MTCM

Mint Tower Capital Management Portfolio holdings

AUM $664M
1-Year Return 23.53%
This Quarter Return
+0.5%
1 Year Return
+23.53%
3 Year Return
+32.25%
5 Year Return
+40.66%
10 Year Return
–
AUM
$340M
AUM Growth
+$31.8M
Cap. Flow
-$259M
Cap. Flow %
-76.29%
Top 10 Hldgs %
88.24%
Holding
126
New
42
Increased
11
Reduced
4
Closed
27

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$5.52M
2
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
$3.49M
3
CRM icon
Salesforce
CRM
$2.44M
4
RWGE.U
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$2.24M
5
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$2.02M

Top Sells

1
PRXL
Parexel International Corp
PRXL
$2.16M
2
RICE
Rice Energy Inc.
RICE
$2.03M
3
VWR
VWR Corporation
VWR
$1.66M
4
NDRM
NeuroDerm Ltd. Ordinary Shares
NDRM
$1.43M
5
FXI icon
iShares China Large-Cap ETF
FXI
$1.39M

Sector Composition

1 Communication Services 3.05%
2 Technology 2%
3 Consumer Discretionary 1.15%
4 Healthcare 0.59%
5 Energy 0.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
76
SPDR S&P 500 ETF Trust
SPY
$659B
– –
-1,500
Closed -$377K
T icon
77
AT&T
T
$211B
– –
0
– –
TLT icon
78
iShares 20+ Year Treasury Bond ETF
TLT
$48B
– –
0
– –
TXN icon
79
Texas Instruments
TXN
$171B
– –
0
– –
VLO icon
80
Valero Energy
VLO
$48.6B
– –
0
– –
WDC icon
81
Western Digital
WDC
$31.4B
– –
0
– –
XLY icon
82
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.5B
– –
0
– –
ZTS icon
83
Zoetis
ZTS
$67.5B
– –
0
– –
GHL
84
DELISTED
Greenhill & Co., Inc.
GHL
– –
-10,000
Closed -$166K
VMW
85
DELISTED
VMware, Inc
VMW
– –
0
– –
KBLMW
86
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
0
– –
KBLMU
87
DELISTED
KBL Merger Corp. IV Unit
KBLMU
– –
-34,860
Closed -$356K
ETFC
88
DELISTED
E*Trade Financial Corporation
ETFC
– –
0
– –
TFCFA
89
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-4,174
Closed -$110K
BSFT
90
DELISTED
BroadSoft, Inc.
BSFT
– –
0
– –
FIG
91
DELISTED
Fortress Investment Group Llc
FIG
– –
-100,000
Closed -$797K
CBF
92
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-23,986
Closed -$985K
VWR
93
DELISTED
VWR Corporation
VWR
– –
-50,000
Closed -$1.66M
BRCD
94
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-15,001
Closed -$179K
RICE
95
DELISTED
Rice Energy Inc.
RICE
– –
-69,999
Closed -$2.03M
RATE
96
DELISTED
Bankrate Inc
RATE
– –
-81,091
Closed -$1.13M
WSTC
97
DELISTED
West Corporation
WSTC
– –
-47,662
Closed -$1.12M
ATW
98
DELISTED
Atwood Oceanics
ATW
– –
-50,500
Closed -$474K
KITE
99
DELISTED
Kite Pharma, Inc.
KITE
– –
-5,000
Closed -$899K
ALR
100
DELISTED
Alere Inc
ALR
– –
-10,000
Closed -$510K
1 2 3
4
5