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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+13.89%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$4B
AUM Growth
+$545M
Cap. Flow
+$94.6M
Cap. Flow %
2.37%
Top 10 Hldgs %
29.91%
Holding
750
New
140
Increased
290
Reduced
197
Closed
56

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$25.7M
3
AAPL icon
Apple
AAPL
+$21.4M
4
LLY icon
Eli Lilly
LLY
+$15.9M
5
FDX icon
FedEx
FDX
+$15.2M

Top Sells

Rank Stock Value
1
EPAM icon
EPAM Systems
EPAM
+$70.7M
2
BABA icon
Alibaba
BABA
+$37.1M
3
TIGO icon
Millicom
TIGO
+$23.8M
4
META icon
Meta Platforms (Facebook)
META
+$23.5M
5
AMZN icon
Amazon
AMZN
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 15.47%
2 Communication Services 9.22%
3 Healthcare 7.96%
4 Consumer Discretionary 7.41%
5 Financials 6.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYT icon
626
New York Times
NYT
$10.2B
– –
-6,705
Closed -$287K
PCYO icon
627
Pure Cycle
PCYO
$261M
– –
-284,026
Closed -$2.56M
RCL icon
628
CALL
Royal Caribbean
RCL
$85.6B
– –
-2,400
Closed -$155K
RCL icon
629
PUT
Royal Caribbean
RCL
$85.6B
– –
-2,400
Closed -$155K
V icon
630
CALL
Visa
V
$677B
– –
-1,800
Closed -$360K
WSO icon
631
Watsco Inc
WSO
$13.6B
– –
-867
Closed -$202K
XOM icon
632
PUT
ExxonMobil
XOM
$634B
– –
-29,800
Closed -$1.02M
ZM icon
633
Zoom
ZM
$30.6B
– –
-6,050
Closed -$2.84M
AJRD
634
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-700
Closed -$28K
HDS
635
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-14,935
Closed -$616K
LVGO
636
CALL
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-600
Closed -$84K
LVGO
637
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-3,418
Closed -$479K
UPL
638
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-24,696
Closed –
LKM
639
DELISTED
Link Motion Inc.
LKM
– –
-203,500
Closed -$31K
LRT
640
DELISTED
LL&E ROYALTY TR UTS BI
LRT
$0 ﹤0.01%
+10,000
New –
PSXP
641
CALL
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-1,000
Closed -$24K
UN
642
DELISTED
Unilever NV New York Registry Shares
UN
– –
-10,965
Closed -$662K
HMNY
643
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$0 ﹤0.01%
+70,600
New –
STL
644
DELISTED
Sterling Bancorp
STL
– –
-10,260
Closed -$108K
22 23 24 25
26

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MAI Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, MAI Capital Management held 750 positions worth $4B, up 16% from $3.45B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

MAI Capital Management's Q4 2020 filing shows 140 new, 290 increased, 197 reduced and 56 closed positions. Its largest new stake was First Trust Enhanced Short Maturity ETF: 104,194 shares worth $6.26M. The largest sale was EPAM Systems, an estimated $70.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Communication Services and Healthcare.

  • MAI Capital Management's largest Q4 2020 buy was First Trust Enhanced Short Maturity ETF: 104,194 shares worth $6.26M.
  • MAI Capital Management added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $28.1M increase.
  • MAI Capital Management's biggest Q4 2020 reduction was EPAM Systems, cutting an estimated $70.7M.
  • MAI Capital Management fully exited Zoom in Q4 2020, selling an estimated $2.84M.
  • MAI Capital Management's ten largest holdings make up 30% of its $4B portfolio in Q4 2020.
  • MAI Capital Management opened 140 new positions and closed 56 in Q4 2020.
  • MAI Capital Management's portfolio value rose 16% quarter-over-quarter to $4B.

Based on MAI Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.