MC

Matisse Capital Portfolio holdings

AUM $212M
1-Year Return 14.51%
This Quarter Return
+3.85%
1 Year Return
+14.51%
3 Year Return
+44.4%
5 Year Return
+76.34%
10 Year Return
–
AUM
$145M
AUM Growth
-$127M
Cap. Flow
-$132M
Cap. Flow %
-91.36%
Top 10 Hldgs %
41.03%
Holding
172
New
22
Increased
21
Reduced
33
Closed
35

Top Buys

1
AMLP icon
Alerian MLP ETF
AMLP
$13.1M
2
SBIO icon
ALPS Medical Breakthroughs ETF
SBIO
$5.68M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.43M
4
QQQ icon
Invesco QQQ Trust
QQQ
$5.32M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$2.18M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$13.3M
2
HFRO
Highland Opportunities and Income Fund
HFRO
$13.3M
3
ADX icon
Adams Diversified Equity Fund
ADX
$11.4M
4
CET
Central Securities Corp
CET
$11.1M
5
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$8.13M

Sector Composition

1 Technology 13.61%
2 Healthcare 5.6%
3 Consumer Discretionary 5.4%
4 Financials 4.78%
5 Communication Services 1.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
126
Vanguard Total Stock Market ETF
VTI
$528B
$202K 0.14%
+835
New +$202K
IWM icon
127
iShares Russell 2000 ETF
IWM
$67.8B
$201K 0.14%
+904
New +$201K
VTN icon
128
Invesco Trust for Investment Grade New York Municipals
VTN
$149M
$192K 0.13%
14,300
– –
UUUU icon
129
Energy Fuels
UUUU
$2.67B
$124K 0.09%
16,248
-510
-3% -$3.89K
NML
130
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
$112K 0.08%
21,400
-1,145,205
-98% -$5.99M
DHY
131
Credit Suisse High Yield Bond Fund
DHY
$217M
$105K 0.07%
42,500
– –
VSTM icon
132
Verastem
VSTM
$663M
$72K 0.05%
2,917
– –
NG icon
133
NovaGold Resources
NG
$2.75B
$69K 0.05%
10,000
– –
SIEN
134
DELISTED
Sientra, Inc.
SIEN
$58K 0.04%
1,582
– –
KALA icon
135
KALA BIO
KALA
$102M
$50K 0.03%
829
-294
-26% -$17.7K
WVE icon
136
Wave Life Sciences
WVE
$1.32B
$42K 0.03%
13,223
– –
ORTX
137
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
$13K 0.01%
1,000
-400
-29% -$5.2K
TWN
138
Taiwan Fund
TWN
$326M
– –
-84,300
Closed -$2.97M
XYZ
139
Block, Inc.
XYZ
$45.7B
– –
-3,000
Closed -$720K
NTG
140
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-169,891
Closed -$4.91M
FDEU
141
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-41,600
Closed -$536K
CEN
142
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-126,071
Closed -$1.75M
IRL
143
DELISTED
NEW IRELAND FUND INC
IRL
– –
-89,150
Closed -$1.1M
FMTX
144
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
– –
-10,200
Closed -$237K
SMM
145
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-510,700
Closed -$3.24M
IBTA
146
DELISTED
iShares iBonds Dec 2021 Term Treasury ETF
IBTA
– –
-17,600
Closed -$446K
FINS.RT
147
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-33,057
Closed -$7K
ADX icon
148
Adams Diversified Equity Fund
ADX
$2.62B
– –
-578,248
Closed -$11.4M
ARVN icon
149
Arvinas
ARVN
$575M
– –
-7,730
Closed -$635K
ASGI
150
abrdn Global Infrastructure Income Fund
ASGI
$586M
– –
-43,674
Closed -$870K
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