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MCA

Mendon Capital Advisors Portfolio holdings

AUM $258M
1-Year Est. Return 21.23%
This Fund
S&P 500
This Quarter Est. Return
+27.64%
1 Year Est. Return
+21.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$973M
AUM Growth
+$95.7M
Cap. Flow
-$80.2M
Cap. Flow %
-8.24%
Top 10 Hldgs %
31.44%
Holding
120
New
15
Increased
28
Reduced
32
Closed
23

Top Buys

Rank Stock Value
1
UBSI icon
United Bankshares
UBSI
+$13.3M
2
GBNK
Guaranty Bancorp
GBNK
+$11.8M
3
PSTB
Park Sterling Corp.
PSTB
+$10.6M
4
LBAI
Lakeland Bancorp Inc
LBAI
+$10.6M
5
OPB
Opus Bank Common Stock
OPB
+$8.29M

Top Sells

Rank Stock Value
1
YDKN
Yadkin Financial Corporation
YDKN
+$35.9M
2
KEY icon
KeyCorp
KEY
+$14.6M
3
FLG
Flagstar Bank National Association
FLG
+$9.71M
4
STI
SunTrust Banks, Inc.
STI
+$8.76M
5
CNOB icon
Center Bancorp
CNOB
+$6.84M

Sector Composition

Rank Sector Weight
1 Financials 63.8%
2 Consumer Discretionary 1.5%
3 Industrials 0.48%
4 Real Estate 0.35%
5 Healthcare 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHI icon
101
PUT
Federated Hermes
FHI
$4.46B
– –
-75,000
Closed -$2.22M
FITB
102
Fifth Third Bancorp
FITB
$52.6B
– –
-100,000
Closed -$2.4M
FMNB icon
103
Farmers National Banc Corp
FMNB
$867M
– –
-109,785
Closed -$1.18M
HRB icon
104
PUT
H&R Block
HRB
$5.33B
– –
-150,000
Closed -$3.47M
KEY icon
105
KeyCorp
KEY
$25.4B
– –
-1,200,000
Closed -$14.6M
LAZ icon
106
Lazard
LAZ
$4.25B
– –
-100,000
Closed -$3.64M
NDAQ icon
107
PUT
Nasdaq
NDAQ
$51.8B
– –
-112,500
Closed -$2.53M
OZK icon
108
Bank OZK
OZK
$5.68B
– –
-65,500
Closed -$2.52M
PNFP icon
109
Pinnacle Financial Partners Inc
PNFP
$15.3B
– –
-50,000
Closed -$2.7M
RF icon
110
Regions Financial
RF
$27B
– –
-200,000
Closed -$1.97M
STT icon
111
PUT
State Street
STT
$50.5B
– –
-37,500
Closed -$2.61M
TROW icon
112
PUT
T. Rowe Price
TROW
$25.1B
– –
-37,500
Closed -$2.49M
UNTY icon
113
Unity Bancorp
UNTY
$575M
– –
-90,501
Closed -$1.16M
VOYA icon
114
Voya Financial
VOYA
$9.04B
– –
-75,000
Closed -$2.16M
XLF icon
115
CALL
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
– –
-300,000
Closed -$5.79M
ZION icon
116
PUT
Zions Bancorporation
ZION
$10.6B
– –
-225,000
Closed -$6.98M
CARO
117
DELISTED
Carolina Financial Corp.
CARO
– –
-102,995
Closed -$2.3M
STI
118
DELISTED
SunTrust Banks, Inc.
STI
– –
-200,000
Closed -$8.76M
YDKN
119
DELISTED
Yadkin Financial Corporation
YDKN
– –
-1,365,574
Closed -$35.9M
XL
120
PUT
DELISTED
XL Group Ltd.
XL
– –
-150,000
Closed -$5.04M
1 2 3 4
5

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BFP
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Mendon Capital Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Mendon Capital Advisors held 120 positions worth $973M, up 11% from $878M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Mendon Capital Advisors withdrew a net $80.2M in Q4 2016, closing 23 positions and reducing 32 holdings. Its most notable exit was Yadkin Financial Corporation, an estimated $35.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 59% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mendon Capital Advisors opened a new position in United Bankshares worth $14.4M.

  • Mendon Capital Advisors's largest Q4 2016 buy was United Bankshares: 312,184 shares worth $14.4M.
  • Mendon Capital Advisors added most to Guaranty Bancorp in Q4 2016, an estimated $11.8M increase.
  • Mendon Capital Advisors's biggest Q4 2016 reduction was Flagstar Bank National Association, cutting an estimated $9.71M.
  • Mendon Capital Advisors fully exited Yadkin Financial Corporation in Q4 2016, selling an estimated $35.9M.
  • Mendon Capital Advisors's ten largest holdings make up 31% of its $973M portfolio in Q4 2016.
  • Mendon Capital Advisors opened 15 new positions and closed 23 in Q4 2016.
  • Mendon Capital Advisors's portfolio value rose 11% quarter-over-quarter to $973M.

Based on Mendon Capital Advisors's 13F filing for Q4 2016, filed 13 Feb 2017.