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MUSU

Mitsubishi UFJ Securities (USA) Portfolio holdings

AUM $385M
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$164M
Cap. Flow
+$98.9M
Cap. Flow %
25.67%
Top 10 Hldgs %
60.5%
Holding
94
New
75
Increased
–
Reduced
–
Closed
5

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$8.96M
2
MNDT
Mandiant, Inc. Common Stock
MNDT
+$6.46M
3
AAPL icon
Apple
AAPL
+$6.42M
4
AMAT icon
Applied Materials
AMAT
+$2.99M
5
BABA icon
Alibaba
BABA
+$2.89M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$103M
2
KMI icon
Kinder Morgan
KMI
+$152K

Sector Composition

Rank Sector Weight
1 Technology 6.55%
2 Financials 3.29%
3 Consumer Discretionary 1.97%
4 Healthcare 1.16%
5 Communication Services 0.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
51
CALL
MetLife
MET
$61B
$253K 0.07%
+5,610
New +$252K
OCSL icon
52
Oaktree Specialty Lending
OCSL
$1.03B
$242K 0.06%
+11,048
New +$248K
YHOO
53
CALL
DELISTED
Yahoo Inc
YHOO
$222K 0.06%
+5,000
New +$226K
CHRD icon
54
Chord Energy
CHRD
$7.79B
$213K 0.06%
+15,000
New +$220K
EBAY icon
55
eBay
EBAY
$48.6B
$173K 0.04%
+7,128
New +$170K
MU icon
56
PUT
Micron Technology
MU
$1.04T
$136K 0.04%
+5,000
New +$149K
CHMI
57
Cherry Hill Mortgage Investment Corp
CHMI
$83M
$121K 0.03%
+6,867
New +$121K
MDSO
58
DELISTED
Medidata Solutions, Inc.
MDSO
$103K 0.03%
+2,100
New +$97.2K
RMBS icon
59
PUT
Rambus
RMBS
$10.4B
$96K 0.02%
+7,600
New +$89.4K
SCM icon
60
Stellus Capital Investment Corp
SCM
$203M
$85K 0.02%
+7,015
New +$85.6K
PFLT icon
61
PennantPark Floating Rate Capital
PFLT
$681M
$78K 0.02%
+5,559
New +$76.9K
VHC icon
62
VirnetX Holding Corp
VHC
$52.3M
$68K 0.02%
+561
New +$66.6K
HRZN icon
63
Horizon Technology Finance
HRZN
$294M
$61K 0.02%
+4,387
New +$61.3K
PBR icon
64
CALL
Petrobras
PBR
$121B
$60K 0.02%
+10,000
New +$63.7K
TIVO
65
CALL
DELISTED
TIVO INC
TIVO
$53K 0.01%
+5,000
New +$54K
PBT
66
Permian Basin Royalty Trust
PBT
$1.36B
$41K 0.01%
+5,100
New +$48.2K
BCIC
67
BCP Investment Corp
BCIC
$86.9M
$21K 0.01%
+310
New +$21.7K
KMI icon
68
CALL
Kinder Morgan
KMI
$73.1B
– –
-180,000
Closed -$7.62M
KMI icon
69
Kinder Morgan
KMI
$73.1B
– –
-3,600
Closed -$152K
KMI icon
70
PUT
Kinder Morgan
KMI
$73.1B
– –
-180,000
Closed -$7.62M
SPY icon
71
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-500,000
Closed -$103M
SPY icon
72
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-500,000
Closed -$103M
1 2
3

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MG
MDE Group Morristown, New Jersey $389M AUM 6.91% 1-Year Est. Return
JEW
Jamison Eaton & Wood Bedminster, New Jersey $351M AUM 9.54% 1-Year Est. Return
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return
FSC
Fiduciary Services Corp Savannah, Georgia $305M AUM 10.31% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
VC
V2 Capital Glenview, Illinois $241M AUM 7.47% 1-Year Est. Return
PIA
Philadelphia International Advisors Philadelphia, Pennsylvania $239M AUM 0.55% 1-Year Est. Return
MRH
Montpelier Re Holdings Pembroke, Bermuda $235M AUM 0.5% 1-Year Est. Return

Mitsubishi UFJ Securities (USA)'s Q1 2015 Portfolio in Review

As of Q1 2015, Mitsubishi UFJ Securities (USA) held 94 positions worth $385M, up 74% from $221M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Mitsubishi UFJ Securities (USA) deployed $98.9M of net new capital in Q1 2015, opening 75 new positions. Its largest new stake was Prospect Capital: 1,048,806 shares worth $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, followed by Financials and Consumer Discretionary.

On the sell side, the most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $103M sold.

  • Mitsubishi UFJ Securities (USA)'s largest Q1 2015 buy was Prospect Capital: 1,048,806 shares worth $8.86M.
  • Mitsubishi UFJ Securities (USA) fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $103M.
  • Mitsubishi UFJ Securities (USA)'s ten largest holdings make up 61% of its $385M portfolio in Q1 2015.
  • Mitsubishi UFJ Securities (USA) opened 75 new positions and closed 5 in Q1 2015.
  • Mitsubishi UFJ Securities (USA)'s portfolio value rose 74% quarter-over-quarter to $385M.

Based on Mitsubishi UFJ Securities (USA)'s 13F filing for Q1 2015, filed 14 May 2015.