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MSWA

Marshall & Sterling Wealth Advisors Portfolio holdings

AUM $169M
1-Year Est. Return 17.92%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+17.92%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
-$4.54M
Cap. Flow
-$6.12M
Cap. Flow %
-4.04%
Top 10 Hldgs %
45.39%
Holding
653
New
9
Increased
67
Reduced
177
Closed
315

Top Buys

Rank Stock Value
1
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$4.18M
2
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$3.12M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.26M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.23M
5
FDVV icon
Fidelity High Dividend ETF
FDVV
+$952K

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$6.55M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.02M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$623K
4
VGT icon
Vanguard Information Technology ETF
VGT
+$546K
5
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$538K

Sector Composition

Rank Sector Weight
1 Technology 6.35%
2 Financials 3.05%
3 Industrials 2.19%
4 Healthcare 1.37%
5 Consumer Staples 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
101
Lowe's Companies
LOW
$117B
$138K 0.09%
572
-33
-5% -$7.92K
VOO icon
102
Vanguard S&P 500 ETF
VOO
$979B
$133K 0.09%
212
+144
+212% +$89.5K
ARKW icon
103
ARK Web x.0 ETF
ARKW
$1.63B
$123K 0.08%
832
-1
-0.1% -$162
CAT icon
104
Caterpillar
CAT
$375B
$120K 0.08%
210
-8
-4% -$4.45K
DFUS
105
Dimensional US Equity ETF
DFUS
$20.8B
$114K 0.08%
1,535
-12
-0.8% -$882
ARKK icon
106
ARK Innovation ETF
ARKK
$5.66B
$107K 0.07%
1,395
– –
MTB icon
107
M&T Bank
MTB
$35.7B
$105K 0.07%
521
-53
-9% -$10.1K
PEP icon
108
PepsiCo
PEP
$190B
$103K 0.07%
718
-57
-7% -$8.38K
PLTR icon
109
Palantir
PLTR
$295B
$101K 0.07%
566
-353
-38% -$63.9K
DVY icon
110
iShares Select Dividend ETF
DVY
$23.5B
$93.2K 0.06%
660
-1
-0.2% -$141
MDY icon
111
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$88.7K 0.06%
147
– –
MS icon
112
Morgan Stanley
MS
$331B
$87K 0.06%
490
-367
-43% -$61.2K
PRU icon
113
Prudential Financial
PRU
$42.4B
$85.5K 0.06%
757
-115
-13% -$12.3K
LOUP
114
DELISTED
Innovator Deepwater Frontier Tech ETF
LOUP
$84.7K 0.06%
1,109
– –
SCHB icon
115
Schwab US Broad Market ETF
SCHB
$43.2B
$84.5K 0.06%
3,222
+1
+0% +$26
IEMG icon
116
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$80.7K 0.05%
1,201
-1,039
-46% -$69.7K
XSD icon
117
State Street SPDR S&P Semiconductor ETF
XSD
$2.72B
$80.1K 0.05%
249
– –
FCTR icon
118
First Trust Lunt US Factor Rotation ETF
FCTR
$53.6M
$78.1K 0.05%
2,190
-2,151
-50% -$76.2K
GS icon
119
Goldman Sachs
GS
$300B
$77.1K 0.05%
88
– –
DFAT icon
120
Dimensional US Targeted Value ETF
DFAT
$14.6B
$73.4K 0.05%
1,233
– –
JHMM icon
121
John Hancock Multifactor Mid Cap ETF
JHMM
$5.92B
$70.6K 0.05%
1,078
+1
+0.1% +$65
LH icon
122
Labcorp
LH
$25B
$69.7K 0.05%
278
+1
+0.4% +$266
NVS icon
123
Novartis
NVS
$297B
$69.5K 0.05%
504
-1
-0.2% -$131
SPDW icon
124
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$66.6K 0.04%
1,499
– –
VMBS icon
125
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$63.3K 0.04%
1,345
– –
3 4
5
6 7

Similar funds

TC
Tacita Capital Toronto, Ontario, Canada $169M AUM 24.7% 1-Year Est. Return
AFP
Alpha Financial Partners Lexington, Kentucky $169M AUM 18.4% 1-Year Est. Return
PP
Pingora Partners Wilson, Wyoming $169M AUM 56.08% 1-Year Est. Return
FVM
Forerunner Ventures Management San Francisco, California $169M AUM
SNBOSCI
Security National Bank of Sioux City Iowa Sioux City, Iowa $169M AUM 18.07% 1-Year Est. Return
UFPG
United Financial Planning Group Hauppauge, New York $169M AUM
CRCM
Crystal Rock Capital Management Bannockburn, Illinois $168M AUM 35.72% 1-Year Est. Return
LHA
Little Harbor Advisors Marblehead, Massachusetts $168M AUM 13.27% 1-Year Est. Return

Marshall & Sterling Wealth Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Marshall & Sterling Wealth Advisors held 653 positions worth $151M, down 2.9% from $156M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Marshall & Sterling Wealth Advisors withdrew a net $6.12M in Q4 2025, closing 315 positions and reducing 177 holdings. Its most notable exit was Bentley Systems, an estimated $446K position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 7.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Marshall & Sterling Wealth Advisors opened a new position in McKesson worth $295K.

  • Marshall & Sterling Wealth Advisors's largest Q4 2025 buy was McKesson: 360 shares worth $295K.
  • Marshall & Sterling Wealth Advisors added most to NEOS S&P 500 High Income ETF in Q4 2025, an estimated $4.18M increase.
  • Marshall & Sterling Wealth Advisors's biggest Q4 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $6.55M.
  • Marshall & Sterling Wealth Advisors fully exited Bentley Systems in Q4 2025, selling an estimated $446K.
  • Marshall & Sterling Wealth Advisors's ten largest holdings make up 45% of its $151M portfolio in Q4 2025.
  • Marshall & Sterling Wealth Advisors opened 9 new positions and closed 315 in Q4 2025.
  • Marshall & Sterling Wealth Advisors's portfolio value fell 2.9% quarter-over-quarter to $151M.

Based on Marshall & Sterling Wealth Advisors's 13F filing for Q4 2025, filed 10 Feb 2026.