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LCM

Lucas Capital Management Portfolio holdings

AUM $85.7M
1-Year Est. Return 22.84%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+22.84%
3 Year Est. Return
+44.46%
5 Year Est. Return
+87.07%
10 Year Est. Return
–
AUM
$78.5M
AUM Growth
-$5.97M
Cap. Flow
-$6.24M
Cap. Flow %
-7.95%
Top 10 Hldgs %
46.68%
Holding
53
New
1
Increased
19
Reduced
22
Closed
7

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$516K
2
LBAI
Lakeland Bancorp Inc
LBAI
+$463K
3
WES icon
Western Midstream Partners
WES
+$348K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$284K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$225K

Top Sells

Rank Stock Value
1
WFC.PRR
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
+$2.44M
2
C.PRK
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
+$1.7M
3
VOX icon
Vanguard Communication Services ETF
VOX
+$896K
4
JNJ icon
Johnson & Johnson
JNJ
+$750K
5
C.PRJ
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
+$417K

Sector Composition

Rank Sector Weight
1 Energy 16.73%
2 Technology 7.72%
3 Healthcare 7.19%
4 Consumer Staples 5.46%
5 Communication Services 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBAI
26
DELISTED
Lakeland Bancorp Inc
LBAI
$1.3M 1.66%
84,557
+29,719
+54% +$463K
DEM icon
27
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$1.24M 1.59%
30,105
-343
-1% -$14.7K
XLK icon
28
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.2M 1.53%
29,760
+240
+0.8% +$9.6K
MPLX icon
29
MPLX
MPLX
$59.3B
$1.12M 1.42%
39,890
-4,636
-10% -$136K
XLU icon
30
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$991K 1.26%
30,620
+32
+0.1% +$987
VZ icon
31
Verizon
VZ
$195B
$973K 1.24%
16,118
+795
+5% +$45.8K
EPD icon
32
Enterprise Products Partners
EPD
$82.3B
$934K 1.19%
32,677
+4,148
+15% +$121K
XLE icon
33
State Street Energy Select Sector SPDR ETF
XLE
$39B
$848K 1.08%
28,660
+900
+3% +$27.2K
SHLX
34
DELISTED
Shell Midstream Partners, L.P.
SHLX
$730K 0.93%
35,672
-6,435
-15% -$133K
DMLP icon
35
Dorchester Minerals
DMLP
$1.33B
$598K 0.76%
32,054
-4,500
-12% -$82.6K
USAC icon
36
USA Compression Partners
USAC
$3.79B
$537K 0.68%
31,106
+9
+0% +$152
PBA icon
37
Pembina Pipeline
PBA
$28.4B
$489K 0.62%
13,190
– –
EGBN icon
38
Eagle Bancorp
EGBN
$846M
$462K 0.59%
10,365
-400
-4% -$17.5K
GE icon
39
GE Aerospace
GE
$374B
$366K 0.47%
8,216
+667
+9% +$31.3K
HESM icon
40
Hess Midstream
HESM
$5.24B
$344K 0.44%
17,839
-1,853
-9% -$36.1K
BGS icon
41
B&G Foods
BGS
$287M
$320K 0.41%
16,930
-5,235
-24% -$101K
NXJ
42
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$316K 0.4%
21,849
+150
+0.7% +$2.17K
HOV icon
43
Hovnanian Enterprises
HOV
$726M
$307K 0.39%
+15,954
New +$152K
VTN icon
44
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$294K 0.37%
21,627
– –
SLV icon
45
iShares Silver Trust
SLV
$28B
$279K 0.36%
17,500
– –
PTY icon
46
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$223K 0.28%
12,300
– –
FFBC icon
47
First Financial Bancorp
FFBC
$3.55B
– –
-14,865
Closed -$360K
NRT
48
North European Oil Royalty Trust
NRT
$87.4M
– –
-30,478
Closed -$216K
VOX icon
49
Vanguard Communication Services ETF
VOX
$5.59B
– –
-10,335
Closed -$896K
WFC.PRR
50
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
– –
-85,945
Closed -$2.44M
1
2
3

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Lucas Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Lucas Capital Management held 53 positions worth $78.5M, down 7.1% from $84.4M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Lucas Capital Management withdrew a net $6.24M in Q3 2019, closing 7 positions and reducing 22 holdings. Its most notable exit was WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R, an estimated $2.44M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Lucas Capital Management opened a new position in Hovnanian Enterprises worth $307K.

  • Lucas Capital Management's largest Q3 2019 buy was Hovnanian Enterprises: 15,954 shares worth $307K.
  • Lucas Capital Management added most to State Street Health Care Select Sector SPDR ETF in Q3 2019, an estimated $516K increase.
  • Lucas Capital Management's biggest Q3 2019 reduction was Johnson & Johnson, cutting an estimated $750K.
  • Lucas Capital Management fully exited WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R in Q3 2019, selling an estimated $2.44M.
  • Lucas Capital Management's ten largest holdings make up 47% of its $78.5M portfolio in Q3 2019.
  • Lucas Capital Management opened 1 new position and closed 7 in Q3 2019.
  • Lucas Capital Management's portfolio value fell 7.1% quarter-over-quarter to $78.5M.

Based on Lucas Capital Management's 13F filing for Q3 2019, filed 23 Oct 2019.