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Mizuho Securities Portfolio holdings

AUM $7.68M
1-Year Est. Return 15.91%
This Fund
S&P 500
This Quarter Est. Return
-28.4%
1 Year Est. Return
+15.91%
3 Year Est. Return
+109%
5 Year Est. Return
-9.9%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$179M
Cap. Flow
-$26.2M
Cap. Flow %
-7.62%
Top 10 Hldgs %
90.95%
Holding
216
New
11
Increased
65
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
SE icon
Sea Limited
SE
+$4.11M
2
TSLA icon
Tesla
TSLA
+$2.74M
3
ISRG icon
Intuitive Surgical
ISRG
+$1.71M
4
NVDA icon
NVIDIA
NVDA
+$1.69M
5
PG icon
Procter & Gamble
PG
+$1.65M

Top Sells

Rank Stock Value
1
CCCC icon
C4 Therapeutics
CCCC
+$6.41M
2
XYZ
Block Inc
XYZ
+$4.17M
3
MU icon
Micron Technology
MU
+$3.4M
4
PANW icon
Palo Alto Networks
PANW
+$3.36M
5
BABA icon
Alibaba
BABA
+$2.67M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 87.84%
2 Technology 6.09%
3 Financials 1.75%
4 Communication Services 1.54%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
51
Goldman Sachs
GS
$313B
$201K 0.06%
531
-591
-53% -$231K
JPM icon
52
JPMorgan Chase
JPM
$939B
$179K 0.05%
1,093
+551
+102% +$86.4K
URI icon
53
United Rentals
URI
$71.1B
$175K 0.05%
+500
New +$168K
ASX icon
54
ASE Group
ASX
$80.8B
$172K 0.05%
21,866
-12,000
-35% -$104K
MS icon
55
Morgan Stanley
MS
$337B
$162K 0.05%
1,660
+1,210
+269% +$120K
INTC icon
56
Intel
INTC
$466B
$158K 0.05%
2,959
+498
+20% +$27K
MLM icon
57
Martin Marietta Materials
MLM
$33.6B
$144K 0.04%
420
+160
+62% +$58.2K
NTAP icon
58
NetApp
NTAP
$32.9B
$143K 0.04%
1,590
+1,090
+218% +$92K
SCHW
59
Charles Schwab
SCHW
$177B
$140K 0.04%
+1,920
New +$137K
GLW icon
60
Corning
GLW
$126B
$131K 0.04%
+3,600
New +$144K
NEE icon
61
NextEra Energy
NEE
$187B
$130K 0.04%
1,651
-5,909
-78% -$477K
CAT icon
62
Caterpillar
CAT
$409B
$124K 0.04%
647
-951
-60% -$198K
GM icon
63
General Motors
GM
$74.7B
$124K 0.04%
2,352
+1,669
+244% +$88.7K
PKX icon
64
POSCO
PKX
$15.8B
$124K 0.04%
1,800
– –
MCD icon
65
McDonald's
MCD
$188B
$123K 0.04%
509
+480
+1,655% +$115K
SIVB
66
DELISTED
SVB Financial Group
SIVB
$110K 0.03%
+170
New +$98.6K
APTV icon
67
Aptiv
APTV
$12B
$97K 0.03%
650
-680
-51% -$106K
FCX icon
68
Freeport-McMoran
FCX
$90B
$96K 0.03%
2,961
+921
+45% +$32.4K
PFE icon
69
Pfizer
PFE
$140B
$87K 0.03%
2,023
-1,860
-48% -$82.4K
JNJ icon
70
Johnson & Johnson
JNJ
$635B
$84K 0.02%
521
+207
+66% +$35.3K
KEYS icon
71
Keysight
KEYS
$54.5B
$74K 0.02%
450
-2,960
-87% -$497K
XOM icon
72
ExxonMobil
XOM
$651B
$68K 0.02%
1,156
-1,528
-57% -$87.1K
AVGO icon
73
Broadcom
AVGO
$1.82T
$66K 0.02%
1,370
-610
-31% -$29.7K
ABBV icon
74
AbbVie
ABBV
$458B
$48K 0.01%
441
+371
+530% +$42.4K
CHT icon
75
Chunghwa Telecom
CHT
$33.2B
$47K 0.01%
1,206
-1,500
-55% -$61.3K
1 2
3
4 5

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SCM
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CCP
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PCM
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GCM
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SA
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AIA
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OFC
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Mizuho Securities's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities held 216 positions worth $344M, down 34% from $523M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Mizuho Securities withdrew a net $26.2M in Q3 2021, closing 22 positions and reducing 85 holdings. Its most notable exit was C4 Therapeutics, an estimated $6.41M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 88% of assets, up from 87% a quarter earlier, followed by Technology and Financials.

Against the trend, Mizuho Securities opened a new position in Marriott International worth $689K.

  • Mizuho Securities's largest Q3 2021 buy was Marriott International: 4,650 shares worth $689K.
  • Mizuho Securities added most to Sea Limited in Q3 2021, an estimated $4.11M increase.
  • Mizuho Securities's biggest Q3 2021 reduction was Block Inc, cutting an estimated $4.17M.
  • Mizuho Securities fully exited C4 Therapeutics in Q3 2021, selling an estimated $6.41M.
  • Mizuho Securities's ten largest holdings make up 91% of its $344M portfolio in Q3 2021.
  • Mizuho Securities opened 11 new positions and closed 22 in Q3 2021.
  • Mizuho Securities's portfolio value fell 34% quarter-over-quarter to $344M.

Based on Mizuho Securities's 13F filing for Q3 2021, filed 5 Nov 2021.