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LCM

Lucas Capital Management Portfolio holdings

AUM $85.7M
1-Year Est. Return 22.84%
This Fund
S&P 500
This Quarter Est. Return
+9.44%
1 Year Est. Return
+22.84%
3 Year Est. Return
+44.46%
5 Year Est. Return
+87.07%
10 Year Est. Return
–
AUM
$74.7M
AUM Growth
+$1.65M
Cap. Flow
-$3.9M
Cap. Flow %
-5.22%
Top 10 Hldgs %
58.68%
Holding
45
New
2
Increased
20
Reduced
13
Closed
6

Top Buys

Rank Stock Value
1
VOX icon
Vanguard Communication Services ETF
VOX
+$1.44M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$287K
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$262K
4
SLV icon
iShares Silver Trust
SLV
+$230K
5
VGT icon
Vanguard Information Technology ETF
VGT
+$161K

Top Sells

Rank Stock Value
1
WFC.PRR
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
+$2.04M
2
C.PRK
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
+$1.55M
3
C.PRJ
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
+$721K
4
AAPL icon
Apple
AAPL
+$553K
5
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$348K

Sector Composition

Rank Sector Weight
1 Technology 12.91%
2 Healthcare 8.39%
3 Energy 7.44%
4 Consumer Staples 5.36%
5 Utilities 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
Chevron
CVX
$366B
$949K 1.27%
13,177
+330
+3% +$27.8K
VZ icon
27
Verizon
VZ
$196B
$893K 1.2%
15,013
+645
+4% +$37.5K
XLU icon
28
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$888K 1.19%
29,920
+400
+1% +$11.9K
LBAI
29
DELISTED
Lakeland Bancorp Inc
LBAI
$706K 0.95%
70,939
– –
EPD icon
30
Enterprise Products Partners
EPD
$81.7B
$569K 0.76%
36,044
+2,903
+9% +$50.9K
HOV icon
31
Hovnanian Enterprises
HOV
$807M
$399K 0.53%
12,267
– –
XOM icon
32
ExxonMobil
XOM
$634B
$369K 0.49%
10,747
+4
+0% +$164
MPLX icon
33
MPLX
MPLX
$59.7B
$311K 0.42%
19,765
-916
-4% -$16.5K
DMLP icon
34
Dorchester Minerals
DMLP
$1.26B
$300K 0.4%
29,070
-1,171
-4% -$13.1K
WES icon
35
Western Midstream Partners
WES
$19.3B
$299K 0.4%
37,385
-13,230
-26% -$119K
VTN icon
36
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
$268K 0.36%
21,627
– –
SLV icon
37
iShares Silver Trust
SLV
$30.7B
$219K 0.29%
+10,100
New +$230K
HESM icon
38
Hess Midstream
HESM
$5.11B
$213K 0.29%
14,105
-124
-0.9% -$2.16K
USAC icon
39
USA Compression Partners
USAC
$3.74B
$202K 0.27%
20,184
– –
PBA icon
40
Pembina Pipeline
PBA
$27.6B
– –
-10,750
Closed -$269K
WFC.PRR
41
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
– –
-76,858
Closed -$2.04M
SHLX
42
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-23,107
Closed -$284K
C.PRK
43
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-58,722
Closed -$1.55M
GS.PRJ
44
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-13,700
Closed -$348K
C.PRJ
45
DELISTED
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
– –
-27,100
Closed -$721K
1
2

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Lucas Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Lucas Capital Management held 45 positions worth $74.7M, up 2.3% from $73M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Lucas Capital Management withdrew a net $3.9M in Q3 2020, closing 6 positions and reducing 13 holdings. Its most notable exit was WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R, an estimated $2.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Lucas Capital Management opened a new position in Vanguard Communication Services ETF worth $1.45M.

  • Lucas Capital Management's largest Q3 2020 buy was Vanguard Communication Services ETF: 14,180 shares worth $1.45M.
  • Lucas Capital Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q3 2020, an estimated $287K increase.
  • Lucas Capital Management's biggest Q3 2020 reduction was Apple, cutting an estimated $553K.
  • Lucas Capital Management fully exited WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R in Q3 2020, selling an estimated $2.04M.
  • Lucas Capital Management's ten largest holdings make up 59% of its $74.7M portfolio in Q3 2020.
  • Lucas Capital Management opened 2 new positions and closed 6 in Q3 2020.
  • Lucas Capital Management's portfolio value rose 2.3% quarter-over-quarter to $74.7M.

Based on Lucas Capital Management's 13F filing for Q3 2020, filed 28 Oct 2020.