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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$6.72B
AUM Growth
-$71.9M
Cap. Flow
+$203M
Cap. Flow %
3.02%
Top 10 Hldgs %
29.16%
Holding
1,188
New
85
Increased
373
Reduced
485
Closed
87

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$37.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$33.2M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$22.2M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$17.2M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.6M

Top Sells

Rank Stock Value
1
DG icon
Dollar General
DG
+$15.6M
2
ETN icon
Eaton
ETN
+$11.7M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.44M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$7.56M
5
TXN icon
Texas Instruments
TXN
+$7.43M

Sector Composition

Rank Sector Weight
1 Technology 14.35%
2 Healthcare 6.84%
3 Financials 6.05%
4 Consumer Discretionary 5.35%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
201
PUT
Apple
AAPL
$4.48T
$4.01M 0.06%
23,400
+2,700
+13% +$495K
CAT icon
202
Caterpillar
CAT
$386B
$3.98M 0.06%
14,562
+405
+3% +$110K
CBOE icon
203
Cboe Global Markets
CBOE
$30.5B
$3.93M 0.06%
25,165
+1,899
+8% +$279K
SCHA icon
204
Schwab U.S Small- Cap ETF
SCHA
$23B
$3.93M 0.06%
189,784
-4,684
-2% -$103K
PMAY icon
205
Innovator US Equity Power Buffer ETF May
PMAY
$819M
$3.86M 0.06%
130,897
-183,034
-58% -$5.47M
PH icon
206
Parker-Hannifin
PH
$134B
$3.84M 0.06%
9,865
+121
+1% +$48.6K
MPC icon
207
Marathon Petroleum
MPC
$87.6B
$3.84M 0.06%
25,353
+2,128
+9% +$297K
MDT icon
208
Medtronic
MDT
$113B
$3.78M 0.06%
48,297
-2,281
-5% -$191K
XLF icon
209
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$3.69M 0.05%
111,330
-7,541
-6% -$260K
T icon
210
AT&T
T
$163B
$3.59M 0.05%
239,138
-2,643
-1% -$38.7K
CCI icon
211
Crown Castle
CCI
$31.4B
$3.48M 0.05%
37,844
-1,559
-4% -$162K
FICO icon
212
Fair Isaac
FICO
$22.8B
$3.47M 0.05%
3,999
-640
-14% -$549K
BABA icon
213
Alibaba
BABA
$313B
$3.47M 0.05%
40,006
-52,848
-57% -$4.84M
ROP icon
214
Roper Technologies
ROP
$39.7B
$3.41M 0.05%
7,034
+296
+4% +$145K
WFC icon
215
Wells Fargo
WFC
$265B
$3.29M 0.05%
80,608
-1,893
-2% -$81.7K
CDNS icon
216
PUT
Cadence Design Systems
CDNS
$93.5B
$3.26M 0.05%
13,900
+3,900
+39% +$913K
TMO icon
217
Thermo Fisher Scientific
TMO
$220B
$3.23M 0.05%
6,372
-537
-8% -$286K
XLY icon
218
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$3.22M 0.05%
39,992
+756
+2% +$63.9K
SCHF icon
219
Schwab International Equity ETF
SCHF
$68.5B
$3.21M 0.05%
189,296
+6,644
+4% +$117K
ADP icon
220
Automatic Data Processing
ADP
$108B
$3.17M 0.05%
13,159
+930
+8% +$227K
TRVI icon
221
Trevi Therapeutics
TRVI
$2.58B
$3.16M 0.05%
1,451,400
-83,252
-5% -$188K
PMAR icon
222
Innovator US Equity Power Buffer ETF March
PMAR
$769M
$3.12M 0.05%
93,061
-156,073
-63% -$5.29M
VGK icon
223
Vanguard FTSE Europe ETF
VGK
$31.1B
$3.1M 0.05%
53,505
-2,272
-4% -$138K
GE icon
224
GE Aerospace
GE
$382B
$3M 0.04%
33,979
+2,952
+10% +$265K
ILMN icon
225
Illumina
ILMN
$28.9B
$2.98M 0.04%
+22,333
New +$3.67M
7 8
9
10 11

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BBA
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MAI Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, MAI Capital Management held 1,188 positions worth $6.72B, down 1.1% from $6.8B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

MAI Capital Management deployed $203M of net new capital in Q3 2023, opening 85 new positions and adding to 373 existing holdings. Its largest new stake was Blue Owl Capital: 587,275 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Dollar General, an estimated $15.6M trimmed.

  • MAI Capital Management's largest Q3 2023 buy was Blue Owl Capital: 587,275 shares worth $8.13M.
  • MAI Capital Management added most to Vanguard Dividend Appreciation ETF in Q3 2023, an estimated $37.8M increase.
  • MAI Capital Management's biggest Q3 2023 reduction was Dollar General, cutting an estimated $15.6M.
  • MAI Capital Management fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $7.56M.
  • MAI Capital Management's ten largest holdings make up 29% of its $6.72B portfolio in Q3 2023.
  • MAI Capital Management opened 85 new positions and closed 87 in Q3 2023.
  • MAI Capital Management's portfolio value fell 1.1% quarter-over-quarter to $6.72B.

Based on MAI Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.