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Mizuho Securities Portfolio holdings

AUM $7.68M
1-Year Est. Return 15.91%
This Fund
S&P 500
This Quarter Est. Return
-28.4%
1 Year Est. Return
+15.91%
3 Year Est. Return
+109%
5 Year Est. Return
-9.9%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$179M
Cap. Flow
-$26.2M
Cap. Flow %
-7.62%
Top 10 Hldgs %
90.95%
Holding
216
New
11
Increased
65
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
SE icon
Sea Limited
SE
+$4.11M
2
TSLA icon
Tesla
TSLA
+$2.74M
3
ISRG icon
Intuitive Surgical
ISRG
+$1.71M
4
NVDA icon
NVIDIA
NVDA
+$1.69M
5
PG icon
Procter & Gamble
PG
+$1.65M

Top Sells

Rank Stock Value
1
CCCC icon
C4 Therapeutics
CCCC
+$6.41M
2
XYZ
Block Inc
XYZ
+$4.17M
3
MU icon
Micron Technology
MU
+$3.4M
4
PANW icon
Palo Alto Networks
PANW
+$3.36M
5
BABA icon
Alibaba
BABA
+$2.67M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 87.84%
2 Technology 6.09%
3 Financials 1.75%
4 Communication Services 1.54%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
201
Global X Cloud Computing ETF
CLOU
$228M
– –
-2,000
Closed -$57K
ECL icon
202
Ecolab
ECL
$76.6B
– –
-950
Closed -$196K
EDZ icon
203
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$19.2M
$0 ﹤0.01%
5
-7
-58% -$614
B
204
Barrick Mining
B
$62.6B
– –
-3,800
Closed -$79K
IAU icon
205
iShares Gold Trust
IAU
$63.4B
– –
-1,300
Closed -$44K
JD icon
206
JD.com
JD
$41.6B
– –
-4,137
Closed -$330K
LVS icon
207
Las Vegas Sands
LVS
$31.5B
– –
-200
Closed -$11K
MRM
208
MEDIROM Healthcare Technologies
MRM
$7.63M
– –
-68,500
Closed -$664K
MUFG icon
209
Mitsubishi UFJ Financial
MUFG
$260B
– –
-17,300
Closed -$94K
SONY icon
210
Sony
SONY
$130B
– –
-20,000
Closed -$389K
TAL icon
211
TAL Education Group
TAL
$5.89B
– –
-27,850
Closed -$703K
VALE icon
212
Vale
VALE
$62.7B
– –
-9,400
Closed -$214K
WM icon
213
Waste Management
WM
$95.7B
– –
-181
Closed -$25K
WOLF icon
214
Wolfspeed
WOLF
$1.23B
– –
-600
Closed -$59K
WORK
215
DELISTED
Slack Technologies, Inc.
WORK
– –
-147
Closed -$7K
GRUB
216
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-22,310
Closed -$407K
5 6 7 8
9

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SCM
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CCP
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GCM
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SA
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Mizuho Securities's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities held 216 positions worth $344M, down 34% from $523M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Mizuho Securities withdrew a net $26.2M in Q3 2021, closing 22 positions and reducing 85 holdings. Its most notable exit was C4 Therapeutics, an estimated $6.41M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 88% of assets, up from 87% a quarter earlier, followed by Technology and Financials.

Against the trend, Mizuho Securities opened a new position in Marriott International worth $689K.

  • Mizuho Securities's largest Q3 2021 buy was Marriott International: 4,650 shares worth $689K.
  • Mizuho Securities added most to Sea Limited in Q3 2021, an estimated $4.11M increase.
  • Mizuho Securities's biggest Q3 2021 reduction was Block Inc, cutting an estimated $4.17M.
  • Mizuho Securities fully exited C4 Therapeutics in Q3 2021, selling an estimated $6.41M.
  • Mizuho Securities's ten largest holdings make up 91% of its $344M portfolio in Q3 2021.
  • Mizuho Securities opened 11 new positions and closed 22 in Q3 2021.
  • Mizuho Securities's portfolio value fell 34% quarter-over-quarter to $344M.

Based on Mizuho Securities's 13F filing for Q3 2021, filed 5 Nov 2021.