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MSFP

Mark Sheptoff Financial Planning Portfolio holdings

AUM $189M
1-Year Est. Return 28.82%
This Fund
S&P 500
This Quarter Est. Return
-5.6%
1 Year Est. Return
+28.82%
3 Year Est. Return
+85.85%
5 Year Est. Return
+121.15%
10 Year Est. Return
+416.47%
AUM
$156M
AUM Growth
-$19.5M
Cap. Flow
-$8.17M
Cap. Flow %
-5.24%
Top 10 Hldgs %
54.6%
Holding
408
New
16
Increased
27
Reduced
71
Closed
25

Top Buys

Rank Stock Value
1
IHAK icon
iShares Cybersecurity and Tech ETF
IHAK
+$657K
2
RIVN icon
Rivian
RIVN
+$566K
3
WMT icon
Walmart Inc
WMT
+$246K
4
AVA icon
Avista
AVA
+$211K
5
LPG icon
Dorian LPG
LPG
+$191K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$1.56M
2
LHX icon
L3Harris
LHX
+$949K
3
AAPL icon
Apple
AAPL
+$671K
4
DHR icon
Danaher
DHR
+$640K
5
XIFR
XPLR Infrastructure LP
XIFR
+$560K

Sector Composition

Rank Sector Weight
1 Healthcare 29.2%
2 Technology 19.08%
3 Consumer Staples 18.67%
4 Utilities 9.96%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
226
AGNC Investment
AGNC
$12.9B
$16.3K 0.01%
1,730
– –
PLTR icon
227
Palantir
PLTR
$413B
$16K 0.01%
1,000
-16,500
-94% -$263K
NEO icon
228
NeoGenomics
NEO
$2.13B
$16K 0.01%
1,300
– –
FDN icon
229
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$16K 0.01%
100
– –
KEY icon
230
KeyCorp
KEY
$24.4B
$15.9K 0.01%
1,000
– –
CNR
231
Core Natural Resources Inc
CNR
$4.45B
$15.7K 0.01%
+150
New +$12.3K
ZIM icon
232
ZIM Integrated Shipping Services
ZIM
$3.24B
$15.7K 0.01%
1,500
– –
GDL
233
GDL Fund
GDL
$92.1M
$15.5K 0.01%
2,000
– –
XLE icon
234
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$15.4K 0.01%
340
– –
CRM icon
235
Salesforce
CRM
$158B
$15.2K 0.01%
75
– –
JEPI icon
236
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$15K 0.01%
280
– –
HDV
237
iShares Core High Dividend ETF
HDV
$14.9B
$14.8K 0.01%
750
– –
KMX icon
238
CarMax
KMX
$8.26B
$14.1K 0.01%
200
– –
ROKU icon
239
Roku
ROKU
$22.7B
$14.1K 0.01%
200
– –
CSQ icon
240
Calamos Strategic Total Return Fund
CSQ
$3.35B
$14.1K 0.01%
1,000
– –
UNFI icon
241
United Natural Foods
UNFI
$2.85B
$14K 0.01%
991
-7,239
-88% -$142K
AMPH icon
242
Amphastar Pharmaceuticals
AMPH
$916M
$13.8K 0.01%
300
– –
MRO
243
DELISTED
Marathon Oil Corporation
MRO
$13.8K 0.01%
600
– –
CAG icon
244
Conagra Brands
CAG
$7.23B
$13.7K 0.01%
500
– –
EVRG icon
245
Evergy
EVRG
$19.2B
$13.6K 0.01%
269
– –
ET icon
246
Energy Transfer Partners
ET
$69.3B
$13.5K 0.01%
960
– –
AMGN icon
247
Amgen
AMGN
$222B
$13.4K 0.01%
50
– –
HOV icon
248
Hovnanian Enterprises
HOV
$807M
$13.2K 0.01%
130
– –
KHC icon
249
Kraft Heinz
KHC
$30B
$13.1K 0.01%
388
+319
+462% +$11K
IBM icon
250
IBM
IBM
$224B
$12.8K 0.01%
100
– –
8 9
10
11 12

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WDOM
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MAS
MPWM Advisory Solutions Alpharetta, Georgia $189M AUM 15.74% 1-Year Est. Return
HFW
Horizon Family Wealth Chicago, Illinois $189M AUM 18.48% 1-Year Est. Return
PGDP
Pragma Gestao de Patrimonio Sao Paulo, Brazil $189M AUM 21.5% 1-Year Est. Return
SF
Steffes Financial Overland Park, Kansas $189M AUM
BI
Beckerman Institutional Ocean Grove, New Jersey $188M AUM 15.07% 1-Year Est. Return
AAA
American Alpha Advisors New York $188M AUM 42.65% 1-Year Est. Return
BCPWM
Bradley & Co Private Wealth Management Miami, Florida $190M AUM 27.45% 1-Year Est. Return

Mark Sheptoff Financial Planning's Q3 2023 Portfolio in Review

As of Q3 2023, Mark Sheptoff Financial Planning held 408 positions worth $156M, down 11% from $175M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Mark Sheptoff Financial Planning withdrew a net $8.17M in Q3 2023, closing 25 positions and reducing 71 holdings. Its most notable exit was Catalyst Pharmaceutical, an estimated $315K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Mark Sheptoff Financial Planning opened a new position in Avista worth $191K.

  • Mark Sheptoff Financial Planning's largest Q3 2023 buy was Avista: 5,900 shares worth $191K.
  • Mark Sheptoff Financial Planning added most to iShares Cybersecurity and Tech ETF in Q3 2023, an estimated $657K increase.
  • Mark Sheptoff Financial Planning's biggest Q3 2023 reduction was American Electric Power, cutting an estimated $1.56M.
  • Mark Sheptoff Financial Planning fully exited Catalyst Pharmaceutical in Q3 2023, selling an estimated $315K.
  • Mark Sheptoff Financial Planning's ten largest holdings make up 55% of its $156M portfolio in Q3 2023.
  • Mark Sheptoff Financial Planning opened 16 new positions and closed 25 in Q3 2023.
  • Mark Sheptoff Financial Planning's portfolio value fell 11% quarter-over-quarter to $156M.

Based on Mark Sheptoff Financial Planning's 13F filing for Q3 2023, filed 13 Nov 2023.