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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$6.21B
AUM Growth
+$1.01B
Cap. Flow
+$547M
Cap. Flow %
8.81%
Top 10 Hldgs %
29.44%
Holding
1,012
New
171
Increased
438
Reduced
197
Closed
55

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.7M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$20M
4
SHW icon
Sherwin-Williams
SHW
+$18.5M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$17M

Top Sells

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$21.4M
2
PYPL icon
PayPal
PYPL
+$10.3M
3
AMGN icon
Amgen
AMGN
+$8.14M
4
T icon
AT&T
T
+$7.93M
5
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 17.15%
2 Communication Services 7.69%
3 Consumer Discretionary 6.96%
4 Healthcare 6.92%
5 Financials 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
526
Aflac
AFL
$62.6B
$496K 0.01%
8,491
-232
-3% -$13K
NVR icon
527
NVR
NVR
$17B
$496K 0.01%
+84
New +$443K
ONEQ icon
528
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$496K 0.01%
8,139
-19
-0.2% -$1.14K
VLO icon
529
Valero Energy
VLO
$85.9B
$496K 0.01%
6,605
+1,869
+39% +$139K
THER
530
DELISTED
THERATECHNOLOGIES INC COM
THER
$495K 0.01%
163,392
+112,869
+223% +$342K
FDS icon
531
Factset
FDS
$10.2B
$494K 0.01%
1,016
+129
+15% +$57.8K
ARCC icon
532
Ares Capital
ARCC
$14.4B
$491K 0.01%
23,188
+372
+2% +$7.73K
FYT icon
533
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
$491K 0.01%
9,250
– –
NOA
534
North American Construction
NOA
$395M
$488K 0.01%
32,340
– –
FTSL icon
535
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$487K 0.01%
10,170
-2,736
-21% -$131K
NBIX icon
536
Neurocrine Biosciences
NBIX
$16.6B
$483K 0.01%
5,667
+355
+7% +$32.7K
FTV icon
537
Fortive
FTV
$18.6B
$479K 0.01%
8,326
+83
+1% +$4.69K
PRF icon
538
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$479K 0.01%
13,955
-105
-0.7% -$3.51K
NI icon
539
NiSource
NI
$20.4B
$476K 0.01%
17,246
+1,610
+10% +$41K
CLX icon
540
Clorox
CLX
$12.7B
$470K 0.01%
2,696
-25
-0.9% -$4.17K
DRI icon
541
Darden Restaurants
DRI
$24.4B
$468K 0.01%
3,104
+227
+8% +$33.6K
DKS icon
542
Dick's Sporting Goods
DKS
$18.7B
$465K 0.01%
+4,043
New +$484K
RF icon
543
Regions Financial
RF
$26.8B
$464K 0.01%
21,287
+94
+0.4% +$2.15K
SJM icon
544
J.M. Smucker
SJM
$12.8B
$460K 0.01%
3,386
-2,095
-38% -$267K
SNPS icon
545
Synopsys
SNPS
$79.7B
$460K 0.01%
1,249
-374
-23% -$126K
FXG icon
546
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$459K 0.01%
+7,413
New +$436K
BWA icon
547
BorgWarner
BWA
$13.9B
$454K 0.01%
+11,443
New +$460K
TDOC icon
548
PUT
Teladoc Health
TDOC
$1.3B
$450K 0.01%
+4,900
New +$586K
ALLY icon
549
Ally Financial
ALLY
$13.3B
$447K 0.01%
+9,390
New +$465K
HDV
550
iShares Core High Dividend ETF
HDV
$14.9B
$447K 0.01%
22,155
+1,595
+8% +$31.3K
20 21
22
23 24

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MAI Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, MAI Capital Management held 1,012 positions worth $6.21B, up 20% from $5.19B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

MAI Capital Management deployed $547M of net new capital in Q4 2021, opening 171 new positions and adding to 438 existing holdings. Its largest new stake was First Trust Technology AlphaDEX Fund: 129,438 shares worth $17.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Lockheed Martin, an estimated $21.4M trimmed.

  • MAI Capital Management's largest Q4 2021 buy was First Trust Technology AlphaDEX Fund: 129,438 shares worth $17.1M.
  • MAI Capital Management added most to Apple in Q4 2021, an estimated $36.3M increase.
  • MAI Capital Management's biggest Q4 2021 reduction was Lockheed Martin, cutting an estimated $21.4M.
  • MAI Capital Management fully exited Adamas Pharmaceuticals in Q4 2021, selling an estimated $3.28M.
  • MAI Capital Management's ten largest holdings make up 29% of its $6.21B portfolio in Q4 2021.
  • MAI Capital Management opened 171 new positions and closed 55 in Q4 2021.
  • MAI Capital Management's portfolio value rose 20% quarter-over-quarter to $6.21B.

Based on MAI Capital Management's 13F filing for Q4 2021, filed 11 Feb 2022.