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LCM

Lucas Capital Management Portfolio holdings

AUM $85.7M
1-Year Est. Return 22.84%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+22.84%
3 Year Est. Return
+44.46%
5 Year Est. Return
+87.07%
10 Year Est. Return
–
AUM
$293M
AUM Growth
-$55.8M
Cap. Flow
-$75.6M
Cap. Flow %
-25.79%
Top 10 Hldgs %
38.42%
Holding
161
New
21
Increased
38
Reduced
45
Closed
18

Top Buys

Rank Stock Value
1
XEC
CIMAREX ENERGY CO
XEC
+$4.09M
2
ROYT
PACIFIC COAST OIL TRUST
ROYT
+$3M
3
PBT
Permian Basin Royalty Trust
PBT
+$2.35M
4
MRO
Marathon Oil Corporation
MRO
+$2.06M
5
CXO
CONCHO RESOURCES INC.
CXO
+$1.9M

Top Sells

Rank Stock Value
1
WLL
Whiting Petroleum Corporation
WLL
+$80.6M
2
PSE
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
+$4.07M
3
XOM icon
ExxonMobil
XOM
+$4M
4
PER
SANDRIDGE PERMIAN TRUST
PER
+$2.21M
5
QEP
QEP RESOURCES, INC.
QEP
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 67.67%
2 Technology 5.8%
3 Healthcare 3.1%
4 Materials 2.02%
5 Consumer Staples 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
126
Norfolk Southern
NSC
$75.6B
$213K 0.07%
+2,750
New +$206K
Y
127
DELISTED
Alleghany Corp
Y
$209K 0.07%
+510
New +$204K
MCD icon
128
McDonald's
MCD
$188B
$203K 0.07%
2,112
– –
MMT
129
Aberdeen Multi-Market Income Fund
MMT
$238M
$196K 0.07%
29,600
– –
STSI
130
DELISTED
STAR SCIENTIFIC INC
STSI
$185K 0.06%
96,700
-1,200
-1% -$2.27K
BSD
131
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$152K 0.05%
12,000
– –
HIO
132
Western Asset High Income Opportunity Fund
HIO
$336M
$142K 0.05%
23,722
-800
-3% -$4.67K
MPO
133
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$92K 0.03%
+1,800
New +$95.8K
AMD icon
134
Advanced Micro Devices
AMD
$790B
$57K 0.02%
15,000
– –
XOMA
135
DELISTED
Xoma
XOMA
$45K 0.02%
500
– –
SLV icon
136
CALL
iShares Silver Trust
SLV
$28B
$21K 0.01%
+20,000
New +$413K
GE icon
137
CALL
GE Aerospace
GE
$383B
$11K ﹤0.01%
+12,520
New +$1.44M
HTM
138
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
+2,333
New +$6.47K
AWF
139
AllianceBernstein Global High Income Fund
AWF
$874M
– –
-11,596
Closed -$174K
BWG
140
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
– –
-10,000
Closed -$177K
CAT icon
141
Caterpillar
CAT
$382B
– –
-21,190
Closed -$1.75M
CRM icon
142
CALL
Salesforce
CRM
$152B
– –
-800
Closed -$31K
MTR
143
Mesa Royalty Trust
MTR
$5.35M
– –
-36,343
Closed -$827K
NRP icon
144
Natural Resource Partners
NRP
$1.28B
– –
-1,080
Closed -$222K
OIH icon
145
PUT
VanEck Oil Services ETF
OIH
$1.89B
– –
-1,000
Closed -$856K
QCOM icon
146
CALL
Qualcomm
QCOM
$159B
– –
-500
Closed -$31K
SJT
147
San Juan Basin Royalty Trust
SJT
$113M
– –
-20,800
Closed -$334K
VOD icon
148
CALL
Vodafone
VOD
$35.9B
– –
-2,943
Closed -$86K
XOP icon
149
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
– –
-15,000
Closed -$3.73M
CPE
150
DELISTED
Callon Petroleum Company
CPE
– –
-2,100
Closed -$71K
3 4 5
6
7

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Lucas Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Lucas Capital Management held 161 positions worth $293M, down 16% from $349M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Lucas Capital Management withdrew a net $75.6M in Q3 2013, closing 18 positions and reducing 45 holdings. Its most notable exit was QEP RESOURCES, INC., an estimated $1.86M position sold in full.

By sector, the portfolio is most concentrated in Energy at 68% of assets, down from 72% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Lucas Capital Management opened a new position in CIMAREX ENERGY CO worth $4.87M.

  • Lucas Capital Management's largest Q3 2013 buy was CIMAREX ENERGY CO: 50,500 shares worth $4.87M.
  • Lucas Capital Management added most to PACIFIC COAST OIL TRUST in Q3 2013, an estimated $3M increase.
  • Lucas Capital Management's biggest Q3 2013 reduction was Whiting Petroleum Corporation, cutting an estimated $80.6M.
  • Lucas Capital Management fully exited QEP RESOURCES, INC. in Q3 2013, selling an estimated $1.86M.
  • Lucas Capital Management's ten largest holdings make up 38% of its $293M portfolio in Q3 2013.
  • Lucas Capital Management opened 21 new positions and closed 18 in Q3 2013.
  • Lucas Capital Management's portfolio value fell 16% quarter-over-quarter to $293M.

Based on Lucas Capital Management's 13F filing for Q3 2013, filed 5 Nov 2013.