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LCM

Lucas Capital Management Portfolio holdings

AUM $85.7M
1-Year Est. Return 22.84%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+22.84%
3 Year Est. Return
+44.46%
5 Year Est. Return
+87.07%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$10.7M
Cap. Flow
-$15.7M
Cap. Flow %
-12.05%
Top 10 Hldgs %
36.84%
Holding
112
New
3
Increased
16
Reduced
62
Closed
11

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$572K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$309K
3
WES icon
Western Midstream Partners
WES
+$233K
4
ILMN icon
Illumina
ILMN
+$202K
5
BMY icon
Bristol-Myers Squibb
BMY
+$160K

Top Sells

Rank Stock Value
1
NFX
Newfield Exploration
NFX
+$1.44M
2
SHLX
Shell Midstream Partners, L.P.
SHLX
+$1.24M
3
EOG icon
EOG Resources
EOG
+$1.11M
4
AAPL icon
Apple
AAPL
+$876K
5
XEC
CIMAREX ENERGY CO
XEC
+$866K

Sector Composition

Rank Sector Weight
1 Energy 44.78%
2 Healthcare 9.67%
3 Technology 6.87%
4 Consumer Staples 6.7%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
101
APA Corp
APA
$13.2B
– –
-5,960
Closed -$332K
CNQ icon
102
Canadian Natural Resources
CNQ
$99.4B
– –
-18,770
Closed -$283K
GOOG icon
103
Alphabet (Google) Class C
GOOG
$4.36T
– –
-7,300
Closed -$253K
HACK icon
104
Amplify Cybersecurity ETF
HACK
$2.68B
– –
-10,310
Closed -$246K
JPM icon
105
JPMorgan Chase
JPM
$935B
– –
-5,037
Closed -$313K
MDLZ icon
106
Mondelez International
MDLZ
$79.5B
– –
-5,957
Closed -$271K
PM icon
107
Philip Morris
PM
$297B
– –
-3,232
Closed -$329K
SU icon
108
Suncor Energy
SU
$79.4B
– –
-17,217
Closed -$477K
1 2 3 4
5

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SAM
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DFG
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PSSGI
P-STS SPV GP I San Francisco, California $103M AUM
SR
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BIM
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FC
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NISOA
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Lucas Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Lucas Capital Management held 112 positions worth $131M, down 7.6% from $141M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Lucas Capital Management withdrew a net $15.7M in Q3 2016, closing 11 positions and reducing 62 holdings. Its most notable exit was Suncor Energy, an estimated $477K position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Lucas Capital Management opened a new position in Vanguard FTSE Emerging Markets ETF worth $312K.

  • Lucas Capital Management's largest Q3 2016 buy was Vanguard FTSE Emerging Markets ETF: 8,300 shares worth $312K.
  • Lucas Capital Management added most to Enterprise Products Partners in Q3 2016, an estimated $572K increase.
  • Lucas Capital Management's biggest Q3 2016 reduction was Newfield Exploration, cutting an estimated $1.44M.
  • Lucas Capital Management fully exited Suncor Energy in Q3 2016, selling an estimated $477K.
  • Lucas Capital Management's ten largest holdings make up 37% of its $131M portfolio in Q3 2016.
  • Lucas Capital Management opened 3 new positions and closed 11 in Q3 2016.
  • Lucas Capital Management's portfolio value fell 7.6% quarter-over-quarter to $131M.

Based on Lucas Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.