MS

Maven Securities Portfolio holdings

AUM $386M
1-Year Return 2.55%
This Quarter Return
+3.69%
1 Year Return
+2.55%
3 Year Return
+18.15%
5 Year Return
+79.26%
10 Year Return
–
AUM
$948M
AUM Growth
-$119M
Cap. Flow
-$161M
Cap. Flow %
-16.93%
Top 10 Hldgs %
20.23%
Holding
1,231
New
270
Increased
124
Reduced
131
Closed
452

Top Buys

1
PFPT
Proofpoint, Inc.
PFPT
+$30.4M
2
EGLE
Eagle Bulk Shipping Inc.
EGLE
+$27.7M
3
RCM
R1 RCM Inc. Common Stock
RCM
+$23.5M
4
TBPH icon
Theravance Biopharma
TBPH
+$20.1M
5
XLNX
Xilinx Inc
XLNX
+$16.8M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
+$48.6M
2
RP
RealPage, Inc.
RP
+$26.3M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$16M
4
CCK icon
Crown Holdings
CCK
+$14.2M
5
QS icon
QuantumScape
QS
+$13.5M

Sector Composition

1 Healthcare 26.73%
2 Industrials 11.25%
3 Technology 10.37%
4 Financials 9.3%
5 Communication Services 6.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOWX
651
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– –
-100,000
Closed -$1.14M
LOKB.U
652
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-75,000
Closed -$769K
HZAC.U
653
DELISTED
Horizon Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
HZAC.U
– –
-50,000
Closed -$513K
HZAC
654
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-50,000
Closed -$493K
CLDR
655
DELISTED
Cloudera, Inc.
CLDR
– –
-50,000
Closed -$617K
DMYI.U
656
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-50,000
Closed -$550K
MAAC
657
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-125,000
Closed -$1.23M
SPFR.U
658
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-100,000
Closed -$1.08M
LATN
659
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-120,603
Closed -$1.21M
RICE.U
660
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
– –
-51,900
Closed -$592K
TWCT
661
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-125,000
Closed -$1.23M
DFNS.U
662
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-32,100
Closed -$343K
MXIM
663
DELISTED
Maxim Integrated Products
MXIM
– –
-103,543
Closed -$9.44M
CLOVW
664
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-33,333
Closed -$50K
NSH.U
665
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
– –
-69,800
Closed -$747K
SAII
666
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-102,841
Closed -$1.03M
PDAC
667
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-173,580
Closed -$1.8M
DGNR.WS
668
DELISTED
Dragoneer Growth Opportunities Corp. Redeemable warrants, each whole warrant exercisable for one Cla
DGNR.WS
– –
-39,533
Closed -$61K
ROCCU
669
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-50,000
Closed -$530K
CAP.U
670
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-91,300
Closed -$954K
NHICW
671
DELISTED
NewHold Investment Corp. Warrant
NHICW
– –
-71,618
Closed -$119K
NHICU
672
DELISTED
NewHold Investment Corp. Unit
NHICU
– –
-25,000
Closed -$270K
SPRQ.U
673
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-99,000
Closed -$1.1M
BPFH
674
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-513,850
Closed -$6.82M
IACA.WS
675
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
– –
-1,800
Closed -$4K
25 26
27
28 29