Marshall Wace North America’s Bank of New York Mellon BNY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-350,618	Closed	-$18M	–	1441
2021 Q2	$18M	Sell	350,618 -1,222,496	-78%	-$61.2M	0.08%	273
2021 Q1	$74.4M	Buy	1,573,114 +559,974	+55%	+$24.6M	0.31%	69
2020 Q4	$43M	Buy	1,013,140 +792,761	+360%	+$30.4M	0.19%	131
2020 Q3	$7.57M	Buy	220,379 +171,381	+350%	+$6.24M	0.05%	326
2020 Q2	$1.89M	Buy	48,998 +28,771	+142%	+$1.05M	0.01%	605
2020 Q1	$681K	Sell	20,227 -1,185,816	-98%	-$49.8M	0.01%	697
2019 Q4	$60.7M	Buy	1,206,043 +1,146,774	+1,935%	+$54.7M	0.29%	100
2019 Q3	$2.68M	Sell	59,269 -265,587	-82%	-$11.8M	0.02%	483
2019 Q2	$14.3M	Buy	+324,856	New	+$15.3M	0.09%	195
2018 Q3	–	Sell	-8,000	Closed	-$431K	–	940
2018 Q2	$431K	Buy	+8,000	New	+$441K	﹤0.01%	1112
2017 Q4	–	Sell	-150,975	Closed	-$8M	–	1378
2017 Q3	$8M	Buy	+150,975	New	+$7.92M	0.05%	426
2017 Q2	–	Sell	-39,440	Closed	-$1.85M	–	1296
2017 Q1	$1.85M	Buy	+39,440	New	+$1.84M	0.01%	595