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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+8.95%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$943M
AUM Growth
+$174M
Cap. Flow
+$102M
Cap. Flow %
10.82%
Top 10 Hldgs %
19.92%
Holding
420
New
59
Increased
120
Reduced
169
Closed
29

Top Buys

Rank Stock Value
1
NRF
NorthStar Realty Finance Corp.
NRF
+$13.8M
2
CHL
China Mobile Limited
CHL
+$12.1M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$9.66M
4
GLNG icon
Golar LNG
GLNG
+$9.29M
5
WHR icon
Whirlpool
WHR
+$8.81M

Top Sells

Rank Stock Value
1
PM icon
Philip Morris
PM
+$8.77M
2
POT
Potash Corp Of Saskatchewan
POT
+$6.49M
3
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$4.2M
4
NEM icon
Newmont
NEM
+$4.16M
5
PAA icon
Plains All American Pipeline
PAA
+$3.21M

Sector Composition

Rank Sector Weight
1 Energy 23.94%
2 Healthcare 12.22%
3 Financials 10.9%
4 Technology 8.92%
5 Industrials 7.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMMS
376
DELISTED
Emmis Communications Corp
EMMS
– –
-3,990
Closed -$40K
TW
377
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-2,278
Closed -$244K
FDO
378
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-5,945
Closed -$428K
PVFC
379
DELISTED
PVF CAPITAL CORP
PVFC
– –
-203,621
Closed -$839K
GSX
380
DELISTED
GASCO ENERGY INC
GSX
– –
-10,000
Closed –
TCF
381
DELISTED
TCF Financial Corporation
TCF
– –
-10,096
Closed -$144K
12 13 14 15
16

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BBA
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HNB
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CWP
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MAI Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, MAI Capital Management held 420 positions worth $943M, up 23% from $770M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

MAI Capital Management deployed $102M of net new capital in Q4 2013, opening 59 new positions and adding to 120 existing holdings. Its largest new stake was NorthStar Realty Finance Corp.: 684,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Energy at 24% of assets, down from 27% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Philip Morris, an estimated $8.77M trimmed.

  • MAI Capital Management's largest Q4 2013 buy was NorthStar Realty Finance Corp.: 684,257 shares worth $18.1M.
  • MAI Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q4 2013, an estimated $9.66M increase.
  • MAI Capital Management's biggest Q4 2013 reduction was Philip Morris, cutting an estimated $8.77M.
  • MAI Capital Management fully exited Barrick Mining in Q4 2013, selling an estimated $2.07M.
  • MAI Capital Management's ten largest holdings make up 20% of its $943M portfolio in Q4 2013.
  • MAI Capital Management opened 59 new positions and closed 29 in Q4 2013.
  • MAI Capital Management's portfolio value rose 23% quarter-over-quarter to $943M.

Based on MAI Capital Management's 13F filing for Q4 2013, filed 6 Feb 2014.