MS

Maven Securities Portfolio holdings

AUM $386M
This Quarter Return
-2.67%
1 Year Return
+2.55%
3 Year Return
+18.15%
5 Year Return
+79.26%
10 Year Return
–
AUM
$162M
AUM Growth
+$162M
Cap. Flow
-$116M
Cap. Flow %
-71.32%
Top 10 Hldgs %
47.5%
Holding
315
New
95
Increased
15
Reduced
12
Closed
117

Top Buys

1
AAPL icon
Apple
AAPL
$13.3M
2
AGN
Allergan plc
AGN
$12.2M
3
DFPHU
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$8.37M
4
RYAAY icon
Ryanair
RYAAY
$7.59M
5
MSFT icon
Microsoft
MSFT
$6.56M

Top Sells

1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$27.4M
2
IMMU
Immunomedics Inc
IMMU
$16.4M
3
BHP icon
BHP
BHP
$15.6M
4
AGIO icon
Agios Pharmaceuticals
AGIO
$10.8M
5
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$10.3M

Sector Composition

1 Technology 24.31%
2 Healthcare 14.47%
3 Industrials 13.16%
4 Financials 9.16%
5 Consumer Discretionary 6.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGF.B
126
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$97K 0.01%
17,462
-88,286
-83% -$490K
ARYAW
127
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
$92K 0.01%
+50,000
New +$92K
S
128
DELISTED
Sprint Corporation
S
$90K 0.01%
+10,492
New +$90K
JSPRW icon
129
Japer Therapeutics, Inc. Warrants
JSPRW
$1.04M
$65K 0.01%
+100,000
New +$65K
GMHIW
130
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$22K ﹤0.01%
16,667
– –
RPLA.WS
131
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$15K ﹤0.01%
+25,000
New +$15K
WBA
132
DELISTED
Walgreens Boots Alliance
WBA
– –
0
– –
WMT icon
133
Walmart
WMT
$774B
– –
0
– –
XCUR icon
134
Exicure
XCUR
$35.4M
– –
-536,847
Closed -$1.54M
XLB icon
135
Materials Select Sector SPDR Fund
XLB
$5.53B
– –
-37,499
Closed -$2.29M
XLF icon
136
Financial Select Sector SPDR Fund
XLF
$54.1B
– –
0
– –
XLK icon
137
Technology Select Sector SPDR Fund
XLK
$83.9B
– –
-19,464
Closed -$1.78M
XLV icon
138
Health Care Select Sector SPDR Fund
XLV
$33.9B
– –
-9,466
Closed -$959K
XNTK icon
139
SPDR NYSE Technology ETF
XNTK
$1.25B
– –
0
– –
ZION icon
140
Zions Bancorporation
ZION
$8.56B
– –
0
– –
ZLAB icon
141
Zai Lab
ZLAB
$3.68B
– –
-57,726
Closed -$2.42M
BWIN
142
Baldwin Insurance Group
BWIN
$2.26B
– –
-97,904
Closed -$1.55M
RVNC
143
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-146,498
Closed -$2.36M
AXNX
144
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-161,000
Closed -$4.34M
LSXMK
145
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-27,778
Closed -$1.33M
TAST
146
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-17,306
Closed -$120K
KRTX
147
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-35,000
Closed -$2.53M
ARAV
148
DELISTED
Aravive, Inc. Common Stock
ARAV
– –
-150,000
Closed -$2.04M
RETA
149
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-50,000
Closed -$10.3M
VRAY
150
DELISTED
ViewRay, Inc.
VRAY
– –
-296,702
Closed -$1.26M
4 5
6
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