MS

Maven Securities Portfolio holdings

AUM $386M
1-Year Return 2.55%
This Quarter Return
-3.46%
1 Year Return
+2.55%
3 Year Return
+18.15%
5 Year Return
+79.26%
10 Year Return
–
AUM
$566M
AUM Growth
+$82.6M
Cap. Flow
+$136M
Cap. Flow %
23.94%
Top 10 Hldgs %
37%
Holding
658
New
127
Increased
122
Reduced
50
Closed
138

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$55.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
$54.5M
3
AAPL icon
Apple
AAPL
$17.7M
4
ADBE icon
Adobe
ADBE
$12.4M
5
DOCU icon
DocuSign
DOCU
$10.8M

Top Sells

1
APLS icon
Apellis Pharmaceuticals
APLS
$11.2M
2
COHR
Coherent Inc
COHR
$11.2M
3
ROKU icon
Roku
ROKU
$9.35M
4
JOBS
51job, Inc.
JOBS
$9.34M
5
ADMA icon
ADMA Biologics
ADMA
$5.98M

Sector Composition

1 Technology 20.14%
2 Communication Services 9.41%
3 Financials 8.7%
4 Healthcare 5.53%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZIM icon
351
ZIM Integrated Shipping Services
ZIM
$1.62B
– –
-5,461
Closed -$397K
ZION icon
352
Zions Bancorporation
ZION
$8.34B
– –
0
– –
ZS icon
353
Zscaler
ZS
$42.7B
– –
0
– –
ZTS icon
354
Zoetis
ZTS
$67.9B
– –
0
– –
ITCI
355
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-8,919
Closed -$546K
MRO
356
DELISTED
Marathon Oil Corporation
MRO
– –
0
– –
CSTA.WS
357
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
– –
-100,000
Closed -$32K
BURU.WS
358
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-140,000
Closed -$24K
PACW
359
DELISTED
PacWest Bancorp
PACW
– –
-17,900
Closed -$772K
SFRWW
360
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
– –
-24,934
Closed -$6K
CCV.WS
361
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
– –
-30,605
Closed -$19K
MNTV
362
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-40,000
Closed -$650K
RUBY
363
DELISTED
Rubius Therapeutics, Inc
RUBY
– –
-86,238
Closed -$475K
SVFAW
364
DELISTED
SVF Investment Corp. Warrant
SVFAW
– –
-85,567
Closed -$48K
HCICW
365
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
– –
-34,654
Closed -$14K
IIIIW
366
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
– –
-68,503
Closed -$14K
FTCVW
367
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
– –
-33,333
Closed -$32K
MDH.WS
368
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
– –
-100,000
Closed -$16K
QNGY.WS
369
DELISTED
Quanergy Systems, Inc. Warrants, each whole warrant exercisable for one twentieth (1/20) share of Common Stock at an exercise price of $230.00 per full share
QNGY.WS
– –
-100,000
Closed -$25K
CLIM.WS
370
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
– –
-26,048
Closed -$12K
TWTR
371
DELISTED
Twitter, Inc.
TWTR
– –
-12,239
Closed -$474K
CCXI
372
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-86,638
Closed -$2.17M
AMPS.WS
373
DELISTED
Altus Power, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.00
AMPS.WS
– –
-29,690
Closed -$48K
AUS.WS
374
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
– –
-253,201
Closed -$139K
HMLP
375
DELISTED
HOEGH LNG PARTNERS LP
HMLP
– –
-44,955
Closed -$332K
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15
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