Marshall Wace North America’s Canadian Natural Resources CNQ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	$5.38M	Sell	300,591 -702,123	-70%	-$11.6M	0.02%	489
2021 Q2	$17.8M	Sell	1,002,714 -1,419,123	-59%	-$23.4M	0.08%	276
2021 Q1	$36.7M	Sell	2,421,837 -3,618,613	-60%	-$48.9M	0.15%	158
2020 Q4	$71M	Sell	6,040,450 -859,121	-12%	-$8.63M	0.32%	77
2020 Q3	$54M	Buy	6,899,571 +2,389,941	+53%	+$21.5M	0.35%	66
2020 Q2	$38.2M	Buy	+4,509,630	New	+$36.4M	0.25%	104
2020 Q1	–	Sell	-333,254	Closed	-$5.29M	–	1280
2019 Q4	$5.29M	Buy	333,254 +154,234	+86%	+$2.1M	0.03%	379
2019 Q3	$2.33M	Sell	179,020 -398,893	-69%	-$4.94M	0.01%	520
2019 Q2	$7.65M	Buy	577,913 +424,559	+277%	+$5.83M	0.05%	277
2019 Q1	$2.06M	Buy	+153,354	New	+$2.04M	0.01%	502
2018 Q4	–	Sell	-160,093	Closed	-$2.56M	–	1495
2018 Q3	$2.56M	Sell	160,093 -1,277,600	-89%	-$21.6M	0.02%	443
2018 Q2	$25.4M	Buy	1,437,693 +754,364	+110%	+$12.8M	0.14%	169
2018 Q1	$10.5M	Buy	683,329 +480,150	+236%	+$7.72M	0.05%	381
2017 Q4	$3.57M	Buy	203,179 +190,402	+1,490%	+$3.2M	0.02%	676
2017 Q3	$206K	Buy	+12,777	New	+$196K	﹤0.01%	1177
2013 Q4	$2.16M	Buy	+132,166	New	+$2.06M	0.05%	284