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MML Investors Services

MML Investors Services Portfolio holdings

AUM $49B
1-Year Est. Return 25.55%
This Fund
S&P 500
This Quarter Est. Return
+6.75%
1 Year Est. Return
+25.55%
3 Year Est. Return
+74.45%
5 Year Est. Return
+77.86%
10 Year Est. Return
+280.52%
AUM
$6.99B
AUM Growth
+$778M
Cap. Flow
+$373M
Cap. Flow %
5.34%
Top 10 Hldgs %
17.36%
Holding
1,579
New
113
Increased
887
Reduced
483
Closed
80

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$42.3M
2
DWEQ
AdvisorShares Dorsey Wright Alpha Equal Weight ETF
DWEQ
+$29.6M
3
DWUS icon
AdvisorShares Dorsey Wright FSM US Core ETF
DWUS
+$25.8M
4
DWAW icon
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
+$25.7M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$21.6M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$44.9M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$15.2M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$12.9M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$12.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 4.52%
3 Healthcare 3.99%
4 Consumer Discretionary 3.33%
5 Communication Services 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGLB
1476
Highland Global Allocation Fund
HGLB
$177M
$119K ﹤0.01%
12,736
-503
-4% -$4.7K
INFY icon
1477
Infosys
INFY
$50.7B
$112K ﹤0.01%
10,847
-2,392
-18% -$24.1K
NUV icon
1478
Nuveen Municipal Value Fund
NUV
$1.91B
$112K ﹤0.01%
10,470
-1,208
-10% -$12.7K
CPE
1479
DELISTED
Callon Petroleum Company
CPE
$105K ﹤0.01%
2,173
+853
+65% +$35.3K
PHUN icon
1480
Phunware
PHUN
$43.6M
$102K ﹤0.01%
1,716
– –
ACB
1481
Aurora Cannabis
ACB
$185M
$100K ﹤0.01%
388
-221
-36% -$82.4K
EAD
1482
Allspring Income Opportunities Fund
EAD
$379M
$92K ﹤0.01%
+10,952
New +$90.7K
NSL
1483
DELISTED
NUVEEN SENIOR INCM FD
NSL
$82K ﹤0.01%
13,767
+343
+3% +$1.97K
AEF
1484
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$78K ﹤0.01%
10,205
-3,523
-26% -$25.4K
ATAXZ
1485
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$78K ﹤0.01%
+10,160
New +$78K
IMGN
1486
DELISTED
Immunogen Inc
IMGN
$66K ﹤0.01%
12,929
-8,400
-39% -$28.5K
GALT icon
1487
Galectin Therapeutics
GALT
$348M
$63K ﹤0.01%
22,141
– –
DNR
1488
DELISTED
Denbury Resources, Inc.
DNR
$59K ﹤0.01%
41,902
-17,774
-30% -$19.8K
MFG icon
1489
Mizuho Financial
MFG
$130B
$55K ﹤0.01%
17,919
+4,260
+31% +$13.3K
CX icon
1490
Cemex
CX
$16.3B
$51K ﹤0.01%
13,466
-143
-1% -$545
RRC icon
1491
Range Resources
RRC
$8.95B
$49K ﹤0.01%
+10,074
New +$40.6K
EMWP
1492
DELISTED
Eros Media World PLC
EMWP
$46K ﹤0.01%
677
– –
GGN
1493
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$45K ﹤0.01%
10,297
-460
-4% -$1.96K
VERI icon
1494
Veritone
VERI
$122M
$44K ﹤0.01%
17,500
-53,500
-75% -$155K
BMY.RT
1495
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$41K ﹤0.01%
+13,606
New +$35.4K
CHK
1496
DELISTED
Chesapeake Energy Corporation
CHK
$37K ﹤0.01%
223
+59
+36% +$11.9K
CFMS
1497
DELISTED
Conformis, Inc. Common Stock
CFMS
$30K ﹤0.01%
800
– –
ACGL icon
1498
Arch Capital
ACGL
$33.6B
– –
-23,559
Closed -$989K
AEO icon
1499
American Eagle Outfitters
AEO
$3.01B
– –
-10,330
Closed -$168K
ASX icon
1500
ASE Group
ASX
$82.2B
– –
-10,402
Closed -$46K
58 59
60
61 62

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MML Investors Services's Q4 2019 Portfolio in Review

As of Q4 2019, MML Investors Services held 1,579 positions worth $6.99B, up 13% from $6.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

MML Investors Services deployed $373M of net new capital in Q4 2019, opening 113 new positions and adding to 887 existing holdings. Its largest new stake was AdvisorShares Dorsey Wright Alpha Equal Weight ETF: 1,181,865 shares worth $29.6M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $44.9M trimmed.

  • MML Investors Services's largest Q4 2019 buy was AdvisorShares Dorsey Wright Alpha Equal Weight ETF: 1,181,865 shares worth $29.6M.
  • MML Investors Services added most to iShares MSCI USA Quality Factor ETF in Q4 2019, an estimated $42.3M increase.
  • MML Investors Services's biggest Q4 2019 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $44.9M.
  • MML Investors Services fully exited Janus Henderson Short Duration Income ETF in Q4 2019, selling an estimated $1.69M.
  • MML Investors Services's ten largest holdings make up 17% of its $6.99B portfolio in Q4 2019.
  • MML Investors Services opened 113 new positions and closed 80 in Q4 2019.
  • MML Investors Services's portfolio value rose 13% quarter-over-quarter to $6.99B.

Based on MML Investors Services's 13F filing for Q4 2019, filed 11 Feb 2020.