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LCM

Lucas Capital Management Portfolio holdings

AUM $85.7M
1-Year Est. Return 22.84%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+22.84%
3 Year Est. Return
+44.46%
5 Year Est. Return
+87.07%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$10.7M
Cap. Flow
-$15.7M
Cap. Flow %
-12.05%
Top 10 Hldgs %
36.84%
Holding
112
New
3
Increased
16
Reduced
62
Closed
11

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$572K
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$309K
3
WES icon
Western Midstream Partners
WES
+$233K
4
ILMN icon
Illumina
ILMN
+$202K
5
BMY icon
Bristol-Myers Squibb
BMY
+$160K

Top Sells

Rank Stock Value
1
NFX
Newfield Exploration
NFX
+$1.44M
2
SHLX
Shell Midstream Partners, L.P.
SHLX
+$1.24M
3
EOG icon
EOG Resources
EOG
+$1.11M
4
AAPL icon
Apple
AAPL
+$876K
5
XEC
CIMAREX ENERGY CO
XEC
+$866K

Sector Composition

Rank Sector Weight
1 Energy 44.78%
2 Healthcare 9.67%
3 Technology 6.87%
4 Consumer Staples 6.7%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
76
Microsoft
MSFT
$3.45T
$311K 0.24%
5,400
-1,010
-16% -$57K
COP icon
77
ConocoPhillips
COP
$147B
$296K 0.23%
6,816
-6,300
-48% -$262K
BPL
78
DELISTED
Buckeye Partners, L.P.
BPL
$290K 0.22%
4,050
– –
GEL icon
79
Genesis Energy
GEL
$1.87B
$270K 0.21%
7,100
-4,185
-37% -$153K
XLK icon
80
State Street Technology Select Sector SPDR ETF
XLK
$115B
$263K 0.2%
11,000
– –
PTY icon
81
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$259K 0.2%
17,700
– –
LBAI
82
DELISTED
Lakeland Bancorp Inc
LBAI
$259K 0.2%
18,452
– –
IVE icon
83
iShares S&P 500 Value ETF
IVE
$49B
$249K 0.19%
2,620
+16
+0.6% +$1.52K
D icon
84
Dominion Energy
D
$60.8B
$243K 0.19%
3,275
+75
+2% +$5.71K
VET icon
85
Vermilion Energy
VET
$1.82B
$232K 0.18%
6,000
-1,000
-14% -$35.2K
MTR
86
Mesa Royalty Trust
MTR
$5.4M
$228K 0.17%
27,365
– –
IVV icon
87
iShares Core S&P 500 ETF
IVV
$878B
$225K 0.17%
1,036
+4
+0.4% +$870
PNC icon
88
PNC Financial Services
PNC
$99.7B
$225K 0.17%
2,500
-100
-4% -$8.58K
ILMN icon
89
Illumina
ILMN
$31B
$223K 0.17%
+1,260
New +$202K
GS icon
90
Goldman Sachs
GS
$300B
$210K 0.16%
1,301
-200
-13% -$32.5K
CVX icon
91
Chevron
CVX
$392B
$206K 0.16%
2,000
– –
DIS icon
92
Walt Disney
DIS
$167B
$203K 0.16%
2,181
-555
-20% -$53.1K
BSD
93
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$179K 0.14%
12,000
– –
NRT
94
North European Oil Royalty Trust
NRT
$87.4M
$160K 0.12%
20,858
-2,575
-11% -$21.8K
USO icon
95
United States Oil Fund
USO
$2.15B
$115K 0.09%
1,313
– –
ROYT
96
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$52K 0.04%
28,413
+200
+0.7% +$380
NOG icon
97
Northern Oil and Gas
NOG
$2.3B
$36K 0.03%
1,358
+50
+4% +$1.83K
WHZ
98
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$12K 0.01%
16,735
– –
XOMA
99
DELISTED
Xoma
XOMA
$5K ﹤0.01%
500
– –
EXXI
100
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1K ﹤0.01%
10,254
– –
1 2 3
4
5

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DFG
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PSSGI
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FC
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NISOA
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Lucas Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Lucas Capital Management held 112 positions worth $131M, down 7.6% from $141M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Lucas Capital Management withdrew a net $15.7M in Q3 2016, closing 11 positions and reducing 62 holdings. Its most notable exit was Suncor Energy, an estimated $477K position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Lucas Capital Management opened a new position in Vanguard FTSE Emerging Markets ETF worth $312K.

  • Lucas Capital Management's largest Q3 2016 buy was Vanguard FTSE Emerging Markets ETF: 8,300 shares worth $312K.
  • Lucas Capital Management added most to Enterprise Products Partners in Q3 2016, an estimated $572K increase.
  • Lucas Capital Management's biggest Q3 2016 reduction was Newfield Exploration, cutting an estimated $1.44M.
  • Lucas Capital Management fully exited Suncor Energy in Q3 2016, selling an estimated $477K.
  • Lucas Capital Management's ten largest holdings make up 37% of its $131M portfolio in Q3 2016.
  • Lucas Capital Management opened 3 new positions and closed 11 in Q3 2016.
  • Lucas Capital Management's portfolio value fell 7.6% quarter-over-quarter to $131M.

Based on Lucas Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.