MTCM

Mint Tower Capital Management Portfolio holdings

AUM $664M
This Quarter Return
+0.66%
1 Year Return
+23.53%
3 Year Return
+32.25%
5 Year Return
+40.66%
10 Year Return
–
AUM
$404M
AUM Growth
+$404M
Cap. Flow
-$8.33M
Cap. Flow %
-2.06%
Top 10 Hldgs %
73.36%
Holding
202
New
59
Increased
3
Reduced
9
Closed
63

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$6.26M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$5.01M
3
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$5M
4
ULTI
Ultimate Software Group Inc
ULTI
$4.16M
5
PACK icon
Ranpak Holdings
PACK
$4.1M

Top Sells

1
CHR icon
Cheer Holding
CHR
$4.34M
2
OMAD.U
One Madison Corporation
OMAD.U
$4.16M
3
XLRE icon
Real Estate Select Sector SPDR Fund
XLRE
$3.66M
4
GRMN icon
Garmin
GRMN
$2.54M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$2.11M

Sector Composition

1 Energy 2.35%
2 Technology 2.3%
3 Consumer Discretionary 1.91%
4 Industrials 1.42%
5 Communication Services 0.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CENT icon
76
Central Garden & Pet
CENT
$2.33B
$50K ﹤0.01%
+1,958
New +$50K
UAA icon
77
Under Armour
UAA
$2.17B
$42K ﹤0.01%
1,969
-9,185
-82% -$196K
BROGR
78
DELISTED
Twelve Seas Investment Company Rights
BROGR
$41K ﹤0.01%
150,000
– –
HYG icon
79
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$33K ﹤0.01%
+380
New +$33K
GG
80
DELISTED
Goldcorp Inc
GG
$22K ﹤0.01%
+1,913
New +$22K
CMSSW
81
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
– –
0
– –
FITB icon
82
Fifth Third Bancorp
FITB
$30.2B
$15K ﹤0.01%
+575
New +$15K
CHTR icon
83
Charter Communications
CHTR
$35.7B
$9K ﹤0.01%
+25
New +$9K
XHB icon
84
SPDR S&P Homebuilders ETF
XHB
$1.91B
$9K ﹤0.01%
+240
New +$9K
IMDZ
85
DELISTED
Immune Design Corp.
IMDZ
$9K ﹤0.01%
+1,460
New +$9K
KBLMR
86
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$8K ﹤0.01%
34,860
– –
KBLMW
87
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$4K ﹤0.01%
+34,860
New +$4K
TKKSW
88
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$4K ﹤0.01%
+25,000
New +$4K
VLP
89
DELISTED
Valero Energy Partners LP
VLP
– –
-37,127
Closed -$1.57M
NAVG
90
DELISTED
Navigators Group Inc
NAVG
– –
-19,002
Closed -$1.32M
SCG
91
DELISTED
Scana
SCG
– –
-10,469
Closed -$500K
GNBC
92
DELISTED
Green Bancorp, Inc
GNBC
– –
-2,059
Closed -$35K
APTI
93
DELISTED
Apptio, Inc. Class A Common Stock
APTI
– –
-29,000
Closed -$1.1M
IMPV
94
DELISTED
Imperva, Inc.
IMPV
– –
-30,000
Closed -$1.67M
TSRO
95
DELISTED
TESARO, Inc.
TSRO
– –
0
– –
BOJA
96
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-4,796
Closed -$77K
ESIO
97
DELISTED
Electro Scientific Industries
ESIO
– –
-5,164
Closed -$155K
VVC
98
DELISTED
Vectren Corporation
VVC
– –
-20,000
Closed -$1.44M
DNB
99
DELISTED
Dun & Bradstreet
DNB
– –
-10,885
Closed -$1.55M
ATHN
100
DELISTED
Athenahealth, Inc.
ATHN
– –
-10,656
Closed -$1.41M
2 3
4
5 6