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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$6.72B
AUM Growth
-$71.9M
Cap. Flow
+$203M
Cap. Flow %
3.02%
Top 10 Hldgs %
29.16%
Holding
1,188
New
85
Increased
373
Reduced
485
Closed
87

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$37.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$33.2M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$22.2M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$17.2M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.6M

Top Sells

Rank Stock Value
1
DG icon
Dollar General
DG
+$15.6M
2
ETN icon
Eaton
ETN
+$11.7M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.44M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$7.56M
5
TXN icon
Texas Instruments
TXN
+$7.43M

Sector Composition

Rank Sector Weight
1 Technology 14.35%
2 Healthcare 6.84%
3 Financials 6.05%
4 Consumer Discretionary 5.35%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMTC icon
926
NeuroOne Medical Technologies
NMTC
$14.2M
$44.5K ﹤0.01%
8,333
– –
MAMA icon
927
Mama's Creations
MAMA
$833M
$43.7K ﹤0.01%
+10,000
New +$38.2K
ABEV icon
928
Ambev
ABEV
$46.4B
$43.1K ﹤0.01%
16,718
+1,380
+9% +$3.99K
BBD icon
929
Banco Bradesco
BBD
$36.7B
$39.3K ﹤0.01%
+13,785
New +$43.6K
EVEX.WS icon
930
Eve Holding Inc Warrants
EVEX.WS
$40.2M
$34.8K ﹤0.01%
49,000
– –
SLI
931
Standard Lithium
SLI
$584M
$34.2K ﹤0.01%
+12,075
New +$46.3K
SUNW
932
DELISTED
Sunworks, Inc.
SUNW
$32.6K ﹤0.01%
62,740
+10,638
+20% +$11.4K
SERA icon
933
Sera Prognostics
SERA
$81.1M
$31.6K ﹤0.01%
16,989
– –
UP icon
934
Wheels Up
UP
$198M
$29K ﹤0.01%
700
+193
+38% +$7.77K
LUMN icon
935
Lumen
LUMN
$6.44B
$20.7K ﹤0.01%
14,610
+574
+4% +$972
NWBO
936
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$18.2K ﹤0.01%
20,000
– –
CGC
937
Canopy Growth
CGC
$410M
$15.6K ﹤0.01%
1,999
-42
-2% -$257
NAGE
938
Niagen Bioscience
NAGE
$247M
$15.6K ﹤0.01%
10,667
– –
AEVA
939
Aeva Technologies
AEVA
$1.86B
$8.11K ﹤0.01%
2,121
-20
-0.9% -$106
NVTA
940
DELISTED
Invitae Corporation
NVTA
$6.05K ﹤0.01%
+10,000
New +$10.4K
SEEL
941
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$3.07K ﹤0.01%
4
-218
-98% -$935K
GRBK icon
942
Green Brick Partners
GRBK
$3.14B
$2.96K ﹤0.01%
20,002
– –
TMDI
943
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$2.1K ﹤0.01%
20,031
– –
RBOT.WS
944
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$1.92K ﹤0.01%
+25,000
New +$4.07K
VRMEW
945
DELISTED
VerifyMe, Inc. Warrant
VRMEW
$1.1K ﹤0.01%
+11,000
New +$1.07K
PRKR
946
DELISTED
Parkervision Inc
PRKR
$800 ﹤0.01%
10,000
– –
IW
947
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$763 ﹤0.01%
7,630,913
-2,751,693
-27% -$275
ADBE icon
948
PUT
Adobe
ADBE
$105B
– –
-900
Closed -$440K
ALLE icon
949
Allegion
ALLE
$14.4B
– –
-1,888
Closed -$227K
AMN icon
950
AMN Healthcare
AMN
$1.4B
– –
-2,993
Closed -$327K
36 37
38
39 40

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MAI Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, MAI Capital Management held 1,188 positions worth $6.72B, down 1.1% from $6.8B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

MAI Capital Management deployed $203M of net new capital in Q3 2023, opening 85 new positions and adding to 373 existing holdings. Its largest new stake was Blue Owl Capital: 587,275 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Dollar General, an estimated $15.6M trimmed.

  • MAI Capital Management's largest Q3 2023 buy was Blue Owl Capital: 587,275 shares worth $8.13M.
  • MAI Capital Management added most to Vanguard Dividend Appreciation ETF in Q3 2023, an estimated $37.8M increase.
  • MAI Capital Management's biggest Q3 2023 reduction was Dollar General, cutting an estimated $15.6M.
  • MAI Capital Management fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $7.56M.
  • MAI Capital Management's ten largest holdings make up 29% of its $6.72B portfolio in Q3 2023.
  • MAI Capital Management opened 85 new positions and closed 87 in Q3 2023.
  • MAI Capital Management's portfolio value fell 1.1% quarter-over-quarter to $6.72B.

Based on MAI Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.