We are live on ! Find out more
MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$6.72B
AUM Growth
-$71.9M
Cap. Flow
+$203M
Cap. Flow %
3.02%
Top 10 Hldgs %
29.16%
Holding
1,188
New
85
Increased
373
Reduced
485
Closed
87

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$37.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$33.2M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$22.2M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$17.2M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.6M

Top Sells

Rank Stock Value
1
DG icon
Dollar General
DG
+$15.6M
2
ETN icon
Eaton
ETN
+$11.7M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$8.44M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$7.56M
5
TXN icon
Texas Instruments
TXN
+$7.43M

Sector Composition

Rank Sector Weight
1 Technology 14.35%
2 Healthcare 6.84%
3 Financials 6.05%
4 Consumer Discretionary 5.35%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
901
CALL
NVIDIA
NVDA
$5.42T
$130K ﹤0.01%
3,000
– –
BATT icon
902
Amplify Lithium & Battery Technology ETF
BATT
$124M
$123K ﹤0.01%
10,943
-640
-6% -$8.09K
GOGL
903
DELISTED
Golden Ocean Group
GOGL
$121K ﹤0.01%
15,391
-5,549
-26% -$41.7K
NOK icon
904
Nokia
NOK
$52.3B
$119K ﹤0.01%
31,720
-2,744
-8% -$10.8K
SIRI icon
905
SiriusXM
SIRI
$10.1B
$114K ﹤0.01%
2,516
-50
-2% -$2.32K
ISPO
906
DELISTED
Inspirato
ISPO
$111K ﹤0.01%
9,372
– –
MPT
907
Medical Properties Trust
MPT
$2.81B
$109K ﹤0.01%
20,013
+4,821
+32% +$38.6K
AMCR icon
908
Amcor
AMCR
$22.1B
$109K ﹤0.01%
+2,379
New +$115K
FSR
909
DELISTED
Fisker Inc.
FSR
$104K ﹤0.01%
16,155
+200
+1% +$1.22K
TK icon
910
Teekay
TK
$985M
$103K ﹤0.01%
16,633
-1,854
-10% -$11.8K
UNH icon
911
CALL
UnitedHealth
UNH
$370B
$101K ﹤0.01%
200
– –
UA icon
912
Under Armour Class C
UA
$2.53B
$99.9K ﹤0.01%
15,662
-110
-0.7% -$758
CLF icon
913
PUT
Cleveland-Cliffs
CLF
$6.99B
$93.8K ﹤0.01%
6,000
-24,000
-80% -$375K
BRW
914
Saba Capital Income & Opportunities Fund
BRW
$339M
$89.2K ﹤0.01%
+11,621
New +$90.8K
PAYO icon
915
Payoneer
PAYO
$2.41B
$86.5K ﹤0.01%
14,139
– –
SPY icon
916
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$85.5K ﹤0.01%
200
-700
-78% -$311K
HIMX
917
Himax Technologies
HIMX
$2.55B
$81.8K ﹤0.01%
14,007
-14,561
-51% -$93.3K
PSEC icon
918
Prospect Capital
PSEC
$1.17B
$79.3K ﹤0.01%
13,105
– –
TSLA icon
919
CALL
Tesla
TSLA
$1.3T
$75.1K ﹤0.01%
+300
New +$77.1K
DMF
920
DELISTED
BNY Mellon Municipal Income
DMF
$67.9K ﹤0.01%
11,967
-1,006
-8% -$6.21K
THER
921
DELISTED
THERATECHNOLOGIES INC COM
THER
$62.9K ﹤0.01%
29,242
-87,727
-75% -$189K
AWP
922
abrdn Global Premier Properties Fund
AWP
$367M
$60.8K ﹤0.01%
5,567
– –
OMER icon
923
Omeros
OMER
$959M
$57.7K ﹤0.01%
19,769
– –
FNM
924
DELISTED
FANNIE MAE
FNM
$53.1K ﹤0.01%
85,706
– –
NAT icon
925
Nordic American Tanker
NAT
$1.37B
$47.4K ﹤0.01%
11,496
– –
35 36
37
38 39

Similar funds

LA
Linden Advisors New York $17.9B AUM 1.72% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
CM
Caption Management Oklahoma City, Oklahoma $17.1B AUM 70.99% 1-Year Est. Return
ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return

MAI Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, MAI Capital Management held 1,188 positions worth $6.72B, down 1.1% from $6.8B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

MAI Capital Management deployed $203M of net new capital in Q3 2023, opening 85 new positions and adding to 373 existing holdings. Its largest new stake was Blue Owl Capital: 587,275 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Dollar General, an estimated $15.6M trimmed.

  • MAI Capital Management's largest Q3 2023 buy was Blue Owl Capital: 587,275 shares worth $8.13M.
  • MAI Capital Management added most to Vanguard Dividend Appreciation ETF in Q3 2023, an estimated $37.8M increase.
  • MAI Capital Management's biggest Q3 2023 reduction was Dollar General, cutting an estimated $15.6M.
  • MAI Capital Management fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $7.56M.
  • MAI Capital Management's ten largest holdings make up 29% of its $6.72B portfolio in Q3 2023.
  • MAI Capital Management opened 85 new positions and closed 87 in Q3 2023.
  • MAI Capital Management's portfolio value fell 1.1% quarter-over-quarter to $6.72B.

Based on MAI Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.