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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+8.95%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$943M
AUM Growth
+$174M
Cap. Flow
+$102M
Cap. Flow %
10.82%
Top 10 Hldgs %
19.92%
Holding
420
New
59
Increased
120
Reduced
169
Closed
29

Top Buys

Rank Stock Value
1
NRF
NorthStar Realty Finance Corp.
NRF
+$13.8M
2
CHL
China Mobile Limited
CHL
+$12.1M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$9.66M
4
GLNG icon
Golar LNG
GLNG
+$9.29M
5
WHR icon
Whirlpool
WHR
+$8.81M

Top Sells

Rank Stock Value
1
PM icon
Philip Morris
PM
+$8.77M
2
POT
Potash Corp Of Saskatchewan
POT
+$6.49M
3
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$4.2M
4
NEM icon
Newmont
NEM
+$4.16M
5
PAA icon
Plains All American Pipeline
PAA
+$3.21M

Sector Composition

Rank Sector Weight
1 Energy 23.94%
2 Healthcare 12.22%
3 Financials 10.9%
4 Technology 8.92%
5 Industrials 7.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
26
Energy Transfer Partners
ET
$69.6B
$11.4M 1.21%
558,972
-16,056
-3% -$289K
RDS.A
27
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$11.1M 1.17%
155,164
-7,727
-5% -$519K
CB icon
28
Chubb
CB
$135B
$11M 1.17%
106,667
-1,504
-1% -$148K
MDT icon
29
Medtronic
MDT
$110B
$11M 1.17%
191,532
-11,249
-6% -$638K
HD icon
30
Home Depot
HD
$332B
$10.9M 1.15%
132,252
-10,806
-8% -$842K
DEO icon
31
Diageo
DEO
$49.5B
$10.8M 1.14%
81,285
+4,120
+5% +$526K
ETP
32
DELISTED
Energy Transfer Partners, L.P.
ETP
$10.8M 1.14%
284,894
-6,302
-2% -$217K
KMI icon
33
Kinder Morgan
KMI
$70.5B
$10.7M 1.13%
295,960
-8,419
-3% -$295K
WBA
34
DELISTED
Walgreens Boots Alliance
WBA
$10.6M 1.12%
184,649
-5,260
-3% -$306K
COV
35
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$10.4M 1.1%
152,993
+148,418
+3,244% +$9.66M
WHR icon
36
Whirlpool
WHR
$2.47B
$9.43M 1%
+60,113
New +$8.81M
TRGP icon
37
Targa Resources
TRGP
$57.6B
$9.42M 1%
106,837
-3,254
-3% -$257K
GLNG icon
38
Golar LNG
GLNG
$4.91B
$9.2M 0.98%
+253,578
New +$9.29M
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.08T
$8.89M 0.94%
318,469
-362
-0.1% -$9.15K
EQM
40
DELISTED
EQM Midstream Partners, LP
EQM
$8.71M 0.92%
148,155
-4,115
-3% -$219K
WPZ
41
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$8.18M 0.87%
170,703
-2,440
-1% -$117K
WES
42
DELISTED
Western Gas Partners Lp
WES
$7M 0.74%
113,467
-5,111
-4% -$309K
FNBC
43
DELISTED
First NBC Bank Holding Company
FNBC
$6.79M 0.72%
210,119
-37,181
-15% -$1.03M
EMC
44
DELISTED
EMC CORPORATION
EMC
$6.45M 0.68%
256,431
+78,647
+44% +$1.91M
XOM icon
45
ExxonMobil
XOM
$651B
$6.38M 0.68%
63,078
-20,419
-24% -$1.89M
PAA icon
46
Plains All American Pipeline
PAA
$17.5B
$5.78M 0.61%
111,711
-62,851
-36% -$3.21M
DCP
47
DELISTED
DCP Midstream, LP
DCP
$5.47M 0.58%
108,584
+1,709
+2% +$82.2K
CHK
48
DELISTED
Chesapeake Energy Corporation
CHK
$5.15M 0.55%
1,003
+68
+7% +$345K
ANDX
49
DELISTED
Andeavor Logistics LP
ANDX
$4.61M 0.49%
88,020
+21,123
+32% +$1.12M
ESRX
50
DELISTED
Express Scripts Holding Company
ESRX
$4.46M 0.47%
63,466
+1,103
+2% +$72K
1
2
3 4 5

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MAI Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, MAI Capital Management held 420 positions worth $943M, up 23% from $770M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

MAI Capital Management deployed $102M of net new capital in Q4 2013, opening 59 new positions and adding to 120 existing holdings. Its largest new stake was NorthStar Realty Finance Corp.: 684,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Energy at 24% of assets, down from 27% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Philip Morris, an estimated $8.77M trimmed.

  • MAI Capital Management's largest Q4 2013 buy was NorthStar Realty Finance Corp.: 684,257 shares worth $18.1M.
  • MAI Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q4 2013, an estimated $9.66M increase.
  • MAI Capital Management's biggest Q4 2013 reduction was Philip Morris, cutting an estimated $8.77M.
  • MAI Capital Management fully exited Barrick Mining in Q4 2013, selling an estimated $2.07M.
  • MAI Capital Management's ten largest holdings make up 20% of its $943M portfolio in Q4 2013.
  • MAI Capital Management opened 59 new positions and closed 29 in Q4 2013.
  • MAI Capital Management's portfolio value rose 23% quarter-over-quarter to $943M.

Based on MAI Capital Management's 13F filing for Q4 2013, filed 6 Feb 2014.