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MSFP

Mark Sheptoff Financial Planning Portfolio holdings

AUM $189M
1-Year Est. Return 28.82%
This Fund
S&P 500
This Quarter Est. Return
-5.6%
1 Year Est. Return
+28.82%
3 Year Est. Return
+85.85%
5 Year Est. Return
+121.15%
10 Year Est. Return
+416.47%
AUM
$156M
AUM Growth
-$19.5M
Cap. Flow
-$8.17M
Cap. Flow %
-5.24%
Top 10 Hldgs %
54.6%
Holding
408
New
16
Increased
27
Reduced
71
Closed
25

Top Buys

Rank Stock Value
1
IHAK icon
iShares Cybersecurity and Tech ETF
IHAK
+$657K
2
RIVN icon
Rivian
RIVN
+$566K
3
WMT icon
Walmart Inc
WMT
+$246K
4
AVA icon
Avista
AVA
+$211K
5
LPG icon
Dorian LPG
LPG
+$191K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$1.56M
2
LHX icon
L3Harris
LHX
+$949K
3
AAPL icon
Apple
AAPL
+$671K
4
DHR icon
Danaher
DHR
+$640K
5
XIFR
XPLR Infrastructure LP
XIFR
+$560K

Sector Composition

Rank Sector Weight
1 Healthcare 29.2%
2 Technology 19.08%
3 Consumer Staples 18.67%
4 Utilities 9.96%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
376
General Motors
GM
$76.8B
$72 ﹤0.01%
2
– –
LUMN icon
377
Lumen
LUMN
$6.44B
$55 ﹤0.01%
39
– –
CVM icon
378
CEL-SCI Corp
CVM
$30.1M
$50 ﹤0.01%
1
– –
ACB
379
Aurora Cannabis
ACB
$185M
$49 ﹤0.01%
8
– –
DXC icon
380
DXC Technology
DXC
$1.73B
$42 ﹤0.01%
2
– –
CGC
381
Canopy Growth
CGC
$410M
$39 ﹤0.01%
5
– –
BCLI
382
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$20 ﹤0.01%
7
– –
NKLA
383
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
ANET icon
384
Arista Networks
ANET
$238B
– –
-400
Closed -$16.2K
CCI icon
385
Crown Castle
CCI
$32.2B
– –
-65
Closed -$7.41K
CFG icon
386
Citizens Financial Group
CFG
$30.6B
– –
-6,500
Closed -$170K
CHWY icon
387
Chewy
CHWY
$9.63B
– –
-200
Closed -$7.89K
CLVT icon
388
Clarivate
CLVT
$1.16B
– –
-7,500
Closed -$71.5K
CP icon
389
Canadian Pacific Kansas City
CP
$80.5B
– –
-100
Closed -$8.08K
CPK icon
390
Chesapeake Utilities
CPK
$3.21B
– –
-206
Closed -$24.5K
CPRX
391
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-23,450
Closed -$315K
DGX icon
392
Quest Diagnostics
DGX
$26.3B
– –
-412
Closed -$57.9K
GNK icon
393
Genco Shipping & Trading
GNK
$1.1B
– –
-4,900
Closed -$68.7K
HR icon
394
Healthcare Realty
HR
$6.84B
– –
-377
Closed -$7.11K
HRMY icon
395
Harmony Biosciences
HRMY
$2.24B
– –
-1,800
Closed -$63.3K
HYMB icon
396
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
– –
-116
Closed -$2.9K
LUV icon
397
Southwest Airlines
LUV
$23B
– –
-1,000
Closed -$36.2K
MRNA icon
398
Moderna
MRNA
$23.6B
– –
-100
Closed -$12.2K
NINE
399
DELISTED
Nine Energy Service
NINE
– –
-1,000
Closed -$3.83K
OUT icon
400
Outfront Media
OUT
$5.5B
– –
-152
Closed -$2.36K
13 14 15
16
17

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WDOM
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MAS
MPWM Advisory Solutions Alpharetta, Georgia $189M AUM 15.74% 1-Year Est. Return
HFW
Horizon Family Wealth Chicago, Illinois $189M AUM 18.48% 1-Year Est. Return
PGDP
Pragma Gestao de Patrimonio Sao Paulo, Brazil $189M AUM 21.5% 1-Year Est. Return
SF
Steffes Financial Overland Park, Kansas $189M AUM
BI
Beckerman Institutional Ocean Grove, New Jersey $188M AUM 15.07% 1-Year Est. Return
AAA
American Alpha Advisors New York $188M AUM 42.65% 1-Year Est. Return
BCPWM
Bradley & Co Private Wealth Management Miami, Florida $190M AUM 27.45% 1-Year Est. Return

Mark Sheptoff Financial Planning's Q3 2023 Portfolio in Review

As of Q3 2023, Mark Sheptoff Financial Planning held 408 positions worth $156M, down 11% from $175M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Mark Sheptoff Financial Planning withdrew a net $8.17M in Q3 2023, closing 25 positions and reducing 71 holdings. Its most notable exit was Catalyst Pharmaceutical, an estimated $315K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Mark Sheptoff Financial Planning opened a new position in Avista worth $191K.

  • Mark Sheptoff Financial Planning's largest Q3 2023 buy was Avista: 5,900 shares worth $191K.
  • Mark Sheptoff Financial Planning added most to iShares Cybersecurity and Tech ETF in Q3 2023, an estimated $657K increase.
  • Mark Sheptoff Financial Planning's biggest Q3 2023 reduction was American Electric Power, cutting an estimated $1.56M.
  • Mark Sheptoff Financial Planning fully exited Catalyst Pharmaceutical in Q3 2023, selling an estimated $315K.
  • Mark Sheptoff Financial Planning's ten largest holdings make up 55% of its $156M portfolio in Q3 2023.
  • Mark Sheptoff Financial Planning opened 16 new positions and closed 25 in Q3 2023.
  • Mark Sheptoff Financial Planning's portfolio value fell 11% quarter-over-quarter to $156M.

Based on Mark Sheptoff Financial Planning's 13F filing for Q3 2023, filed 13 Nov 2023.