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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$6.21B
AUM Growth
+$1.01B
Cap. Flow
+$547M
Cap. Flow %
8.81%
Top 10 Hldgs %
29.44%
Holding
1,012
New
171
Increased
438
Reduced
197
Closed
55

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.7M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$20M
4
SHW icon
Sherwin-Williams
SHW
+$18.5M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$17M

Top Sells

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$21.4M
2
PYPL icon
PayPal
PYPL
+$10.3M
3
AMGN icon
Amgen
AMGN
+$8.14M
4
T icon
AT&T
T
+$7.93M
5
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 17.15%
2 Communication Services 7.69%
3 Consumer Discretionary 6.96%
4 Healthcare 6.92%
5 Financials 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
151
Vanguard Morningstar Growth ETF
VUG
$231B
$6.17M 0.1%
115,362
+61,464
+114% +$3.2M
VV icon
152
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$6.15M 0.1%
27,822
+18,997
+215% +$4.07M
PNOV icon
153
Innovator US Equity Power Buffer ETF November
PNOV
$895M
$6.03M 0.1%
+194,392
New +$5.95M
DVY icon
154
iShares Select Dividend ETF
DVY
$23.6B
$5.95M 0.1%
48,513
+7,221
+17% +$861K
RSP icon
155
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$5.89M 0.1%
36,217
+30,067
+489% +$4.75M
AXP icon
156
American Express
AXP
$230B
$5.83M 0.09%
35,609
+2,540
+8% +$433K
DLS icon
157
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$5.83M 0.09%
79,107
+343
+0.4% +$25.3K
QUAL icon
158
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$5.75M 0.09%
39,537
+5,709
+17% +$807K
TYL icon
159
Tyler Technologies
TYL
$12.7B
$5.69M 0.09%
10,580
-1,959
-16% -$1.01M
BX icon
160
Blackstone
BX
$109B
$5.6M 0.09%
43,248
+8,654
+25% +$1.15M
COST icon
161
PUT
Costco
COST
$420B
$5.51M 0.09%
9,700
-300
-3% -$154K
MOAT icon
162
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$5.39M 0.09%
+70,846
New +$5.37M
XOM icon
163
ExxonMobil
XOM
$633B
$5.3M 0.09%
86,634
+22,298
+35% +$1.39M
FVD icon
164
First Trust Value Line Dividend Fund
FVD
$8.42B
$5.2M 0.08%
120,854
+41,028
+51% +$1.7M
IWP icon
165
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$5.14M 0.08%
44,592
+5,782
+15% +$674K
IWS icon
166
iShares Russell Mid-Cap Value ETF
IWS
$16B
$5.05M 0.08%
41,291
+7,369
+22% +$880K
AAPL icon
167
PUT
Apple
AAPL
$4.57T
$4.9M 0.08%
27,600
+4,900
+22% +$774K
MMP
168
DELISTED
Magellan Midstream Partners, L.P.
MMP
$4.88M 0.08%
105,086
+2,870
+3% +$136K
T icon
169
AT&T
T
$163B
$4.81M 0.08%
258,927
-424,029
-62% -$7.93M
ITOT icon
170
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$4.67M 0.08%
43,672
+1,785
+4% +$187K
ACIO icon
171
Aptus Collared Investment Opportunity ETF
ACIO
$2.43B
$4.64M 0.07%
+142,176
New +$4.5M
VHT icon
172
Vanguard Health Care ETF
VHT
$18.6B
$4.42M 0.07%
16,608
+14,965
+911% +$3.82M
WM icon
173
Waste Management
WM
$91B
$4.35M 0.07%
26,074
+15,722
+152% +$2.53M
AMJ
174
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.32M 0.07%
242,537
-68,000
-22% -$1.26M
FXO icon
175
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$4.3M 0.07%
+92,954
New +$4.34M
5 6
7
8 9

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MAI Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, MAI Capital Management held 1,012 positions worth $6.21B, up 20% from $5.19B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

MAI Capital Management deployed $547M of net new capital in Q4 2021, opening 171 new positions and adding to 438 existing holdings. Its largest new stake was First Trust Technology AlphaDEX Fund: 129,438 shares worth $17.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Lockheed Martin, an estimated $21.4M trimmed.

  • MAI Capital Management's largest Q4 2021 buy was First Trust Technology AlphaDEX Fund: 129,438 shares worth $17.1M.
  • MAI Capital Management added most to Apple in Q4 2021, an estimated $36.3M increase.
  • MAI Capital Management's biggest Q4 2021 reduction was Lockheed Martin, cutting an estimated $21.4M.
  • MAI Capital Management fully exited Adamas Pharmaceuticals in Q4 2021, selling an estimated $3.28M.
  • MAI Capital Management's ten largest holdings make up 29% of its $6.21B portfolio in Q4 2021.
  • MAI Capital Management opened 171 new positions and closed 55 in Q4 2021.
  • MAI Capital Management's portfolio value rose 20% quarter-over-quarter to $6.21B.

Based on MAI Capital Management's 13F filing for Q4 2021, filed 11 Feb 2022.