its most notable exit was State Street SPDR Portfolio Intermediate Term Treasury ETF, an estimated $9.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, down from 5.3% a quarter earlier, followed by Financials and Healthcare.

Against the trend, MML Investors Services opened a new position in First Trust Smith Opportunistic Fixed Income ETF worth $4.09M.

  • MML Investors Services's largest Q3 2019 buy was First Trust Smith Opportunistic Fixed Income ETF: 77,655 shares worth $4.09M.
  • MML Investors Services added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $37.9M increase.
  • MML Investors Services's biggest Q3 2019 reduction was Apple, cutting an estimated $22.2M.
  • MML Investors Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2019, selling an estimated $9.66M.
  • MML Investors Services's ten largest holdings make up 18% of its $6.21B portfolio in Q3 2019.
  • MML Investors Services opened 79 new positions and closed 201 in Q3 2019.
  • MML Investors Services's portfolio value fell 11% quarter-over-quarter to $6.21B.

Based on MML Investors Services's 13F filing for Q3 2019, filed 14 Nov 2019.