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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+8.95%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$5.95B
AUM Growth
+$629M
Cap. Flow
+$212M
Cap. Flow %
3.57%
Top 10 Hldgs %
27.32%
Holding
1,115
New
139
Increased
468
Reduced
311
Closed
59

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.5M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$25M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$18.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$15M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$12.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$16M
2
VZ icon
Verizon
VZ
+$15.8M
3
CMCSA icon
Comcast
CMCSA
+$10.7M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.1M
5
HD icon
Home Depot
HD
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 12.73%
2 Healthcare 8.13%
3 Financials 6.56%
4 Consumer Discretionary 5.62%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SERA icon
901
Sera Prognostics
SERA
$81.1M
$25.2K ﹤0.01%
20,000
-29,503
-60% -$41.7K
NAGE
902
Niagen Bioscience
NAGE
$247M
$17.9K ﹤0.01%
10,667
– –
ATHX
903
DELISTED
Athersys, Inc. Common Stock
ATHX
$17.4K ﹤0.01%
20,751
-60,949
-75% -$75.9K
VRM icon
904
Vroom Inc
VRM
$48.2M
$17K ﹤0.01%
209
-17
-8% -$1.46K
NWBO
905
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$15.7K ﹤0.01%
+20,000
New +$15.7K
TGT icon
906
PUT
Target
TGT
$68B
$14.9K ﹤0.01%
+100
New +$15.7K
HLGN
907
DELISTED
Heliogen, Inc.
HLGN
$14.6K ﹤0.01%
599
– –
AEVA
908
Aeva Technologies
AEVA
$1.86B
$14.4K ﹤0.01%
2,121
– –
EVEX.WS icon
909
Eve Holding Inc Warrants
EVEX.WS
$40.2M
$12.3K ﹤0.01%
49,000
– –
IW
910
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$10.3K ﹤0.01%
10,298,416
+3,255
+0% +$3
MBIO icon
911
Mustang Bio
MBIO
$4.55M
$7.9K ﹤0.01%
+27
New +$9.22K
TCDA
912
DELISTED
Tricida, Inc. Common Stock
TCDA
$4.8K ﹤0.01%
31,385
– –
GRBK icon
913
Green Brick Partners
GRBK
$3.14B
$2.9K ﹤0.01%
20,002
+2
+0% +$46
PRKR
914
DELISTED
Parkervision Inc
PRKR
$2.3K ﹤0.01%
10,000
-2,000
-17% -$460
CLVS
915
DELISTED
Clovis Oncology, Inc.
CLVS
$1.05K ﹤0.01%
20,000
– –
HMNY
916
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$3 ﹤0.01%
32,000
– –
ACN icon
917
CALL
Accenture
ACN
$108B
– –
-100
Closed -$26K
AMZN icon
918
PUT
Amazon
AMZN
$2.96T
– –
-100
Closed -$11K
AVGO icon
919
PUT
Broadcom
AVGO
$2.04T
– –
-4,000
Closed -$178K
CNQ icon
920
Canadian Natural Resources
CNQ
$93.8B
– –
-10,948
Closed -$255K
COP icon
921
PUT
ConocoPhillips
COP
$141B
– –
-4,000
Closed -$409K
COST icon
922
PUT
Costco
COST
$420B
– –
-4,200
Closed -$1.98M
CRSP icon
923
CRISPR Therapeutics
CRSP
$5.17B
– –
-4,157
Closed -$272K
ECPG icon
924
Encore Capital Group
ECPG
$2.13B
– –
-4,599
Closed -$209K
EMN icon
925
Eastman Chemical
EMN
$8.42B
– –
-3,003
Closed -$213K
35 36
37
38 39

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MAI Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, MAI Capital Management held 1,115 positions worth $5.95B, up 12% from $5.32B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

MAI Capital Management deployed $212M of net new capital in Q4 2022, opening 139 new positions and adding to 468 existing holdings. Its largest new stake was Wolfspeed: 29,673 shares worth $2.05M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Microsoft, an estimated $16M trimmed.

  • MAI Capital Management's largest Q4 2022 buy was Wolfspeed: 29,673 shares worth $2.05M.
  • MAI Capital Management added most to iShares Core S&P 500 ETF in Q4 2022, an estimated $38.5M increase.
  • MAI Capital Management's biggest Q4 2022 reduction was Microsoft, cutting an estimated $16M.
  • MAI Capital Management fully exited Erie Indemnity in Q4 2022, selling an estimated $9.45M.
  • MAI Capital Management's ten largest holdings make up 27% of its $5.95B portfolio in Q4 2022.
  • MAI Capital Management opened 139 new positions and closed 59 in Q4 2022.
  • MAI Capital Management's portfolio value rose 12% quarter-over-quarter to $5.95B.

Based on MAI Capital Management's 13F filing for Q4 2022, filed 9 Feb 2023.