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MSFP

Mark Sheptoff Financial Planning Portfolio holdings

AUM $189M
1-Year Est. Return 28.82%
This Fund
S&P 500
This Quarter Est. Return
-5.6%
1 Year Est. Return
+28.82%
3 Year Est. Return
+85.85%
5 Year Est. Return
+121.15%
10 Year Est. Return
+416.47%
AUM
$156M
AUM Growth
-$19.5M
Cap. Flow
-$8.17M
Cap. Flow %
-5.24%
Top 10 Hldgs %
54.6%
Holding
408
New
16
Increased
27
Reduced
71
Closed
25

Top Buys

Rank Stock Value
1
IHAK icon
iShares Cybersecurity and Tech ETF
IHAK
+$657K
2
RIVN icon
Rivian
RIVN
+$566K
3
WMT icon
Walmart Inc
WMT
+$246K
4
AVA icon
Avista
AVA
+$211K
5
LPG icon
Dorian LPG
LPG
+$191K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$1.56M
2
LHX icon
L3Harris
LHX
+$949K
3
AAPL icon
Apple
AAPL
+$671K
4
DHR icon
Danaher
DHR
+$640K
5
XIFR
XPLR Infrastructure LP
XIFR
+$560K

Sector Composition

Rank Sector Weight
1 Healthcare 29.2%
2 Technology 19.08%
3 Consumer Staples 18.67%
4 Utilities 9.96%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
401
Schwab US REIT ETF
SCHH
$11.4B
– –
-30
Closed -$586
SCHR
402
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-130
Closed -$3.2K
SOXQ icon
403
Invesco PHLX Semiconductor ETF
SOXQ
$2.76B
– –
-6,801
Closed -$197K
SPCE icon
404
Virgin Galactic
SPCE
$398M
– –
-15
Closed -$1.16K
TSN icon
405
Tyson Foods
TSN
$20.4B
– –
-300
Closed -$15.3K
KAMN
406
DELISTED
Kaman Corp
KAMN
– –
-120
Closed -$2.92K
ZEV
407
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-25
Closed -$90
ESTE
408
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-500
Closed -$7.14K
13 14 15 16
17

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HFW
Horizon Family Wealth Chicago, Illinois $189M AUM 18.48% 1-Year Est. Return
PGDP
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SF
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BI
Beckerman Institutional Ocean Grove, New Jersey $188M AUM 15.07% 1-Year Est. Return
AAA
American Alpha Advisors New York $188M AUM 42.65% 1-Year Est. Return
BCPWM
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Mark Sheptoff Financial Planning's Q3 2023 Portfolio in Review

As of Q3 2023, Mark Sheptoff Financial Planning held 408 positions worth $156M, down 11% from $175M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Mark Sheptoff Financial Planning withdrew a net $8.17M in Q3 2023, closing 25 positions and reducing 71 holdings. Its most notable exit was Catalyst Pharmaceutical, an estimated $315K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Mark Sheptoff Financial Planning opened a new position in Avista worth $191K.

  • Mark Sheptoff Financial Planning's largest Q3 2023 buy was Avista: 5,900 shares worth $191K.
  • Mark Sheptoff Financial Planning added most to iShares Cybersecurity and Tech ETF in Q3 2023, an estimated $657K increase.
  • Mark Sheptoff Financial Planning's biggest Q3 2023 reduction was American Electric Power, cutting an estimated $1.56M.
  • Mark Sheptoff Financial Planning fully exited Catalyst Pharmaceutical in Q3 2023, selling an estimated $315K.
  • Mark Sheptoff Financial Planning's ten largest holdings make up 55% of its $156M portfolio in Q3 2023.
  • Mark Sheptoff Financial Planning opened 16 new positions and closed 25 in Q3 2023.
  • Mark Sheptoff Financial Planning's portfolio value fell 11% quarter-over-quarter to $156M.

Based on Mark Sheptoff Financial Planning's 13F filing for Q3 2023, filed 13 Nov 2023.