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MCM

MAI Capital Management Portfolio holdings

AUM $17.7B
1-Year Est. Return 18.87%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+18.87%
3 Year Est. Return
+66.19%
5 Year Est. Return
+78.14%
10 Year Est. Return
+268.52%
AUM
$1.31B
AUM Growth
-$10.4M
Cap. Flow
-$64.6M
Cap. Flow %
-4.93%
Top 10 Hldgs %
23.37%
Holding
450
New
17
Increased
131
Reduced
179
Closed
37

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$21.6M
2
AAPL icon
Apple
AAPL
+$9.54M
3
WFC icon
Wells Fargo
WFC
+$7.57M
4
CVS icon
CVS Health
CVS
+$7.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.02M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$9.39M
2
WMB icon
Williams Companies
WMB
+$8.63M
3
TRP icon
TC Energy
TRP
+$8.49M
4
GWW icon
W.W. Grainger
GWW
+$8.11M
5
IP icon
International Paper
IP
+$6.47M

Sector Composition

Rank Sector Weight
1 Healthcare 9.86%
2 Energy 8.42%
3 Technology 8.18%
4 Financials 7.64%
5 Industrials 6.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAV
251
DELISTED
B/E Aerospace Inc
BEAV
$518K 0.04%
12,215
– –
XLI icon
252
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$514K 0.04%
9,704
-77
-0.8% -$4.13K
CLB icon
253
Core Laboratories
CLB
$502M
$509K 0.04%
4,680
+55
+1% +$6.3K
VEU icon
254
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$507K 0.04%
11,672
-375
-3% -$16.8K
ALXN
255
DELISTED
Alexion Pharmaceuticals
ALXN
$505K 0.04%
2,650
+596
+29% +$104K
DGS icon
256
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.75B
$495K 0.04%
14,129
-15,194
-52% -$558K
KO icon
257
Coca-Cola
KO
$374B
$495K 0.04%
11,513
-179
-2% -$7.6K
RSP icon
258
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$489K 0.04%
6,382
– –
SJM icon
259
J.M. Smucker
SJM
$12.7B
$488K 0.04%
3,958
+130
+3% +$15.5K
SNI
260
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$487K 0.04%
8,813
– –
G icon
261
Genpact
G
$5.98B
$486K 0.04%
19,459
-604
-3% -$14.9K
VIG icon
262
Vanguard Dividend Appreciation ETF
VIG
$114B
$485K 0.04%
6,236
– –
UPL
263
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$480K 0.04%
192,135
+200
+0.1% +$931
DUK icon
264
Duke Energy
DUK
$96.2B
$476K 0.04%
6,669
+829
+14% +$58.3K
KRE icon
265
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
$474K 0.04%
11,319
-1,156
-9% -$50K
PKB icon
266
Invesco Building & Construction ETF
PKB
$452M
$472K 0.04%
+19,850
New +$480K
VNQ icon
267
Vanguard Real Estate ETF
VNQ
$39.2B
$469K 0.04%
5,882
– –
AMG icon
268
Affiliated Managers Group
AMG
$9.92B
$467K 0.04%
2,925
– –
PFBC icon
269
Preferred Bank
PFBC
$1.26B
$460K 0.04%
13,940
+163
+1% +$5.51K
APD icon
270
Air Products & Chemicals
APD
$65.7B
$455K 0.03%
3,777
+18
+0.5% +$2.27K
SKYY icon
271
First Trust Cloud Computing ETF
SKYY
$3.07B
$453K 0.03%
15,070
-158
-1% -$4.78K
CAM
272
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$448K 0.03%
7,087
-667
-9% -$44.1K
CVC
273
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$447K 0.03%
14,000
– –
NSC icon
274
Norfolk Southern
NSC
$76.8B
$431K 0.03%
5,094
-47
-0.9% -$4.02K
BXLT
275
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$430K 0.03%
11,026
-220
-2% -$7.67K
9 10
11
12 13

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MAI Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, MAI Capital Management held 450 positions worth $1.31B, down 0.79% from $1.32B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

MAI Capital Management withdrew a net $64.6M in Q4 2015, closing 37 positions and reducing 179 holdings. Its most notable exit was W.W. Grainger, an estimated $8.11M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.9% of assets, up from 8.2% a quarter earlier, followed by Energy and Technology.

Against the trend, MAI Capital Management opened a new position in Invesco Building & Construction ETF worth $472K.

  • MAI Capital Management's largest Q4 2015 buy was Invesco Building & Construction ETF: 19,850 shares worth $472K.
  • MAI Capital Management added most to UBS E-TRACS Alerian MLP Infrastructure ETN in Q4 2015, an estimated $21.6M increase.
  • MAI Capital Management's biggest Q4 2015 reduction was Blackstone, cutting an estimated $9.39M.
  • MAI Capital Management fully exited W.W. Grainger in Q4 2015, selling an estimated $8.11M.
  • MAI Capital Management's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2015.
  • MAI Capital Management opened 17 new positions and closed 37 in Q4 2015.
  • MAI Capital Management's portfolio value fell 0.79% quarter-over-quarter to $1.31B.

Based on MAI Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.