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MSWA

Marshall & Sterling Wealth Advisors Portfolio holdings

AUM $169M
1-Year Est. Return 17.92%
This Fund
S&P 500
This Quarter Est. Return
-1.2%
1 Year Est. Return
+17.92%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$1.36M
Cap. Flow
+$4.37M
Cap. Flow %
2.86%
Top 10 Hldgs %
43.49%
Holding
364
New
26
Increased
85
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$4.53M
2
IDMO icon
Invesco S&P International Developed Momentum ETF
IDMO
+$3.74M
3
IWMI
NEOS Russell 2000 High Income ETF
IWMI
+$2.41M
4
EFAA
Invesco MSCI EAFE Income Advantage ETF
EFAA
+$2.11M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.82M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.54M
2
QDPL icon
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
+$3.53M
3
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$1.78M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$1.45M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.35M

Sector Composition

Rank Sector Weight
1 Technology 5.01%
2 Financials 2.61%
3 Industrials 2.37%
4 Healthcare 1.35%
5 Consumer Staples 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
101
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$153K 0.1%
6,299
+40
+0.6% +$974
VTIP icon
102
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$150K 0.1%
+3,000
New +$149K
CAT icon
103
Caterpillar
CAT
$375B
$149K 0.1%
210
– –
IWM icon
104
iShares Russell 2000 ETF
IWM
$79.8B
$145K 0.1%
586
– –
ROP icon
105
Roper Technologies
ROP
$38.8B
$139K 0.09%
393
– –
LOW icon
106
Lowe's Companies
LOW
$117B
$136K 0.09%
575
+3
+0.5% +$782
VOO icon
107
Vanguard S&P 500 ETF
VOO
$979B
$132K 0.09%
221
+9
+4% +$5.63K
ROM icon
108
ProShares Ultra Technology
ROM
$1.12B
$129K 0.08%
1,645
-148
-8% -$13.2K
PEP icon
109
PepsiCo
PEP
$190B
$112K 0.07%
723
+5
+0.7% +$779
ADP icon
110
Automatic Data Processing
ADP
$106B
$110K 0.07%
541
– –
DFUS
111
Dimensional US Equity ETF
DFUS
$20.8B
$109K 0.07%
1,535
– –
VEA icon
112
Vanguard FTSE Developed Markets ETF
VEA
$229B
$106K 0.07%
1,652
+1,527
+1,222% +$101K
ARKW icon
113
ARK Web x.0 ETF
ARKW
$1.63B
$100K 0.07%
832
– –
DVY icon
114
iShares Select Dividend ETF
DVY
$23.5B
$100K 0.07%
660
– –
MTB icon
115
M&T Bank
MTB
$35.7B
$99.4K 0.07%
481
-40
-8% -$8.61K
ARKK icon
116
ARK Innovation ETF
ARKK
$5.66B
$94.3K 0.06%
1,395
– –
MDY icon
117
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$91K 0.06%
148
+1
+0.7% +$634
IEMG icon
118
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$83.7K 0.05%
1,201
– –
VYM icon
119
Vanguard High Dividend Yield ETF
VYM
$80.9B
$82.9K 0.05%
560
-557
-50% -$83.7K
SCHB icon
120
Schwab US Broad Market ETF
SCHB
$43.2B
$80.9K 0.05%
3,223
+1
+0% +$26
PLTR icon
121
Palantir
PLTR
$295B
$80.5K 0.05%
550
-16
-3% -$2.45K
NVS icon
122
Novartis
NVS
$297B
$78.6K 0.05%
515
+11
+2% +$1.69K
DFAT icon
123
Dimensional US Targeted Value ETF
DFAT
$14.6B
$77K 0.05%
1,233
– –
PRU icon
124
Prudential Financial
PRU
$42.4B
$74.8K 0.05%
766
+9
+1% +$932
GS icon
125
Goldman Sachs
GS
$300B
$74.6K 0.05%
88
– –
3 4
5
6 7

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FVM
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UFPG
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CRCM
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Marshall & Sterling Wealth Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Marshall & Sterling Wealth Advisors held 364 positions worth $153M, up 0.9% from $151M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Marshall & Sterling Wealth Advisors's Q1 2026 filing shows 26 new, 85 increased, 69 reduced and 20 closed positions. Its largest new stake was NEOS Russell 2000 High Income ETF: 48,665 shares worth $2.31M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $4.54M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6.3% a quarter earlier, followed by Financials and Industrials.

  • Marshall & Sterling Wealth Advisors's largest Q1 2026 buy was NEOS Russell 2000 High Income ETF: 48,665 shares worth $2.31M.
  • Marshall & Sterling Wealth Advisors added most to NEOS S&P 500 High Income ETF in Q1 2026, an estimated $4.53M increase.
  • Marshall & Sterling Wealth Advisors's biggest Q1 2026 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $4.54M.
  • Marshall & Sterling Wealth Advisors fully exited ServiceNow in Q1 2026, selling an estimated $487K.
  • Marshall & Sterling Wealth Advisors's ten largest holdings make up 43% of its $153M portfolio in Q1 2026.
  • Marshall & Sterling Wealth Advisors opened 26 new positions and closed 20 in Q1 2026.
  • Marshall & Sterling Wealth Advisors's portfolio value rose 0.9% quarter-over-quarter to $153M.

Based on Marshall & Sterling Wealth Advisors's 13F filing for Q1 2026, filed 7 May 2026.