We are live on ! Find out more
MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$5.19B
AUM Growth
+$156M
Cap. Flow
+$210M
Cap. Flow %
4.05%
Top 10 Hldgs %
29.51%
Holding
897
New
74
Increased
399
Reduced
215
Closed
56

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
BA icon
Boeing
BA
+$19.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$14.4M
4
AMZN icon
Amazon
AMZN
+$13.8M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$13.6M

Top Sells

Rank Stock Value
1
FDX icon
FedEx
FDX
+$19.4M
2
BDX icon
Becton Dickinson
BDX
+$16.1M
3
CMCSA icon
Comcast
CMCSA
+$9.53M
4
KMI icon
Kinder Morgan
KMI
+$7.09M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$5.74M

Sector Composition

Rank Sector Weight
1 Technology 16.11%
2 Communication Services 9.03%
3 Consumer Discretionary 7.11%
4 Financials 7.09%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
676
PUT
Allstate
ALL
$67.5B
$166K ﹤0.01%
1,300
– –
PAGP icon
677
Plains GP Holdings
PAGP
$4.9B
$159K ﹤0.01%
14,791
-12,072
-45% -$126K
IR icon
678
PUT
Ingersoll Rand
IR
$33.7B
$151K ﹤0.01%
3,000
+1,000
+50% +$50.9K
TCDA
679
DELISTED
Tricida, Inc. Common Stock
TCDA
$146K ﹤0.01%
31,385
– –
SIRI icon
680
SiriusXM
SIRI
$10.1B
$139K ﹤0.01%
+2,273
New +$143K
JAKK icon
681
Jakks Pacific
JAKK
$293M
$136K ﹤0.01%
+11,460
New +$145K
FNB icon
682
FNB Corp
FNB
$6.75B
$123K ﹤0.01%
10,607
-103
-1% -$1.19K
SMFG icon
683
Sumitomo Mitsui Financial
SMFG
$164B
$99K ﹤0.01%
14,127
+3,156
+29% +$22K
TRAK icon
684
ReposiTrak
TRAK
$159M
$77K ﹤0.01%
14,100
– –
QQQ icon
685
PUT
Invesco QQQ Trust
QQQ
$484B
$72K ﹤0.01%
+200
New +$73.7K
SAN icon
686
Banco Santander
SAN
$210B
$69K ﹤0.01%
19,013
+14
+0.1% +$52
NAGE
687
Niagen Bioscience
NAGE
$247M
$67K ﹤0.01%
10,667
– –
ADAP
688
DELISTED
Adaptimmune Therapeutics
ADAP
$65K ﹤0.01%
12,534
– –
AMAT icon
689
CALL
Applied Materials
AMAT
$428B
$65K ﹤0.01%
500
– –
TEF
690
DELISTED
Telefonica
TEF
$63K ﹤0.01%
14,426
+482
+3% +$2.14K
MSFT icon
691
CALL
Microsoft
MSFT
$3.71T
$56K ﹤0.01%
200
+100
+100% +$29.1K
CNVS icon
692
Cineverse
CNVS
$65.6M
$51K ﹤0.01%
1,020
+235
+30% +$8.28K
ATRS
693
DELISTED
Antares Pharma, Inc.
ATRS
$51K ﹤0.01%
14,000
-13,400
-49% -$54.2K
MLSS icon
694
Milestone Scientific
MLSS
$42.6M
$49K ﹤0.01%
26,000
– –
CFRX
695
DELISTED
ContraFect Corporation
CFRX
$47K ﹤0.01%
144
– –
COST icon
696
CALL
Costco
COST
$420B
$45K ﹤0.01%
100
– –
CLVS
697
DELISTED
Clovis Oncology, Inc.
CLVS
$45K ﹤0.01%
10,000
– –
BA icon
698
CALL
Boeing
BA
$185B
$44K ﹤0.01%
200
– –
KWEB icon
699
KraneShares CSI China Internet ETF
KWEB
$5.67B
$44K ﹤0.01%
+930
New +$48.8K
NVDA icon
700
PUT
NVIDIA
NVDA
$5.42T
$41K ﹤0.01%
+2,000
New +$41.5K
26 27
28
29 30

Similar funds

LA
Linden Advisors New York $17.9B AUM 1.72% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
CM
Caption Management Oklahoma City, Oklahoma $17.1B AUM 70.99% 1-Year Est. Return
ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return

MAI Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, MAI Capital Management held 897 positions worth $5.19B, up 3.1% from $5.04B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

MAI Capital Management deployed $210M of net new capital in Q3 2021, opening 74 new positions and adding to 399 existing holdings. Its largest new stake was Fidelity High Dividend ETF: 55,646 shares worth $2.06M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was FedEx, an estimated $19.4M trimmed.

  • MAI Capital Management's largest Q3 2021 buy was Fidelity High Dividend ETF: 55,646 shares worth $2.06M.
  • MAI Capital Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $22.7M increase.
  • MAI Capital Management's biggest Q3 2021 reduction was FedEx, cutting an estimated $19.4M.
  • MAI Capital Management fully exited First Trust Enhanced Short Maturity ETF in Q3 2021, selling an estimated $5.74M.
  • MAI Capital Management's ten largest holdings make up 30% of its $5.19B portfolio in Q3 2021.
  • MAI Capital Management opened 74 new positions and closed 56 in Q3 2021.
  • MAI Capital Management's portfolio value rose 3.1% quarter-over-quarter to $5.19B.

Based on MAI Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.