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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+8.95%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$943M
AUM Growth
+$174M
Cap. Flow
+$102M
Cap. Flow %
10.82%
Top 10 Hldgs %
19.92%
Holding
420
New
59
Increased
120
Reduced
169
Closed
29

Top Buys

Rank Stock Value
1
NRF
NorthStar Realty Finance Corp.
NRF
+$13.8M
2
CHL
China Mobile Limited
CHL
+$12.1M
3
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$9.66M
4
GLNG icon
Golar LNG
GLNG
+$9.29M
5
WHR icon
Whirlpool
WHR
+$8.81M

Top Sells

Rank Stock Value
1
PM icon
Philip Morris
PM
+$8.77M
2
POT
Potash Corp Of Saskatchewan
POT
+$6.49M
3
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$4.2M
4
NEM icon
Newmont
NEM
+$4.16M
5
PAA icon
Plains All American Pipeline
PAA
+$3.21M

Sector Composition

Rank Sector Weight
1 Energy 23.94%
2 Healthcare 12.22%
3 Financials 10.9%
4 Technology 8.92%
5 Industrials 7.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGY icon
351
Vaalco Energy
EGY
$551M
$138K 0.01%
20,000
– –
HERO
352
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$130K 0.01%
+20,000
New +$135K
MDR
353
DELISTED
McDermott International
MDR
$121K 0.01%
4,398
-252
-5% -$5.9K
HBAN icon
354
Huntington Bancshares
HBAN
$35.6B
$120K 0.01%
+12,400
New +$111K
LNBB
355
DELISTED
L N B BANCORP INC
LNBB
$100K 0.01%
10,000
-1,000
-9% -$9.82K
PQUE
356
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$87K 0.01%
20,068
+2,215
+12% +$9.6K
CDR
357
DELISTED
Cedar Realty Trust, Inc
CDR
$69K 0.01%
+1,669
New +$62.8K
CIM
358
Chimera Investment
CIM
$991M
$31K ﹤0.01%
+667
New +$30.4K
APWC icon
359
Asia Pacific Wire & Cable
APWC
$66.4M
– –
-22,500
Closed -$84K
BANR icon
360
Banner Corp
BANR
$2.4B
– –
-10,080
Closed -$385K
CATX icon
361
Perspective Therapeutics
CATX
$335M
– –
-2,000
Closed -$13K
D icon
362
Dominion Energy
D
$60B
– –
-5,019
Closed -$314K
DG icon
363
Dollar General
DG
$28B
– –
-3,544
Closed -$200K
DRI icon
364
Darden Restaurants
DRI
$23.9B
– –
-4,870
Closed -$201K
B
365
Barrick Mining
B
$68.8B
– –
-111,133
Closed -$2.07M
LMNR icon
366
Limoneira
LMNR
$249M
– –
-10,000
Closed -$257K
MD icon
367
Pediatrix Medical
MD
$2.13B
– –
-4,130
Closed -$207K
NVS icon
368
Novartis
NVS
$294B
– –
-3,109
Closed -$214K
PARA
369
DELISTED
Paramount Global Class B
PARA
– –
-4,033
Closed -$222K
PNC icon
370
PNC Financial Services
PNC
$102B
– –
-5,629
Closed -$408K
WU icon
371
Western Union
WU
$2.26B
– –
-11,383
Closed -$212K
AIOT
372
PowerFleet Inc
AIOT
$566M
– –
-20,000
Closed -$123K
RAD
373
DELISTED
Rite Aid Corporation
RAD
– –
-600
Closed -$57K
CGRN
374
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-250
Closed -$59K
XCRA
375
DELISTED
Xcerra Corporation
XCRA
– –
-10,450
Closed -$69K
12 13 14
15
16

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MAI Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, MAI Capital Management held 420 positions worth $943M, up 23% from $770M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

MAI Capital Management deployed $102M of net new capital in Q4 2013, opening 59 new positions and adding to 120 existing holdings. Its largest new stake was NorthStar Realty Finance Corp.: 684,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Energy at 24% of assets, down from 27% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Philip Morris, an estimated $8.77M trimmed.

  • MAI Capital Management's largest Q4 2013 buy was NorthStar Realty Finance Corp.: 684,257 shares worth $18.1M.
  • MAI Capital Management added most to COVIDIEN PLC COM SHS NEW (IRELAND) in Q4 2013, an estimated $9.66M increase.
  • MAI Capital Management's biggest Q4 2013 reduction was Philip Morris, cutting an estimated $8.77M.
  • MAI Capital Management fully exited Barrick Mining in Q4 2013, selling an estimated $2.07M.
  • MAI Capital Management's ten largest holdings make up 20% of its $943M portfolio in Q4 2013.
  • MAI Capital Management opened 59 new positions and closed 29 in Q4 2013.
  • MAI Capital Management's portfolio value rose 23% quarter-over-quarter to $943M.

Based on MAI Capital Management's 13F filing for Q4 2013, filed 6 Feb 2014.