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MSFP

Mark Sheptoff Financial Planning Portfolio holdings

AUM $189M
1-Year Est. Return 28.82%
This Fund
S&P 500
This Quarter Est. Return
-5.6%
1 Year Est. Return
+28.82%
3 Year Est. Return
+85.85%
5 Year Est. Return
+121.15%
10 Year Est. Return
+416.47%
AUM
$156M
AUM Growth
-$19.5M
Cap. Flow
-$8.17M
Cap. Flow %
-5.24%
Top 10 Hldgs %
54.6%
Holding
408
New
16
Increased
27
Reduced
71
Closed
25

Top Buys

Rank Stock Value
1
IHAK icon
iShares Cybersecurity and Tech ETF
IHAK
+$657K
2
RIVN icon
Rivian
RIVN
+$566K
3
WMT icon
Walmart Inc
WMT
+$246K
4
AVA icon
Avista
AVA
+$211K
5
LPG icon
Dorian LPG
LPG
+$191K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$1.56M
2
LHX icon
L3Harris
LHX
+$949K
3
AAPL icon
Apple
AAPL
+$671K
4
DHR icon
Danaher
DHR
+$640K
5
XIFR
XPLR Infrastructure LP
XIFR
+$560K

Sector Composition

Rank Sector Weight
1 Healthcare 29.2%
2 Technology 19.08%
3 Consumer Staples 18.67%
4 Utilities 9.96%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEG icon
351
Leggett & Platt
LEG
$1.31B
$1.14K ﹤0.01%
45
– –
WBD icon
352
Warner Bros
WBD
$67.1B
$1.09K ﹤0.01%
100
– –
NG icon
353
NovaGold Resources
NG
$3.33B
$956 ﹤0.01%
249
– –
CDXS icon
354
Codexis
CDXS
$158M
$945 ﹤0.01%
500
– –
INTF icon
355
iShares International Equity Factor ETF
INTF
$3.75B
$905 ﹤0.01%
35
– –
OGN icon
356
Organon & Co
OGN
$3.57B
$885 ﹤0.01%
51
– –
BHF icon
357
Brighthouse Financial
BHF
$3.5B
$881 ﹤0.01%
18
– –
ASIX icon
358
AdvanSix
ASIX
$444M
$870 ﹤0.01%
28
– –
GEM icon
359
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$831 ﹤0.01%
29
– –
NFLX icon
360
Netflix
NFLX
$309B
$755 ﹤0.01%
20
– –
BWA icon
361
BorgWarner
BWA
$13.9B
$727 ﹤0.01%
18
-2
-10% -$85
ALIT icon
362
Alight
ALIT
$407M
$709 ﹤0.01%
5
– –
HPQ icon
363
HP
HPQ
$27.5B
$643 ﹤0.01%
25
– –
GEHC icon
364
GE HealthCare
GEHC
$32.4B
$612 ﹤0.01%
9
– –
PLUG icon
365
Plug Power
PLUG
$3.04B
$608 ﹤0.01%
80
– –
LCID icon
366
Lucid Motors
LCID
$2.77B
$559 ﹤0.01%
10
– –
HPE icon
367
Hewlett Packard
HPE
$70.5B
$434 ﹤0.01%
25
– –
DBVT
368
DBV Technologies
DBVT
$847M
$408 ﹤0.01%
30
– –
EDR
369
DELISTED
Endeavor Group Holdings, Inc.
EDR
$398 ﹤0.01%
20
– –
CMPS
370
Compass Pathways
CMPS
$1.83B
$396 ﹤0.01%
+53
New +$469
PARA
371
DELISTED
Paramount Global Class B
PARA
$374 ﹤0.01%
29
– –
DNOW icon
372
DNOW Inc
DNOW
$2.99B
$297 ﹤0.01%
25
– –
PSFE icon
373
Paysafe
PSFE
$375M
$156 ﹤0.01%
13
– –
KOPN icon
374
Kopin
KOPN
$791M
$122 ﹤0.01%
100
– –
KD icon
375
Kyndryl
KD
$3.05B
$76 ﹤0.01%
5
– –
13 14
15
16 17

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WDOM
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MAS
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HFW
Horizon Family Wealth Chicago, Illinois $189M AUM 18.48% 1-Year Est. Return
PGDP
Pragma Gestao de Patrimonio Sao Paulo, Brazil $189M AUM 21.5% 1-Year Est. Return
SF
Steffes Financial Overland Park, Kansas $189M AUM
BI
Beckerman Institutional Ocean Grove, New Jersey $188M AUM 15.07% 1-Year Est. Return
AAA
American Alpha Advisors New York $188M AUM 42.65% 1-Year Est. Return
BCPWM
Bradley & Co Private Wealth Management Miami, Florida $190M AUM 27.45% 1-Year Est. Return

Mark Sheptoff Financial Planning's Q3 2023 Portfolio in Review

As of Q3 2023, Mark Sheptoff Financial Planning held 408 positions worth $156M, down 11% from $175M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Mark Sheptoff Financial Planning withdrew a net $8.17M in Q3 2023, closing 25 positions and reducing 71 holdings. Its most notable exit was Catalyst Pharmaceutical, an estimated $315K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Mark Sheptoff Financial Planning opened a new position in Avista worth $191K.

  • Mark Sheptoff Financial Planning's largest Q3 2023 buy was Avista: 5,900 shares worth $191K.
  • Mark Sheptoff Financial Planning added most to iShares Cybersecurity and Tech ETF in Q3 2023, an estimated $657K increase.
  • Mark Sheptoff Financial Planning's biggest Q3 2023 reduction was American Electric Power, cutting an estimated $1.56M.
  • Mark Sheptoff Financial Planning fully exited Catalyst Pharmaceutical in Q3 2023, selling an estimated $315K.
  • Mark Sheptoff Financial Planning's ten largest holdings make up 55% of its $156M portfolio in Q3 2023.
  • Mark Sheptoff Financial Planning opened 16 new positions and closed 25 in Q3 2023.
  • Mark Sheptoff Financial Planning's portfolio value fell 11% quarter-over-quarter to $156M.

Based on Mark Sheptoff Financial Planning's 13F filing for Q3 2023, filed 13 Nov 2023.