MS

Maven Securities Portfolio holdings

AUM $386M
1-Year Return 2.55%
This Quarter Return
+3.69%
1 Year Return
+2.55%
3 Year Return
+18.15%
5 Year Return
+79.26%
10 Year Return
–
AUM
$948M
AUM Growth
-$119M
Cap. Flow
-$161M
Cap. Flow %
-16.93%
Top 10 Hldgs %
20.23%
Holding
1,231
New
270
Increased
124
Reduced
131
Closed
452

Top Buys

1
PFPT
Proofpoint, Inc.
PFPT
+$30.4M
2
EGLE
Eagle Bulk Shipping Inc.
EGLE
+$27.7M
3
RCM
R1 RCM Inc. Common Stock
RCM
+$23.5M
4
TBPH icon
Theravance Biopharma
TBPH
+$20.1M
5
XLNX
Xilinx Inc
XLNX
+$16.8M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
+$48.6M
2
RP
RealPage, Inc.
RP
+$26.3M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$16M
4
CCK icon
Crown Holdings
CCK
+$14.2M
5
QS icon
QuantumScape
QS
+$13.5M

Sector Composition

1 Healthcare 26.73%
2 Industrials 11.25%
3 Technology 10.37%
4 Financials 9.3%
5 Communication Services 6.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIIXU
601
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
– –
-50,000
Closed -$497K
OMEG
602
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
– –
-4,436
Closed -$44K
SCOAU
603
DELISTED
ScION Tech Growth I Unit
SCOAU
– –
-100,000
Closed -$1.01M
VELOU
604
DELISTED
Velocity Acquisition Corp. Units
VELOU
– –
-15,000
Closed -$149K
GSEVU
605
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
– –
-50,000
Closed -$496K
GTPAU
606
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
– –
-50,000
Closed -$501K
HLAHU
607
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Unit
HLAHU
– –
-50,000
Closed -$498K
LGV.U
608
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-50,000
Closed -$502K
BLTSU
609
DELISTED
Bright Lights Acquisition Corp. Unit
BLTSU
– –
-15,114
Closed -$150K
VTIQU
610
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
– –
-50,000
Closed -$505K
TSIBU
611
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
– –
-50,000
Closed -$500K
SECO
612
DELISTED
Secoo Holding Limited ADR
SECO
– –
-2,293
Closed -$58K
NOACU
613
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-83,844
Closed -$893K
VCKAU
614
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
– –
-9,072
Closed -$91K
CFMS
615
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-44,000
Closed -$1.11M
STON
616
DELISTED
StoneMor Inc.
STON
– –
-14,204
Closed -$27K
PHAS
617
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
– –
-75,000
Closed -$253K
TEKKU
618
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-100,000
Closed -$1.02M
TWTR
619
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
LFTR
620
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-100,000
Closed -$984K
HIGA
621
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-100,000
Closed -$986K
IPOD
622
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-2,500
Closed -$27K
FMTX
623
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
– –
-38,200
Closed -$976K
AMPE
624
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-57
Closed -$29K
DRE
625
DELISTED
Duke Realty Corp.
DRE
– –
0
– –
23 24
25
26 27